D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$549M |
| 2 |
CVS Health
CVS
|
+$537M |
| 3 |
Meta Platforms (Facebook)
META
|
+$515M |
| 4 |
McDonald's
MCD
|
+$386M |
| 5 |
Home Depot
HD
|
+$308M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Booking.com
BKNG
|
+$475M |
| 2 |
YHOO
Yahoo Inc
YHOO
|
+$442M |
| 3 |
AGN
Allergan plc
AGN
|
+$435M |
| 4 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$369M |
| 5 |
Berkshire Hathaway Class B
BRK.B
|
+$330M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 11.4% |
| 2 | Consumer Discretionary | 10.14% |
| 3 | Technology | 10.06% |
| 4 | Financials | 9.8% |
| 5 | Industrials | 7.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
CALL
Vertex Pharmaceuticals
VRTX
$123B
| $2.31M | ﹤0.01% |
26,800
| – | – |
|
|
QIHU
1802
PUT
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
| $2.3M | ﹤0.01% |
31,500
| – | – |
|
1803
CALL
GoPro
GPRO
$120M
| $2.29M | ﹤0.01% |
212,200
-334,000
| -61% | -$3.71M |
|
|
XOMA
1804
DELISTED
Xoma
XOMA
| $2.29M | ﹤0.01% |
207,557
-22,249
| -10% | -$319K |
|
|
EIGI
1805
DELISTED
Endurance International Group Holdings, Inc.
EIGI
| $2.29M | ﹤0.01% |
254,494
+38,499
| +18% | +$370K |
|
|
EXAR
1806
DELISTED
Exar Corporation
EXAR
| $2.28M | ﹤0.01% |
283,761
+62,575
| +28% | +$418K |
|
1807
ATN International
ATNI
$374M
| $2.28M | ﹤0.01% |
+29,338
| New | +$2.17M |
|
1808
Ashland
ASH
$3.13B
| $2.28M | ﹤0.01% |
40,618
-67,197
| -62% | -$3.72M |
|
1809
AB InBev
BUD
$162B
| $2.28M | ﹤0.01% |
17,300
-60,434
| -78% | -$7.61M |
|
1810
CALL
Factset
FDS
$10.1B
| $2.28M | ﹤0.01% |
14,100
| – | – |
|
1811
iShares MSCI Australia ETF
EWA
$1.39B
| $2.27M | ﹤0.01% |
116,750
| – | – |
|
1812
Standex International
SXI
$3.63B
| $2.27M | ﹤0.01% |
27,477
-5,073
| -16% | -$416K |
|
|
NLSN
1813
DELISTED
Nielsen Holdings plc
NLSN
| $2.27M | ﹤0.01% |
+43,662
| New | +$2.3M |
|
1814
National CineMedia
NCMI
$369M
| $2.27M | ﹤0.01% |
14,647
+381
| +3% | +$54.9K |
|
1815
Mattel
MAT
$4.47B
| $2.26M | ﹤0.01% |
72,104
-401,962
| -85% | -$12.7M |
|
1816
CALL
Bread Financial
BFH
$4.27B
| $2.25M | ﹤0.01% |
14,410
| – | – |
|
1817
PUT
L3Harris
LHX
$56.6B
| $2.25M | ﹤0.01% |
27,000
| – | – |
|
1818
PUT
Voya Financial
VOYA
$9.04B
| $2.25M | ﹤0.01% |
90,900
+48,300
| +113% | +$1.48M |
|
1819
Encore Capital Group
ECPG
$2.05B
| $2.25M | ﹤0.01% |
95,560
+20,000
| +26% | +$514K |
|
1820
Nektar Therapeutics
NKTR
$2.34B
| $2.25M | ﹤0.01% |
10,536
-38,410
| -78% | -$8.59M |
|
1821
MillerKnoll
MLKN
$1.61B
| $2.25M | ﹤0.01% |
75,140
+20,922
| +39% | +$643K |
|
|
SVC
1822
Service Properties Trust
SVC
$1.07B
| $2.24M | ﹤0.01% |
15,551
-34,496
| -69% | -$4.55M |
|
1823
Wabtec
WAB
$51B
| $2.24M | ﹤0.01% |
+31,879
| New | +$2.48M |
|
1824
Weyerhaeuser
WY
$17.7B
| $2.24M | ﹤0.01% |
+75,212
| New | +$2.31M |
|
|
AMRN
1825
Amarin Corp
AMRN
$289M
| $2.24M | ﹤0.01% |
51,781
-17,357
| -25% | -$652K |
|
Similar funds
D.E. Shaw & Co's Q2 2016 Portfolio in Review
As of Q2 2016, D.E. Shaw & Co held 3,766 positions worth $54.2B, down 2.7% from $55.7B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
D.E. Shaw & Co withdrew a net $2.46B in Q2 2016, closing 445 positions and reducing 1,324 holdings. Its most notable exit was TIME WARNER CABLE INC NEW COM STK, an estimated $369M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Liberty Media Corporation Series C Liberty SiriusXM Common Stock worth $198M.
- D.E. Shaw & Co's largest Q2 2016 buy was Liberty Media Corporation Series C Liberty SiriusXM Common Stock: 8,430,023 shares worth $198M.
- D.E. Shaw & Co added most to Amazon in Q2 2016, an estimated $549M increase.
- D.E. Shaw & Co's biggest Q2 2016 reduction was Booking.com, cutting an estimated $475M.
- D.E. Shaw & Co fully exited TIME WARNER CABLE INC NEW COM STK in Q2 2016, selling an estimated $369M.
- D.E. Shaw & Co's ten largest holdings make up 9.2% of its $54.2B portfolio in Q2 2016.
- D.E. Shaw & Co opened 402 new positions and closed 445 in Q2 2016.
- D.E. Shaw & Co's portfolio value fell 2.7% quarter-over-quarter to $54.2B.
Based on D.E. Shaw & Co's 13F filing for Q2 2016, filed 15 Aug 2016.