D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$826M |
| 2 |
Microsoft
MSFT
|
+$549M |
| 3 |
Pinduoduo
PDD
|
+$305M |
| 4 |
Intel
INTC
|
+$274M |
| 5 |
Apple
AAPL
|
+$266M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$382M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$298M |
| 3 |
TWTR
Twitter, Inc.
TWTR
|
+$267M |
| 4 |
Procter & Gamble
PG
|
+$260M |
| 5 |
Meta Platforms (Facebook)
META
|
+$244M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.03% |
| 2 | Technology | 13.35% |
| 3 | Healthcare | 8.99% |
| 4 | Financials | 7.94% |
| 5 | Consumer Discretionary | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
American Airlines Group
AAL
$8.55B
| $123M | 0.14% |
9,675,864
+5,460,021
| +130% | +$74M |
|
152
CALL
Shift4
FOUR
$3.34B
| $123M | 0.14% |
2,199,900
| – | – |
|
|
X
153
DELISTED
US Steel
X
| $123M | 0.14% |
4,906,025
+579,810
| +13% | +$13.4M |
|
154
Agilent Technologies
A
$41.4B
| $121M | 0.13% |
806,833
-364,283
| -31% | -$52M |
|
155
Harley-Davidson
HOG
$2.83B
| $120M | 0.13% |
2,889,244
+222,669
| +8% | +$9.48M |
|
156
Roku
ROKU
$23.1B
| $120M | 0.13% |
2,951,154
+2,870,083
| +3,540% | +$150M |
|
157
PUT
Starbucks
SBUX
$116B
| $120M | 0.13% |
1,208,000
+211,300
| +21% | +$19.9M |
|
158
Nike
NKE
$56.5B
| $119M | 0.13% |
1,013,961
-497,004
| -33% | -$50M |
|
159
PUT
Caterpillar
CAT
$378B
| $117M | 0.13% |
488,200
-273,900
| -36% | -$59.6M |
|
160
CALL
Broadcom
AVGO
$1.75T
| $117M | 0.13% |
2,087,000
+922,000
| +79% | +$46.2M |
|
161
Sysco
SYY
$38.3B
| $116M | 0.13% |
1,516,187
+513,287
| +51% | +$41.5M |
|
162
PUT
General Motors
GM
$75.3B
| $115M | 0.13% |
3,410,100
-462,700
| -12% | -$17.1M |
|
163
Hilton Worldwide
HLT
$68.5B
| $115M | 0.13% |
906,194
-154,227
| -15% | -$20.3M |
|
|
XYZ
164
CALL
Block Inc
XYZ
$48.1B
| $114M | 0.13% |
1,813,500
-560,100
| -24% | -$34.6M |
|
165
PUT
Enphase Energy
ENPH
$5.13B
| $114M | 0.13% |
430,000
+66,500
| +18% | +$19.3M |
|
166
Range Resources
RRC
$9.79B
| $114M | 0.13% |
4,551,374
+1,195,857
| +36% | +$32.7M |
|
|
SWN
167
DELISTED
Southwestern Energy Company
SWN
| $113M | 0.13% |
19,384,236
-1,417,607
| -7% | -$9.32M |
|
168
Stanley Black & Decker
SWK
$14.2B
| $111M | 0.12% |
1,481,726
+475,215
| +47% | +$37.1M |
|
169
PUT
Visa
V
$688B
| $111M | 0.12% |
534,200
-38,600
| -7% | -$7.78M |
|
170
PUT
First Solar
FSLR
$22.9B
| $110M | 0.12% |
737,600
+244,500
| +50% | +$36.2M |
|
171
Marriott International
MAR
$85.7B
| $110M | 0.12% |
739,164
+46,442
| +7% | +$7.15M |
|
172
Verisk Analytics
VRSK
$22.8B
| $110M | 0.12% |
621,115
+508,498
| +452% | +$89.4M |
|
173
CALL
ConocoPhillips
COP
$162B
| $110M | 0.12% |
928,200
+270,400
| +41% | +$32.9M |
|
174
CALL
Pfizer
PFE
$158B
| $109M | 0.12% |
2,121,900
+663,900
| +46% | +$31.8M |
|
175
Cboe Global Markets
CBOE
$30.6B
| $107M | 0.12% |
854,728
+13,587
| +2% | +$1.68M |
|
Similar funds
D.E. Shaw & Co's Q4 2022 Portfolio in Review
As of Q4 2022, D.E. Shaw & Co held 5,609 positions worth $90.5B, up 8.1% from $83.7B the previous quarter. Its ten largest holdings account for 8.3% of the portfolio.
D.E. Shaw & Co withdrew a net $5.29B in Q4 2022, closing 783 positions and reducing 1,541 holdings. Its most notable exit was Twitter, Inc., an estimated $267M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, up from 41% a quarter earlier, followed by Technology and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in iShares JPMorgan USD Emerging Markets Bond ETF worth $255M.
- D.E. Shaw & Co's largest Q4 2022 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 3,017,047 shares worth $255M.
- D.E. Shaw & Co added most to Tesla in Q4 2022, an estimated $826M increase.
- D.E. Shaw & Co's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $382M.
- D.E. Shaw & Co fully exited Twitter, Inc. in Q4 2022, selling an estimated $267M.
- D.E. Shaw & Co's ten largest holdings make up 8.3% of its $90.5B portfolio in Q4 2022.
- D.E. Shaw & Co opened 475 new positions and closed 783 in Q4 2022.
- D.E. Shaw & Co's portfolio value rose 8.1% quarter-over-quarter to $90.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2022, filed 14 Feb 2023.