D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.11% |
| 2 | Healthcare | 7.95% |
| 3 | Consumer Discretionary | 7.93% |
| 4 | Financials | 7.4% |
| 5 | Technology | 7.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IRF
1676
DELISTED
INTL RECTIFIER CORP
IRF
| $4.37M | 0.01% |
159,372
-85,335
| -35% | -$2.27M |
|
1677
Usana Health Sciences
USNA
$425M
| $4.37M | 0.01% |
115,908
-11,554
| -9% | -$404K |
|
1678
PUT
Digital Realty Trust
DLR
$72B
| $4.35M | 0.01% |
82,000
-15,100
| -16% | -$786K |
|
1679
CALL
ManpowerGroup
MAN
$2.57B
| $4.35M | 0.01% |
55,200
-82,500
| -60% | -$6.53M |
|
|
FLY
1680
DELISTED
Fly Leasing Limited
FLY
| $4.34M | 0.01% |
289,505
+41,906
| +17% | +$645K |
|
1681
Lattice Semiconductor
LSCC
$15.9B
| $4.34M | 0.01% |
553,599
+75,896
| +16% | +$518K |
|
|
BID
1682
PUT
DELISTED
Sotheby's
BID
| $4.33M | 0.01% |
99,400
-33,400
| -25% | -$1.6M |
|
|
ADT
1683
PUT
DELISTED
ADT Corp
ADT
| $4.31M | 0.01% |
+143,800
| New | +$4.75M |
|
1684
PUT
Baxter International
BAX
$12.6B
| $4.3M | 0.01% |
107,514
-147,280
| -58% | -$5.51M |
|
|
PCP
1685
CALL
DELISTED
PRECISION CASTPARTS CORP
PCP
| $4.3M | 0.01% |
17,000
-122,900
| -88% | -$31.8M |
|
1686
Cummins
CMI
$87.9B
| $4.29M | 0.01% |
28,785
-33,179
| -54% | -$4.61M |
|
1687
Universal Display
OLED
$3.77B
| $4.28M | 0.01% |
134,152
-71,003
| -35% | -$2.36M |
|
|
PACW
1688
DELISTED
PacWest Bancorp
PACW
| $4.28M | 0.01% |
+99,533
| New | +$4.2M |
|
|
XLRN
1689
DELISTED
Acceleron Pharma
XLRN
| $4.27M | 0.01% |
+123,801
| New | +$5.59M |
|
|
ONIT
1690
CALL
Onity Group
ONIT
$344M
| $4.25M | 0.01% |
7,240
| – | – |
|
1691
CALL
Stratasys
SSYS
$682M
| $4.24M | 0.01% |
40,000
+32,600
| +441% | +$3.9M |
|
1692
PUT
Brown-Forman Class B
BF.B
$13.1B
| $4.24M | 0.01% |
147,813
-106,250
| -42% | -$2.79M |
|
1693
PUT
Sempra
SRE
$60.4B
| $4.23M | 0.01% |
87,400
-169,200
| -66% | -$7.87M |
|
1694
Atmos Energy
ATO
$30.3B
| $4.22M | 0.01% |
+89,487
| New | +$4.12M |
|
|
MXIM
1695
DELISTED
Maxim Integrated Products
MXIM
| $4.22M | 0.01% |
127,333
-277,157
| -69% | -$8.51M |
|
|
SKUL
1696
DELISTED
SKULLCANDY INC
SKUL
| $4.21M | 0.01% |
458,582
+87,045
| +23% | +$706K |
|
1697
Canadian Solar
CSIQ
$890M
| $4.21M | 0.01% |
131,297
+85,204
| +185% | +$3.2M |
|
1698
CALL
International Paper
IP
$23.3B
| $4.2M | 0.01% |
98,084
-53,539
| -35% | -$2.38M |
|
1699
PUT
SM Energy
SM
$7.26B
| $4.2M | 0.01% |
58,900
-85,700
| -59% | -$6.71M |
|
1700
PUT
Teck Resources
TECK
$28.2B
| $4.2M | 0.01% |
193,600
-32,900
| -15% | -$763K |
|
Similar funds
D.E. Shaw & Co's Q1 2014 Portfolio in Review
As of Q1 2014, D.E. Shaw & Co held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.1% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in Veren worth $53.3M.
- D.E. Shaw & Co's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- D.E. Shaw & Co added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- D.E. Shaw & Co's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- D.E. Shaw & Co fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- D.E. Shaw & Co opened 596 new positions and closed 795 in Q1 2014.
- D.E. Shaw & Co's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.