D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ANSS
1676
PUT
DELISTED
Ansys
ANSS
| $5.06M | 0.01% |
17,000
| – | – |
|
1677
CarMax
KMX
$8.39B
| $5.05M | 0.01% |
71,437
-1,946
| -3% | -$159K |
|
1678
Arlo Technologies
ARLO
$1.58B
| $5.05M | 0.01% |
490,347
-669,506
| -58% | -$7.11M |
|
1679
Dorman Products
DORM
$4.22B
| $5.05M | 0.01% |
66,616
+33,305
| +100% | +$2.71M |
|
1680
Skyworks Solutions
SWKS
$9.21B
| $5.04M | 0.01% |
51,119
+46,393
| +982% | +$4.93M |
|
1681
PUT
Skywest
SKYW
$4.35B
| $5.03M | 0.01% |
+120,000
| New | +$5.03M |
|
|
SRCL
1682
DELISTED
Stericycle Inc
SRCL
| $5.03M | 0.01% |
112,474
-106,949
| -49% | -$4.78M |
|
1683
PUT
Scorpio Tankers
STNG
$3.91B
| $5.03M | 0.01% |
92,900
-36,800
| -28% | -$1.8M |
|
1684
National Grid
NGG
$79.3B
| $5.03M | 0.01% |
87,991
+70,025
| +390% | +$4.23M |
|
1685
PUT
Teradyne
TER
$50B
| $5.02M | 0.01% |
50,000
| – | – |
|
1686
CALL
Raymond James Financial
RJF
$33.5B
| $5.02M | 0.01% |
+50,000
| New | +$5.29M |
|
1687
AngioDynamics
ANGO
$605M
| $5.01M | 0.01% |
685,999
+291,210
| +74% | +$2.42M |
|
1688
PUT
Cardinal Health
CAH
$53.7B
| $5.01M | 0.01% |
57,700
-30,000
| -34% | -$2.71M |
|
1689
PUT
Penumbra
PEN
$12.6B
| $5.01M | 0.01% |
+20,700
| New | +$5.75M |
|
1690
Ormat Technologies
ORA
$5.8B
| $5M | 0.01% |
71,461
+798
| +1% | +$61.9K |
|
1691
United Rentals
URI
$65.7B
| $4.98M | 0.01% |
11,199
+271
| +2% | +$124K |
|
1692
Plexus
PLXS
$6.43B
| $4.98M | 0.01% |
53,514
+20,751
| +63% | +$2.01M |
|
1693
CALL
Dell
DELL
$239B
| $4.97M | 0.01% |
72,100
-80,000
| -53% | -$4.77M |
|
1694
Insmed
INSM
$22.4B
| $4.97M | 0.01% |
196,727
+97,823
| +99% | +$2.24M |
|
1695
CALL
MGM Resorts International
MGM
$11.7B
| $4.95M | 0.01% |
134,600
+44,600
| +50% | +$1.97M |
|
1696
CALL
Imperial Oil
IMO
$62.3B
| $4.93M | 0.01% |
80,000
| – | – |
|
1697
Manitowoc
MTW
$491M
| $4.93M | 0.01% |
327,438
-81,772
| -20% | -$1.37M |
|
1698
CALL
Realty Income
O
$61.1B
| $4.92M | 0.01% |
98,600
+100
| +0.1% | +$5.75K |
|
1699
PUT
Madison Square Garden
MSGS
$9.59B
| $4.92M | 0.01% |
27,900
+10,000
| +56% | +$1.88M |
|
|
JBGS
1700
JBG SMITH
JBGS
$846M
| $4.91M | 0.01% |
+339,786
| New | +$5.26M |
|
Similar funds
D.E. Shaw & Co's Q3 2023 Portfolio in Review
As of Q3 2023, D.E. Shaw & Co held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $2.99B in Q3 2023, closing 473 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- D.E. Shaw & Co's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- D.E. Shaw & Co added most to Amazon in Q3 2023, an estimated $516M increase.
- D.E. Shaw & Co's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- D.E. Shaw & Co fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- D.E. Shaw & Co opened 482 new positions and closed 473 in Q3 2023.
- D.E. Shaw & Co's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.