D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBM
IBM
|
+$339M |
| 2 |
James River Group Holdings
JRVR
|
+$309M |
| 3 |
Phillips 66
PSX
|
+$252M |
| 4 |
LyondellBasell Industries
LYB
|
+$251M |
| 5 |
DuPont de Nemours
DD
|
+$250M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$693M |
| 2 |
Alibaba
BABA
|
+$408M |
| 3 |
Booking.com
BKNG
|
+$406M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$284M |
| 5 |
Micron Technology
MU
|
+$265M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.31% |
| 2 | Consumer Discretionary | 8.11% |
| 3 | Energy | 8.03% |
| 4 | Healthcare | 6.93% |
| 5 | Communication Services | 6.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DO
1601
CALL
DELISTED
Diamond Offshore Drilling
DO
| $4.66M | 0.01% |
127,000
+10,000
| +9% | +$358K |
|
|
CYT
1602
DELISTED
CYTEC INDS INC
CYT
| $4.66M | 0.01% |
100,925
-42,222
| -29% | -$1.96M |
|
|
SKX
1603
CALL
DELISTED
Skechers
SKX
| $4.66M | 0.01% |
252,900
-198,000
| -44% | -$3.7M |
|
|
DFT
1604
DELISTED
DuPont Fabros Technology Inc.
DFT
| $4.66M | 0.01% |
140,089
-54,720
| -28% | -$1.7M |
|
1605
CALL
Hershey
HSY
$36.8B
| $4.66M | 0.01% |
44,800
+6,200
| +16% | +$604K |
|
|
CS
1606
DELISTED
Credit Suisse Group
CS
| $4.66M | 0.01% |
185,621
+159,822
| +619% | +$4.19M |
|
|
MNDT
1607
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $4.65M | 0.01% |
147,205
+39,464
| +37% | +$1.21M |
|
1608
ServiceNow
NOW
$116B
| $4.63M | 0.01% |
341,395
+305,790
| +859% | +$3.89M |
|
|
GAP
1609
The Gap Inc
GAP
$7.29B
| $4.63M | 0.01% |
110,021
-32,731
| -23% | -$1.28M |
|
|
MRO
1610
PUT
DELISTED
Marathon Oil Corporation
MRO
| $4.63M | 0.01% |
163,700
+38,000
| +30% | +$1.21M |
|
|
CVG
1611
DELISTED
Convergys
CVG
| $4.61M | 0.01% |
226,361
+173,723
| +330% | +$3.45M |
|
|
BNY
1612
CALL
Bank of New York Mellon
BNY
$106B
| $4.61M | 0.01% |
113,500
| – | – |
|
1613
PUT
Microchip Technology
MCHP
$41.5B
| $4.6M | 0.01% |
203,800
| – | – |
|
1614
CALL
Entergy
ETR
$53B
| $4.59M | 0.01% |
105,000
-20,000
| -16% | -$830K |
|
|
MDVN
1615
CALL
DELISTED
MEDIVATION, INC.
MDVN
| $4.59M | 0.01% |
92,200
+60,000
| +186% | +$3.12M |
|
1616
CALL
Asbury Automotive
ABG
$4.36B
| $4.59M | 0.01% |
60,400
-10,000
| -14% | -$717K |
|
1617
CALL
Polaris
PII
$4.19B
| $4.58M | 0.01% |
30,300
-49,000
| -62% | -$7.35M |
|
1618
Titan International
TWI
$531M
| $4.58M | 0.01% |
430,343
+415,089
| +2,721% | +$4.27M |
|
1619
PUT
Cal-Maine
CALM
$4.38B
| $4.57M | 0.01% |
117,200
-83,400
| -42% | -$3.55M |
|
1620
Andersons Inc
ANDE
$2.49B
| $4.57M | 0.01% |
86,009
+15,928
| +23% | +$900K |
|
1621
CALL
AB InBev
BUD
$161B
| $4.57M | 0.01% |
40,700
| – | – |
|
1622
Reinsurance Group of America
RGA
$15.9B
| $4.57M | 0.01% |
52,158
-57,819
| -53% | -$4.83M |
|
|
AFAM
1623
DELISTED
Almost Family Inc
AFAM
| $4.56M | 0.01% |
157,579
+15,915
| +11% | +$447K |
|
1624
CALL
Lamar Advertising Co
LAMR
$16.5B
| $4.56M | 0.01% |
85,000
-20,000
| -19% | -$1.03M |
|
1625
PUT
Humana
HUM
$46.6B
| $4.54M | 0.01% |
31,600
| – | – |
|
Similar funds
D.E. Shaw & Co's Q4 2014 Portfolio in Review
As of Q4 2014, D.E. Shaw & Co held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.
By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.9% a quarter earlier, followed by Consumer Discretionary and Energy.
- D.E. Shaw & Co's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
- D.E. Shaw & Co added most to IBM in Q4 2014, an estimated $339M increase.
- D.E. Shaw & Co's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
- D.E. Shaw & Co fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
- D.E. Shaw & Co opened 517 new positions and closed 614 in Q4 2014.
- D.E. Shaw & Co's portfolio value rose 0.73% quarter-over-quarter to $77.8B.
Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.