D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.37% |
| 2 | Consumer Discretionary | 12.29% |
| 3 | Healthcare | 8.61% |
| 4 | Financials | 6.39% |
| 5 | Communication Services | 6.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
CALL
Nexstar Media Group
NXST
$6.01B
| $4.05M | ﹤0.01% |
45,000
+8,200
| +22% | +$741K |
|
1752
Schrodinger
SDGR
$1.13B
| $4.04M | ﹤0.01% |
85,039
-1,516,008
| -95% | -$104M |
|
1753
FuelCell Energy
FCEL
$1.45B
| $4.04M | ﹤0.01% |
62,897
+51,344
| +444% | +$4.09M |
|
1754
PUT
Kohl's
KSS
$2.16B
| $4.04M | ﹤0.01% |
217,900
+21,700
| +11% | +$459K |
|
1755
Williams-Sonoma
WSM
$27.5B
| $4.03M | ﹤0.01% |
89,186
-853,814
| -91% | -$37.9M |
|
|
MDP
1756
DELISTED
Meredith Corporation
MDP
| $4.03M | ﹤0.01% |
307,086
+114,429
| +59% | +$1.6M |
|
1757
PUT
Cardinal Health
CAH
$53.7B
| $4.03M | ﹤0.01% |
85,800
+8,300
| +11% | +$426K |
|
1758
CALL
Copart
CPRT
$28.5B
| $4.03M | ﹤0.01% |
153,200
| – | – |
|
1759
PUT
Marriott International
MAR
$100B
| $4.03M | ﹤0.01% |
43,500
-60,200
| -58% | -$5.68M |
|
1760
Ecolab
ECL
$79.8B
| $4.03M | ﹤0.01% |
+20,142
| New | +$4.03M |
|
1761
CALL
Adobe
ADBE
$105B
| $4.02M | ﹤0.01% |
8,200
-60,100
| -88% | -$28M |
|
1762
MKS Inc
MKSI
$17.4B
| $4.01M | ﹤0.01% |
36,731
-4,740
| -11% | -$555K |
|
|
BCOV
1763
DELISTED
Brightcove, Inc.
BCOV
| $4.01M | ﹤0.01% |
391,289
-56,259
| -13% | -$561K |
|
1764
CALL
Paychex
PAYX
$43.4B
| $3.99M | ﹤0.01% |
50,000
-67,200
| -57% | -$5.05M |
|
|
AKCA
1765
DELISTED
Akcea Therapeutics Inc
AKCA
| $3.97M | ﹤0.01% |
219,033
-225,122
| -51% | -$3.19M |
|
1766
Donaldson
DCI
$10.7B
| $3.96M | ﹤0.01% |
85,317
+3,807
| +5% | +$185K |
|
1767
CALL
Everest Group
EG
$15.6B
| $3.95M | ﹤0.01% |
20,000
+5,600
| +39% | +$1.2M |
|
1768
PUT
Hewlett Packard
HPE
$58.8B
| $3.94M | ﹤0.01% |
420,000
+90,000
| +27% | +$860K |
|
1769
CSX Corp
CSX
$94B
| $3.93M | ﹤0.01% |
151,920
-88,986
| -37% | -$2.2M |
|
1770
CALL
McKesson
MCK
$104B
| $3.93M | ﹤0.01% |
26,400
-18,700
| -41% | -$2.84M |
|
1771
PUT
Assurant
AIZ
$13.9B
| $3.93M | ﹤0.01% |
32,400
| – | – |
|
1772
Arlo Technologies
ARLO
$1.58B
| $3.93M | ﹤0.01% |
746,998
-169,767
| -19% | -$816K |
|
1773
CALL
Altria Group
MO
$125B
| $3.92M | ﹤0.01% |
+101,400
| New | +$4.22M |
|
1774
Albemarle
ALB
$13.4B
| $3.9M | ﹤0.01% |
43,741
+36,839
| +534% | +$3.26M |
|
1775
Granite Construction
GVA
$5.16B
| $3.9M | ﹤0.01% |
221,191
-830
| -0.4% | -$15.2K |
|
Similar funds
D.E. Shaw & Co's Q3 2020 Portfolio in Review
As of Q3 2020, D.E. Shaw & Co held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- D.E. Shaw & Co added most to Walt Disney in Q3 2020, an estimated $642M increase.
- D.E. Shaw & Co's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- D.E. Shaw & Co fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- D.E. Shaw & Co opened 420 new positions and closed 597 in Q3 2020.
- D.E. Shaw & Co's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.