D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.47% |
| 2 | Consumer Discretionary | 9.17% |
| 3 | Healthcare | 8.57% |
| 4 | Financials | 7.92% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GTM
1651
CALL
ZoomInfo Technologies
GTM
$978M
| $6.06M | 0.01% |
+245,200
| New | +$6.29M |
|
|
HPP
1652
Hudson Pacific Properties
HPP
$766M
| $6.04M | 0.01% |
129,824
+38,002
| +41% | +$2.44M |
|
1653
Madrigal Pharmaceuticals
MDGL
$11.4B
| $6.04M | 0.01% |
24,938
-128,500
| -84% | -$35M |
|
1654
PUT
Murphy Oil
MUR
$5.48B
| $6.04M | 0.01% |
163,300
+51,200
| +46% | +$2.04M |
|
1655
PUT
Annaly Capital Management
NLY
$17.3B
| $6.02M | 0.01% |
314,900
+110,100
| +54% | +$2.32M |
|
1656
CALL
Darling Ingredients
DAR
$9.69B
| $6.02M | 0.01% |
103,000
+93,000
| +930% | +$5.85M |
|
1657
DaVita
DVA
$15.3B
| $6.01M | 0.01% |
74,116
-76,073
| -51% | -$6.1M |
|
1658
Curtiss-Wright
CW
$26.5B
| $6.01M | 0.01% |
34,099
+1,022
| +3% | +$173K |
|
1659
Granite Construction
GVA
$5.03B
| $5.99M | 0.01% |
145,892
-105,362
| -42% | -$4.29M |
|
1660
Playtika
PLTK
$1.51B
| $5.99M | 0.01% |
532,051
-192,611
| -27% | -$1.93M |
|
1661
Metropolitan Bank Holding Corp
MCB
$1.15B
| $5.99M | 0.01% |
176,602
+129,180
| +272% | +$6.71M |
|
1662
TechnipFMC
FTI
$27.5B
| $5.96M | 0.01% |
436,849
-646,123
| -60% | -$8.75M |
|
|
OPTU
1663
Optimum Communications Inc
OPTU
$290M
| $5.96M | 0.01% |
1,742,794
+423,945
| +32% | +$1.8M |
|
1664
Enovis
ENOV
$1.69B
| $5.95M | 0.01% |
111,262
-10,689
| -9% | -$619K |
|
1665
Fluence Energy
FLNC
$1.79B
| $5.95M | 0.01% |
293,777
+107,719
| +58% | +$2.14M |
|
|
RNAM
1666
DELISTED
Avidity Biosciences
RNAM
| $5.93M | 0.01% |
386,350
+137,189
| +55% | +$3.02M |
|
1667
Brunswick
BC
$5.18B
| $5.92M | 0.01% |
72,185
-40,190
| -36% | -$3.32M |
|
1668
PUT
Nutrien
NTR
$33.9B
| $5.91M | 0.01% |
80,000
-108,100
| -57% | -$8.34M |
|
1669
Alarm.com
ALRM
$2.68B
| $5.91M | 0.01% |
117,488
+69,659
| +146% | +$3.59M |
|
1670
World Kinect Corp
WKC
$2.03B
| $5.91M | 0.01% |
231,192
-18,644
| -7% | -$507K |
|
1671
Prosperity Bancshares
PB
$8.97B
| $5.89M | 0.01% |
+95,740
| New | +$6.82M |
|
1672
PUT
Kohl's
KSS
$2.21B
| $5.89M | 0.01% |
250,100
+107,800
| +76% | +$3.04M |
|
|
TWNK
1673
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
| $5.88M | 0.01% |
236,371
+22,850
| +11% | +$538K |
|
|
BBBY
1674
PUT
Bed Bath & Beyond
BBBY
$472M
| $5.88M | 0.01% |
319,110
+268,620
| +532% | +$5.01M |
|
|
ARNC
1675
DELISTED
Arconic Corporation
ARNC
| $5.88M | 0.01% |
224,110
+85,673
| +62% | +$2.11M |
|
Similar funds
D.E. Shaw & Co's Q1 2023 Portfolio in Review
As of Q1 2023, D.E. Shaw & Co held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co withdrew a net $9.17B in Q1 2023, closing 861 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- D.E. Shaw & Co's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- D.E. Shaw & Co added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- D.E. Shaw & Co's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- D.E. Shaw & Co fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- D.E. Shaw & Co opened 431 new positions and closed 861 in Q1 2023.
- D.E. Shaw & Co's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.