D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
GE Aerospace
GE
|
+$570M |
| 2 |
Meta Platforms (Facebook)
META
|
+$469M |
| 3 |
TWX
Time Warner Inc
TWX
|
+$342M |
| 4 |
Merck
MRK
|
+$322M |
| 5 |
MON
Monsanto Co
MON
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$434M |
| 2 |
Netflix
NFLX
|
+$301M |
| 3 |
Alibaba
BABA
|
+$245M |
| 4 |
Verizon
VZ
|
+$235M |
| 5 |
Tesla
TSLA
|
+$230M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.27% |
| 2 | Healthcare | 11.28% |
| 3 | Consumer Discretionary | 8.99% |
| 4 | Communication Services | 8.03% |
| 5 | Industrials | 7.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PDCE
1876
DELISTED
PDC Energy, Inc.
PDCE
| $2.67M | ﹤0.01% |
51,825
+16,806
| +48% | +$796K |
|
|
BITA
1877
DELISTED
Bitauto Holdings Limited
BITA
| $2.67M | ﹤0.01% |
83,964
-5,178
| -6% | -$211K |
|
|
JAG
1878
DELISTED
Jagged Peak Energy Inc.
JAG
| $2.66M | ﹤0.01% |
+168,441
| New | +$2.43M |
|
1879
Digi International
DGII
$2.5B
| $2.65M | ﹤0.01% |
278,047
+26,205
| +10% | +$268K |
|
|
PRFT
1880
DELISTED
Perficient Inc
PRFT
| $2.65M | ﹤0.01% |
139,106
+13,713
| +11% | +$265K |
|
1881
CRA International
CRAI
$1.17B
| $2.65M | ﹤0.01% |
58,989
-13,367
| -18% | -$586K |
|
|
UMPQ
1882
DELISTED
Umpqua Holdings Corp
UMPQ
| $2.65M | ﹤0.01% |
127,261
-81,572
| -39% | -$1.69M |
|
1883
Ryder
R
$10.2B
| $2.64M | ﹤0.01% |
31,371
+27,999
| +830% | +$2.29M |
|
1884
Boot Barn
BOOT
$4.82B
| $2.64M | ﹤0.01% |
158,880
+69,928
| +79% | +$838K |
|
1885
Werner Enterprises
WERN
$2.37B
| $2.63M | ﹤0.01% |
68,158
-112,836
| -62% | -$4.1M |
|
|
CLVS
1886
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
| $2.63M | ﹤0.01% |
38,700
+8,700
| +29% | +$608K |
|
1887
Magnite
MGNI
$2.77B
| $2.63M | ﹤0.01% |
1,405,354
+247,035
| +21% | +$618K |
|
|
TARO
1888
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
| $2.63M | ﹤0.01% |
+25,098
| New | +$2.76M |
|
1889
PUT
Take-Two Interactive
TTWO
$45.2B
| $2.62M | ﹤0.01% |
23,900
+1,500
| +7% | +$164K |
|
1890
W.P. Carey
WPC
$17.2B
| $2.62M | ﹤0.01% |
38,889
-33,719
| -46% | -$2.31M |
|
|
DERM
1891
DELISTED
Dermira, Inc.
DERM
| $2.62M | ﹤0.01% |
94,348
+60,569
| +179% | +$1.61M |
|
1892
Casey's General Stores
CASY
$32.4B
| $2.62M | ﹤0.01% |
23,395
-20,114
| -46% | -$2.3M |
|
1893
Wintrust Financial
WTFC
$10.8B
| $2.62M | ﹤0.01% |
31,796
-14,469
| -31% | -$1.17M |
|
1894
Atkore
ATKR
$2.54B
| $2.62M | ﹤0.01% |
122,038
-833
| -0.7% | -$16.7K |
|
1895
Ford
F
$58.9B
| $2.62M | ﹤0.01% |
209,418
-582,420
| -74% | -$7.17M |
|
1896
SL Green Realty
SLG
$3.8B
| $2.62M | ﹤0.01% |
26,763
+14,062
| +111% | +$1.37M |
|
1897
Simpson Manufacturing
SSD
$8.5B
| $2.61M | ﹤0.01% |
45,462
-45,024
| -50% | -$2.49M |
|
1898
IMAX
IMAX
$2.56B
| $2.6M | ﹤0.01% |
112,132
+53,580
| +92% | +$1.26M |
|
1899
CALL
Protolabs
PRLB
$1.79B
| $2.6M | ﹤0.01% |
+25,200
| New | +$2.26M |
|
|
BIG
1900
DELISTED
Big Lots, Inc.
BIG
| $2.6M | ﹤0.01% |
+46,235
| New | +$2.51M |
|
Similar funds
D.E. Shaw & Co's Q4 2017 Portfolio in Review
As of Q4 2017, D.E. Shaw & Co held 3,940 positions worth $72.6B, up 12% from $65.1B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co deployed $3.73B of net new capital in Q4 2017, opening 507 new positions and adding to 1,441 existing holdings. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Apple, an estimated $434M trimmed.
- D.E. Shaw & Co's largest Q4 2017 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
- D.E. Shaw & Co added most to GE Aerospace in Q4 2017, an estimated $570M increase.
- D.E. Shaw & Co's biggest Q4 2017 reduction was Apple, cutting an estimated $434M.
- D.E. Shaw & Co fully exited Tesla in Q4 2017, selling an estimated $230M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $72.6B portfolio in Q4 2017.
- D.E. Shaw & Co opened 507 new positions and closed 394 in Q4 2017.
- D.E. Shaw & Co's portfolio value rose 12% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2017, filed 14 Feb 2018.