D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SCRM
1651
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
| $5.23M | 0.01% |
500,000
| – | – |
|
1652
Nice
NICE
$6.15B
| $5.23M | 0.01% |
30,764
-51,514
| -63% | -$10.3M |
|
1653
Air Products & Chemicals
APD
$65.5B
| $5.22M | 0.01% |
18,420
+5,024
| +38% | +$1.47M |
|
1654
Stride
LRN
$4.16B
| $5.22M | 0.01% |
115,902
+71,416
| +161% | +$2.9M |
|
1655
Editas Medicine
EDIT
$399M
| $5.22M | 0.01% |
668,745
-117,324
| -15% | -$1.01M |
|
1656
Tandem Diabetes Care
TNDM
$1.27B
| $5.21M | 0.01% |
250,944
-351,116
| -58% | -$9.64M |
|
1657
CALL
Fluor
FLR
$6.54B
| $5.21M | 0.01% |
142,000
+19,600
| +16% | +$656K |
|
1658
PUT
Canadian Natural Resources
CNQ
$96.9B
| $5.21M | 0.01% |
161,000
-400,000
| -71% | -$12.2M |
|
1659
Unum
UNM
$13.2B
| $5.2M | 0.01% |
105,761
-36,373
| -26% | -$1.78M |
|
1660
Tigo Energy
TYGO
$117M
| $5.2M | 0.01% |
741,094
+333,619
| +82% | +$4.93M |
|
1661
CALL
Darling Ingredients
DAR
$9.32B
| $5.18M | 0.01% |
99,200
-85,100
| -46% | -$5.32M |
|
1662
Constellium
CSTM
$3.76B
| $5.16M | 0.01% |
283,623
-239,857
| -46% | -$4.23M |
|
1663
PUT
TC Energy
TRP
$70.1B
| $5.16M | 0.01% |
+150,000
| New | +$5.52M |
|
1664
Diamondrock Hospitality Co
DRH
$2.69B
| $5.15M | 0.01% |
641,810
+220,423
| +52% | +$1.77M |
|
1665
Roblox
RBLX
$35.9B
| $5.15M | 0.01% |
177,857
+136,580
| +331% | +$4.54M |
|
1666
PUT
Agnico Eagle Mines
AEM
$72.2B
| $5.14M | 0.01% |
113,000
| – | – |
|
1667
ZTO Express
ZTO
$18.2B
| $5.14M | 0.01% |
212,482
-529,258
| -71% | -$13.5M |
|
|
ALE
1668
DELISTED
Allete
ALE
| $5.12M | 0.01% |
97,063
+67,740
| +231% | +$3.81M |
|
1669
Cerus
CERS
$575M
| $5.12M | 0.01% |
3,162,786
-144,183
| -4% | -$300K |
|
1670
Lumentum
LITE
$46.9B
| $5.11M | 0.01% |
113,098
+108,462
| +2,340% | +$5.51M |
|
1671
CALL
Cenovus Energy
CVE
$54.2B
| $5.1M | 0.01% |
245,000
-50,000
| -17% | -$955K |
|
1672
CALL
Freshpet
FRPT
$3.04B
| $5.09M | 0.01% |
77,300
-41,200
| -35% | -$2.96M |
|
1673
PUT
Marriott International
MAR
$100B
| $5.09M | 0.01% |
25,900
-15,000
| -37% | -$2.98M |
|
1674
Digimarc Corp
DMRC
$143M
| $5.09M | 0.01% |
156,542
-19,929
| -11% | -$638K |
|
1675
PUT
Warner Bros
WBD
$64.3B
| $5.07M | 0.01% |
467,100
| – | – |
|
Similar funds
D.E. Shaw & Co's Q3 2023 Portfolio in Review
As of Q3 2023, D.E. Shaw & Co held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $2.99B in Q3 2023, closing 473 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- D.E. Shaw & Co's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- D.E. Shaw & Co added most to Amazon in Q3 2023, an estimated $516M increase.
- D.E. Shaw & Co's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- D.E. Shaw & Co fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- D.E. Shaw & Co opened 482 new positions and closed 473 in Q3 2023.
- D.E. Shaw & Co's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.