D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.47% |
| 2 | Consumer Discretionary | 9.17% |
| 3 | Healthcare | 8.57% |
| 4 | Financials | 7.92% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
CALL
Capri Holdings
CPRI
$1.82B
| $5.08M | 0.01% |
108,000
+5,700
| +6% | +$306K |
|
1802
Western Digital
WDC
$184B
| $5.08M | 0.01% |
178,246
-658,205
| -79% | -$19.3M |
|
|
RCFA
1803
DELISTED
Perception Capital Corp. IV
RCFA
| $5.06M | 0.01% |
+485,346
| New | +$5.03M |
|
1804
Ecolab
ECL
$78.6B
| $5.05M | 0.01% |
30,484
+3,509
| +13% | +$547K |
|
|
VSAC
1805
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
| $5.04M | 0.01% |
477,722
| – | – |
|
|
ISEE
1806
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
| $5.02M | 0.01% |
206,336
-606,631
| -75% | -$13.3M |
|
|
RENT
1807
Rent the Runway
RENT
$119M
| $5.02M | 0.01% |
88,034
+34,225
| +64% | +$2.39M |
|
1808
CALL
Expedia Group
EXPE
$35.2B
| $5.02M | 0.01% |
51,700
-218,800
| -81% | -$22.9M |
|
1809
PUT
STAAR Surgical
STAA
$1.21B
| $5M | 0.01% |
78,200
| – | – |
|
1810
CALL
Idexx Laboratories
IDXX
$44.1B
| $5M | 0.01% |
+10,000
| New | +$4.79M |
|
1811
UMB Financial
UMBF
$11.1B
| $5M | 0.01% |
86,605
+69,823
| +416% | +$5.67M |
|
1812
CALL
CRISPR Therapeutics
CRSP
$4.77B
| $5M | 0.01% |
110,500
-37,900
| -26% | -$1.84M |
|
1813
CALL
Rio Tinto
RIO
$158B
| $4.99M | 0.01% |
72,800
-132,000
| -64% | -$9.58M |
|
1814
Cogent Biosciences
COGT
$7.07B
| $4.98M | 0.01% |
461,834
-271,626
| -37% | -$3.47M |
|
1815
Exponent
EXPO
$3.13B
| $4.98M | 0.01% |
49,909
-19,748
| -28% | -$2.01M |
|
1816
Ericsson
ERIC
$32.1B
| $4.97M | 0.01% |
849,019
-18,968
| -2% | -$108K |
|
1817
McCormick & Company Non-Voting
MKC
$13.7B
| $4.97M | 0.01% |
+59,688
| New | +$4.55M |
|
1818
Rhythm Pharmaceuticals
RYTM
$7.25B
| $4.96M | 0.01% |
278,203
-77,327
| -22% | -$1.94M |
|
1819
PUT
GE HealthCare
GEHC
$31.6B
| $4.96M | 0.01% |
+60,489
| New | +$4.32M |
|
1820
iHeartMedia
IHRT
$529M
| $4.96M | 0.01% |
1,272,182
-689,017
| -35% | -$4.39M |
|
1821
CALL
Aflac
AFL
$64.8B
| $4.94M | 0.01% |
76,500
+5,700
| +8% | +$390K |
|
1822
Glaukos
GKOS
$9.9B
| $4.93M | 0.01% |
98,499
+48,591
| +97% | +$2.36M |
|
1823
PUT
Lithia Motors
LAD
$9.24B
| $4.92M | 0.01% |
21,500
-22,400
| -51% | -$5.45M |
|
1824
CALL
Tidewater
TDW
$3.65B
| $4.89M | 0.01% |
+110,900
| New | +$4.77M |
|
1825
Federal Realty Investment Trust
FRT
$10.7B
| $4.88M | 0.01% |
49,405
+30,033
| +155% | +$3.14M |
|
Similar funds
D.E. Shaw & Co's Q1 2023 Portfolio in Review
As of Q1 2023, D.E. Shaw & Co held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co withdrew a net $9.17B in Q1 2023, closing 861 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- D.E. Shaw & Co's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- D.E. Shaw & Co added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- D.E. Shaw & Co's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- D.E. Shaw & Co fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- D.E. Shaw & Co opened 431 new positions and closed 861 in Q1 2023.
- D.E. Shaw & Co's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.