D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$820M |
| 2 |
Visa
V
|
+$667M |
| 3 |
HES
Hess
HES
|
+$515M |
| 4 |
Mastercard
MA
|
+$425M |
| 5 |
Oracle
ORCL
|
+$382M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$1.03B |
| 2 |
Advanced Micro Devices
AMD
|
+$949M |
| 3 |
Citigroup
C
|
+$419M |
| 4 |
ExxonMobil
XOM
|
+$391M |
| 5 |
Booking.com
BKNG
|
+$349M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.36% |
| 2 | Consumer Discretionary | 9.47% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.38% |
| 5 | Communication Services | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AIV
1726
Aimco
AIV
$383M
| $5.19M | ﹤0.01% |
634,109
-121,882
| -16% | -$931K |
|
1727
LSB Industries
LXU
$794M
| $5.19M | ﹤0.01% |
591,453
-117,621
| -17% | -$927K |
|
1728
PUT
Matador Resources
MTDR
$6B
| $5.19M | ﹤0.01% |
77,700
+34,100
| +78% | +$2.03M |
|
1729
Hecla Mining
HL
$10B
| $5.19M | ﹤0.01% |
1,078,061
+667,104
| +162% | +$2.66M |
|
1730
TriMas Corp
TRS
$1.36B
| $5.18M | ﹤0.01% |
193,897
+24,082
| +14% | +$601K |
|
1731
CALL
Scotiabank
BNS
$107B
| $5.18M | ﹤0.01% |
100,000
-184,600
| -65% | -$8.85M |
|
1732
PUT
Johnson Controls International
JCI
$87.8B
| $5.17M | ﹤0.01% |
79,100
-900
| -1% | -$52.4K |
|
1733
Expensify
EXFY
$178M
| $5.17M | ﹤0.01% |
2,807,393
+710,687
| +34% | +$1.35M |
|
1734
PUT
M/I Homes
MHO
$3.87B
| $5.17M | ﹤0.01% |
37,900
+19,000
| +101% | +$2.41M |
|
1735
WD-40
WDFC
$3.06B
| $5.16M | ﹤0.01% |
20,372
-16,239
| -44% | -$4.2M |
|
1736
PUT
Lennar Class A
LEN
$20.2B
| $5.16M | ﹤0.01% |
30,990
| – | – |
|
1737
CALL
CF Industries
CF
$19.3B
| $5.16M | ﹤0.01% |
62,000
+52,300
| +539% | +$4.17M |
|
1738
Murphy Oil
MUR
$5.48B
| $5.16M | ﹤0.01% |
112,853
+54,801
| +94% | +$2.21M |
|
1739
Algonquin Power & Utilities
AQN
$4.6B
| $5.15M | ﹤0.01% |
815,358
+427,100
| +110% | +$2.59M |
|
1740
PUT
Sony
SONY
$134B
| $5.14M | ﹤0.01% |
300,000
-200,000
| -40% | -$3.68M |
|
|
FL
1741
CALL
DELISTED
Foot Locker
FL
| $5.13M | ﹤0.01% |
180,000
| – | – |
|
1742
Simply Good Foods
SMPL
$918M
| $5.13M | ﹤0.01% |
150,719
+72,592
| +93% | +$2.68M |
|
1743
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.83B
| $5.12M | ﹤0.01% |
160,489
+147,724
| +1,157% | +$4.59M |
|
1744
Moderna
MRNA
$23B
| $5.12M | ﹤0.01% |
48,022
-314,155
| -87% | -$31.7M |
|
1745
iShares US Energy ETF
IYE
$1.73B
| $5.12M | ﹤0.01% |
103,556
+97,134
| +1,513% | +$4.37M |
|
1746
Lufax Holding
LU
$1.38B
| $5.11M | ﹤0.01% |
1,211,831
-424,957
| -26% | -$1.19M |
|
1747
Waters Corp
WAT
$37.3B
| $5.11M | ﹤0.01% |
14,846
+4,200
| +39% | +$1.38M |
|
1748
Zumiez
ZUMZ
$334M
| $5.11M | ﹤0.01% |
336,424
+64,381
| +24% | +$1.1M |
|
1749
HEICO Corp
HEI
$49.5B
| $5.11M | ﹤0.01% |
26,747
+25,447
| +1,957% | +$4.72M |
|
1750
Regions Financial
RF
$26.3B
| $5.1M | ﹤0.01% |
+242,368
| New | +$4.58M |
|
Similar funds
D.E. Shaw & Co's Q1 2024 Portfolio in Review
As of Q1 2024, D.E. Shaw & Co held 4,923 positions worth $117B, up 2.1% from $114B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
D.E. Shaw & Co withdrew a net $8.58B in Q1 2024, closing 634 positions and reducing 1,722 holdings. Its most notable exit was iShares JPMorgan USD Emerging Markets Bond ETF, an estimated $307M position sold in full.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, D.E. Shaw & Co opened a new position in Arm worth $297M.
- D.E. Shaw & Co's largest Q1 2024 buy was Arm: 2,379,839 shares worth $297M.
- D.E. Shaw & Co added most to Apple in Q1 2024, an estimated $820M increase.
- D.E. Shaw & Co's biggest Q1 2024 reduction was NVIDIA, cutting an estimated $1.03B.
- D.E. Shaw & Co fully exited iShares JPMorgan USD Emerging Markets Bond ETF in Q1 2024, selling an estimated $307M.
- D.E. Shaw & Co's ten largest holdings make up 13% of its $117B portfolio in Q1 2024.
- D.E. Shaw & Co opened 655 new positions and closed 634 in Q1 2024.
- D.E. Shaw & Co's portfolio value rose 2.1% quarter-over-quarter to $117B.
Based on D.E. Shaw & Co's 13F filing for Q1 2024, filed 15 May 2024.