D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.11% |
| 2 | Healthcare | 7.95% |
| 3 | Consumer Discretionary | 7.93% |
| 4 | Financials | 7.4% |
| 5 | Technology | 7.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
PUT
SBA Communications
SBAC
$18.3B
| $4.78M | 0.01% |
52,500
-181,800
| -78% | -$16.9M |
|
1602
Sabesp
SBS
$19.9B
| $4.77M | 0.01% |
+2,657,997
| New | +$4.84M |
|
1603
Interactive Brokers
IBKR
$41.1B
| $4.76M | 0.01% |
879,188
+569,800
| +184% | +$3.15M |
|
|
NCI
1604
DELISTED
Navigant Consulting, Inc.
NCI
| $4.76M | 0.01% |
254,856
-28,559
| -10% | -$515K |
|
1605
Oil States International
OIS
$512M
| $4.75M | 0.01% |
84,284
-494,291
| -85% | -$27.4M |
|
|
SWY
1606
CALL
DELISTED
SAFEWAY INC
SWY
| $4.75M | 0.01% |
143,535
-32,393
| -18% | -$1M |
|
1607
Reliance Steel & Aluminium
RS
$20.6B
| $4.74M | 0.01% |
67,142
-57,946
| -46% | -$4.13M |
|
|
PDS
1608
Precision Drilling
PDS
$1.04B
| $4.74M | 0.01% |
19,785
+16,555
| +513% | +$3.33M |
|
1609
PUT
IDEX
IEX
$16.6B
| $4.74M | 0.01% |
65,000
| – | – |
|
1610
Silicon Laboratories
SLAB
$7.17B
| $4.74M | 0.01% |
+90,664
| New | +$4.38M |
|
1611
CALL
General Mills
GIS
$19.5B
| $4.74M | 0.01% |
91,400
-20,000
| -18% | -$990K |
|
|
HAR
1612
CALL
DELISTED
Harman International Industries
HAR
| $4.74M | 0.01% |
44,500
-66,100
| -60% | -$6.59M |
|
|
EGOV
1613
DELISTED
NIC Inc
EGOV
| $4.73M | 0.01% |
+244,874
| New | +$5.1M |
|
1614
CALL
Aon
AON
$78.4B
| $4.73M | 0.01% |
56,100
-8,900
| -14% | -$741K |
|
|
SAFM
1615
DELISTED
Sanderson Farms Inc
SAFM
| $4.72M | 0.01% |
60,185
-7,030
| -10% | -$524K |
|
|
BIN
1616
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
| $4.72M | 0.01% |
186,613
+450
| +0.2% | +$10.9K |
|
1617
CALL
Becton Dickinson
BDX
$43.8B
| $4.72M | 0.01% |
41,308
-25,010
| -38% | -$2.75M |
|
1618
PUT
American Tower
AMT
$77.7B
| $4.71M | 0.01% |
57,500
-4,100
| -7% | -$334K |
|
|
DISH
1619
CALL
DELISTED
DISH Network Corp.
DISH
| $4.7M | 0.01% |
75,500
+31,500
| +72% | +$1.83M |
|
|
PNRA
1620
CALL
DELISTED
Panera Bread Co
PNRA
| $4.69M | 0.01% |
26,600
-6,000
| -18% | -$1.06M |
|
|
N
1621
PUT
DELISTED
Netsuite Inc
N
| $4.69M | 0.01% |
49,500
-50,000
| -50% | -$5.34M |
|
|
OREX
1622
DELISTED
Orexigen Therapeutics, Inc.
OREX
| $4.69M | 0.01% |
72,109
-82,709
| -53% | -$5.59M |
|
|
XNPT
1623
DELISTED
XENOPORT, INC.
XNPT
| $4.69M | 0.01% |
906,380
+167,446
| +23% | +$1.01M |
|
1624
Albany International
AIN
$2.16B
| $4.67M | 0.01% |
131,447
-17,100
| -12% | -$610K |
|
1625
Polaris
PII
$4.25B
| $4.67M | 0.01% |
33,410
+28,352
| +561% | +$3.82M |
|
Similar funds
D.E. Shaw & Co's Q1 2014 Portfolio in Review
As of Q1 2014, D.E. Shaw & Co held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.1% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in Veren worth $53.3M.
- D.E. Shaw & Co's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- D.E. Shaw & Co added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- D.E. Shaw & Co's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- D.E. Shaw & Co fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- D.E. Shaw & Co opened 596 new positions and closed 795 in Q1 2014.
- D.E. Shaw & Co's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.