D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Comcast
CMCSA
|
+$354M |
| 2 |
Wells Fargo
WFC
|
+$274M |
| 3 |
IBM
IBM
|
+$266M |
| 4 |
Qualcomm
QCOM
|
+$257M |
| 5 |
Mondelez International
MDLZ
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$356M |
| 2 |
PayPal
PYPL
|
+$290M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$261M |
| 4 |
NVIDIA
NVDA
|
+$248M |
| 5 |
AABA
Altaba Inc
AABA
|
+$245M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.61% |
| 2 | Healthcare | 10.26% |
| 3 | Consumer Discretionary | 10.07% |
| 4 | Financials | 8.17% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SF
1476
Stifel
SF
$12.5B
| $4.14M | 0.01% |
174,344
+63,851
| +58% | +$1.38M |
|
|
HES
1477
CALL
DELISTED
Hess
HES
| $4.14M | 0.01% |
88,200
+57,900
| +191% | +$2.45M |
|
|
ANDV
1478
PUT
DELISTED
Andeavor
ANDV
| $4.13M | 0.01% |
40,000
-3,100
| -7% | -$305K |
|
|
ANSS
1479
DELISTED
Ansys
ANSS
| $4.1M | 0.01% |
33,402
-38,013
| -53% | -$4.77M |
|
1480
PUT
Spectrum Brands
SPB
$2.05B
| $4.1M | 0.01% |
+38,700
| New | +$4.35M |
|
|
TWX
1481
CALL
DELISTED
Time Warner Inc
TWX
| $4.1M | 0.01% |
40,000
-27,000
| -40% | -$2.74M |
|
1482
Blackbaud
BLKB
$1.62B
| $4.1M | 0.01% |
+46,648
| New | +$4.03M |
|
1483
Rush Enterprises Class A
RUSHA
$6.01B
| $4.1M | 0.01% |
199,067
+853
| +0.4% | +$15.3K |
|
1484
PUT
IMAX
IMAX
$2.44B
| $4.09M | 0.01% |
180,700
+38,100
| +27% | +$785K |
|
1485
Matsons
MATX
$6.24B
| $4.07M | 0.01% |
144,570
+12,259
| +9% | +$342K |
|
|
UMPQ
1486
DELISTED
Umpqua Holdings Corp
UMPQ
| $4.07M | 0.01% |
208,833
-216,808
| -51% | -$3.95M |
|
1487
Insight Enterprises
NSIT
$3.7B
| $4.07M | 0.01% |
88,659
-42,482
| -32% | -$1.75M |
|
1488
Infosys
INFY
$46.4B
| $4.07M | 0.01% |
+557,672
| New | +$4.22M |
|
1489
Martin Marietta Materials
MLM
$34.4B
| $4.07M | 0.01% |
19,723
-12,696
| -39% | -$2.68M |
|
1490
Gibraltar Industries
ROCK
$1.36B
| $4.06M | 0.01% |
130,320
+63,571
| +95% | +$1.92M |
|
1491
Accenture
ACN
$94.9B
| $4.06M | 0.01% |
30,039
+19,890
| +196% | +$2.59M |
|
1492
NetEase
NTES
$79.8B
| $4.06M | 0.01% |
76,920
+25,955
| +51% | +$1.49M |
|
|
BV
1493
DELISTED
Bazaarvoice, Inc.
BV
| $4.06M | 0.01% |
819,867
+30,669
| +4% | +$146K |
|
|
TTPH
1494
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
| $4.05M | 0.01% |
29,640
+23,124
| +355% | +$3.09M |
|
1495
Brinker International
EAT
$8.3B
| $4.05M | 0.01% |
+127,025
| New | +$4.33M |
|
1496
Marvell Technology
MRVL
$169B
| $4.05M | 0.01% |
226,132
-422,865
| -65% | -$7.04M |
|
1497
KB Home
KBH
$3.56B
| $4.04M | 0.01% |
167,718
-184,861
| -52% | -$4.16M |
|
1498
BP
BP
$110B
| $4.02M | 0.01% |
115,949
+96,325
| +491% | +$3.06M |
|
1499
PUT
National Beverage
FIZZ
$2.93B
| $4.01M | 0.01% |
64,600
+7,000
| +12% | +$388K |
|
1500
Entravision Communication
EVC
$995M
| $4M | 0.01% |
701,850
+30,142
| +4% | +$182K |
|
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D.E. Shaw & Co's Q3 2017 Portfolio in Review
As of Q3 2017, D.E. Shaw & Co held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.
D.E. Shaw & Co's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- D.E. Shaw & Co's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
- D.E. Shaw & Co added most to Comcast in Q3 2017, an estimated $354M increase.
- D.E. Shaw & Co's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
- D.E. Shaw & Co fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
- D.E. Shaw & Co's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
- D.E. Shaw & Co opened 469 new positions and closed 370 in Q3 2017.
- D.E. Shaw & Co's portfolio value rose 7.7% quarter-over-quarter to $65.1B.
Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.