D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.92% |
| 2 | Consumer Discretionary | 11.63% |
| 3 | Healthcare | 11.01% |
| 4 | Financials | 7.5% |
| 5 | Industrials | 6.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TVPT
1476
DELISTED
Travelport Worldwide Limited
TVPT
| $5M | 0.01% |
319,834
-51,045
| -14% | -$778K |
|
1477
iQIYI
IQ
$1.19B
| $4.97M | 0.01% |
+334,074
| New | +$6.97M |
|
1478
Ameriprise Financial
AMP
$47.8B
| $4.97M | 0.01% |
47,592
-376,656
| -89% | -$47.3M |
|
|
NSTG
1479
DELISTED
NanoString Technologies, Inc.
NSTG
| $4.96M | 0.01% |
334,675
-90,616
| -21% | -$1.44M |
|
|
ESV
1480
DELISTED
Ensco Rowan plc
ESV
| $4.96M | 0.01% |
348,375
-168,893
| -33% | -$4.35M |
|
|
ISBC
1481
DELISTED
Investors Bancorp, Inc.
ISBC
| $4.96M | 0.01% |
476,374
+336,240
| +240% | +$3.88M |
|
1482
Evercore
EVR
$11.8B
| $4.94M | 0.01% |
69,040
+7,055
| +11% | +$579K |
|
|
ATHN
1483
CALL
DELISTED
Athenahealth, Inc.
ATHN
| $4.93M | 0.01% |
37,400
-18,400
| -33% | -$2.36M |
|
1484
PUT
Capri Holdings
CPRI
$1.82B
| $4.93M | 0.01% |
130,000
+120,000
| +1,200% | +$6.04M |
|
1485
Viavi Solutions
VIAV
$7.95B
| $4.92M | 0.01% |
489,455
-302,209
| -38% | -$3.26M |
|
1486
PUT
Southwest Airlines
LUV
$21.7B
| $4.89M | 0.01% |
105,200
-109,900
| -51% | -$5.84M |
|
|
TRTX
1487
TPG RE Finance Trust
TRTX
$630M
| $4.86M | 0.01% |
265,781
+112,583
| +73% | +$2.2M |
|
1488
Ovintiv
OVV
$17B
| $4.86M | 0.01% |
168,022
+112,602
| +203% | +$4.85M |
|
|
BLUE
1489
PUT
DELISTED
bluebird bio
BLUE
| $4.85M | 0.01% |
3,775
-2,972
| -44% | -$4.56M |
|
|
K
1490
PUT
DELISTED
Kellanova
K
| $4.85M | 0.01% |
90,525
| – | – |
|
1491
PUT
PVH
PVH
$4.07B
| $4.84M | 0.01% |
52,100
+35,900
| +222% | +$4.11M |
|
1492
CALL
Cintas
CTAS
$86.6B
| $4.84M | 0.01% |
115,200
-74,800
| -39% | -$3.34M |
|
1493
GATX Corp
GATX
$6.45B
| $4.83M | 0.01% |
68,182
+16,700
| +32% | +$1.32M |
|
|
FLY
1494
DELISTED
Fly Leasing Limited
FLY
| $4.82M | 0.01% |
456,168
-5,661
| -1% | -$72.1K |
|
|
TELL
1495
DELISTED
Tellurian Inc.
TELL
| $4.81M | 0.01% |
692,741
+631,100
| +1,024% | +$4.88M |
|
|
CNACU
1496
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
| $4.81M | 0.01% |
450,000
| – | – |
|
1497
Cato Corp
CATO
$65.7M
| $4.8M | 0.01% |
336,360
+135,097
| +67% | +$2.33M |
|
1498
Diamondback Energy
FANG
$56B
| $4.8M | 0.01% |
+51,748
| New | +$5.78M |
|
1499
CALL
RTX Corp
RTX
$290B
| $4.79M | 0.01% |
71,505
-4,131
| -5% | -$324K |
|
1500
TriMas Corp
TRS
$1.41B
| $4.79M | 0.01% |
175,588
-8,410
| -5% | -$239K |
|
Similar funds
D.E. Shaw & Co's Q4 2018 Portfolio in Review
As of Q4 2018, D.E. Shaw & Co held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
D.E. Shaw & Co deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- D.E. Shaw & Co's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- D.E. Shaw & Co added most to Oracle in Q4 2018, an estimated $431M increase.
- D.E. Shaw & Co's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- D.E. Shaw & Co fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- D.E. Shaw & Co's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- D.E. Shaw & Co opened 541 new positions and closed 497 in Q4 2018.
- D.E. Shaw & Co's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.