D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$846M |
| 2 |
PayPal
PYPL
|
+$430M |
| 3 |
PCP
PRECISION CASTPARTS CORP
PCP
|
+$357M |
| 4 |
Meta Platforms (Facebook)
META
|
+$319M |
| 5 |
Kraft Heinz
KHC
|
+$319M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$778M |
| 2 |
Amazon
AMZN
|
+$424M |
| 3 |
eBay
EBAY
|
+$367M |
| 4 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$240M |
| 5 |
Valero Energy
VLO
|
+$212M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 11.21% |
| 2 | Healthcare | 10.56% |
| 3 | Communication Services | 8.82% |
| 4 | Consumer Discretionary | 7.76% |
| 5 | Technology | 7.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
PUT
Halliburton
HAL
$27.9B
| $101M | 0.15% |
2,863,800
-281,800
| -9% | -$11.1M |
|
|
SHPG
152
DELISTED
Shire pic
SHPG
| $101M | 0.15% |
491,376
-71,672
| -13% | -$17M |
|
|
MON
153
DELISTED
Monsanto Co
MON
| $101M | 0.15% |
1,179,241
-1,705,992
| -59% | -$169M |
|
154
PUT
Coca-Cola Europacific Partners
CCEP
$46.5B
| $101M | 0.15% |
2,080,000
+80,000
| +4% | +$3.89M |
|
155
Gen Digital
GEN
$15.6B
| $100M | 0.15% |
5,137,150
+174,529
| +4% | +$3.76M |
|
|
MNK
156
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $99.4M | 0.15% |
1,554,513
+468,128
| +43% | +$46.4M |
|
157
Procter & Gamble
PG
$343B
| $99.4M | 0.15% |
1,381,478
-465,537
| -25% | -$34.9M |
|
158
CALL
ExxonMobil
XOM
$651B
| $99.3M | 0.15% |
1,336,200
-113,800
| -8% | -$8.77M |
|
159
Mondelez International
MDLZ
$77.7B
| $99.2M | 0.15% |
2,368,688
+411,889
| +21% | +$17.7M |
|
160
EOG Resources
EOG
$78B
| $97.9M | 0.14% |
1,344,925
+1,110,773
| +474% | +$86.3M |
|
|
HNT
161
DELISTED
HEALTH NET INC
HNT
| $97.6M | 0.14% |
1,621,173
-214,634
| -12% | -$14.2M |
|
162
TechnipFMC
FTI
$30.6B
| $97.3M | 0.14% |
4,217,696
+2,091,606
| +98% | +$52.6M |
|
163
Post Holdings
POST
$4.12B
| $96.6M | 0.14% |
2,496,546
+510,146
| +26% | +$20M |
|
164
GE Aerospace
GE
$367B
| $96.5M | 0.14% |
798,108
-257,407
| -24% | -$31.5M |
|
|
SLH
165
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
| $96.4M | 0.14% |
1,784,786
+1,534,854
| +614% | +$69.7M |
|
|
APC
166
DELISTED
Anadarko Petroleum
APC
| $96.1M | 0.14% |
1,590,578
+279,154
| +21% | +$19.8M |
|
|
PARA
167
DELISTED
Paramount Global Class B
PARA
| $94.5M | 0.14% |
2,369,138
+1,987,629
| +521% | +$96.4M |
|
|
TFCFA
168
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $94M | 0.14% |
3,482,454
+2,993,692
| +613% | +$89.5M |
|
169
CALL
Tesla
TSLA
$1.24T
| $93.6M | 0.14% |
5,653,500
-418,500
| -7% | -$7.11M |
|
170
Thermo Fisher Scientific
TMO
$211B
| $93M | 0.14% |
760,281
+234,373
| +45% | +$30.5M |
|
171
CALL
Regeneron Pharmaceuticals
REGN
$68.8B
| $92.8M | 0.14% |
199,600
+26,900
| +16% | +$14.4M |
|
172
Boston Scientific
BSX
$65.8B
| $92.7M | 0.14% |
5,651,498
+1,323,536
| +31% | +$22.6M |
|
173
Navient
NAVI
$774M
| $92.3M | 0.14% |
8,212,852
-716,691
| -8% | -$10.5M |
|
|
174
PUT
Tesla
TSLA
$1.24T
| $92.1M | 0.14% |
5,559,000
+4,351,500
| +360% | +$73.9M |
|
175
Westlake Corp
WLK
$9.46B
| $91.3M | 0.13% |
1,759,063
+263,121
| +18% | +$15.4M |
|
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D.E. Shaw & Co's Q3 2015 Portfolio in Review
As of Q3 2015, D.E. Shaw & Co held 4,145 positions worth $67.9B, up 1.1% from $67.1B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co deployed $7.88B of net new capital in Q3 2015, opening 429 new positions and adding to 1,450 existing holdings. Its largest new stake was PayPal: 12,006,709 shares worth $373M.
By sector, the portfolio is most concentrated in Energy at 11% of assets, down from 11% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Amazon, an estimated $424M trimmed.
- D.E. Shaw & Co's largest Q3 2015 buy was PayPal: 12,006,709 shares worth $373M.
- D.E. Shaw & Co added most to Alphabet (Google) Class C in Q3 2015, an estimated $846M increase.
- D.E. Shaw & Co's biggest Q3 2015 reduction was Amazon, cutting an estimated $424M.
- D.E. Shaw & Co fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $778M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $67.9B portfolio in Q3 2015.
- D.E. Shaw & Co opened 429 new positions and closed 449 in Q3 2015.
- D.E. Shaw & Co's portfolio value rose 1.1% quarter-over-quarter to $67.9B.
Based on D.E. Shaw & Co's 13F filing for Q3 2015, filed 16 Nov 2015.