D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.47% |
| 2 | Consumer Discretionary | 9.17% |
| 3 | Healthcare | 8.57% |
| 4 | Financials | 7.92% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Paychex
PAYX
$40.4B
| $147M | 0.16% |
1,278,678
+450,990
| +54% | +$51.3M |
|
127
Dick's Sporting Goods
DKS
$18.4B
| $146M | 0.16% |
1,027,171
+570,043
| +125% | +$75.9M |
|
128
Danaher
DHR
$135B
| $146M | 0.16% |
651,731
+244,523
| +60% | +$55.6M |
|
129
CALL
Alibaba
BABA
$269B
| $146M | 0.16% |
1,424,400
-749,800
| -34% | -$75.1M |
|
130
CALL
AbbVie
ABBV
$458B
| $145M | 0.15% |
908,000
+320,800
| +55% | +$49M |
|
|
131
PUT
Salesforce
CRM
$134B
| $144M | 0.15% |
722,400
-416,700
| -37% | -$70.4M |
|
132
Ulta Beauty
ULTA
$20.4B
| $144M | 0.15% |
264,105
-171,138
| -39% | -$87.8M |
|
133
JPMorgan Chase
JPM
$939B
| $139M | 0.15% |
1,067,021
-70,887
| -6% | -$9.71M |
|
134
eBay
EBAY
$48.6B
| $139M | 0.15% |
3,131,465
-1,571,912
| -33% | -$72M |
|
135
Sherwin-Williams
SHW
$78.3B
| $138M | 0.15% |
615,624
+460,297
| +296% | +$105M |
|
136
ASML
ASML
$675B
| $137M | 0.15% |
201,649
+29,958
| +17% | +$19.2M |
|
137
Cheniere Energy
LNG
$56.5B
| $137M | 0.15% |
868,837
-38,955
| -4% | -$5.88M |
|
138
Marriott International
MAR
$98.7B
| $136M | 0.15% |
821,269
+82,105
| +11% | +$13.7M |
|
139
PUT
CrowdStrike
CRWD
$187B
| $135M | 0.14% |
3,943,600
+1,124,000
| +40% | +$32.5M |
|
140
Honeywell
HON
$77B
| $135M | 0.14% |
748,366
+678,948
| +978% | +$128M |
|
141
Estee Lauder
EL
$29B
| $133M | 0.14% |
540,917
+289,101
| +115% | +$73.4M |
|
142
PepsiCo
PEP
$186B
| $133M | 0.14% |
729,683
-203,609
| -22% | -$35.6M |
|
|
143
CALL
Johnson & Johnson
JNJ
$634B
| $132M | 0.14% |
850,100
+441,600
| +108% | +$71.3M |
|
144
McDonald's
MCD
$188B
| $131M | 0.14% |
469,087
-625,998
| -57% | -$168M |
|
145
Sysco
SYY
$39.7B
| $131M | 0.14% |
1,694,003
+177,816
| +12% | +$13.6M |
|
146
Occidental Petroleum
OXY
$57B
| $131M | 0.14% |
2,090,486
-3,135,667
| -60% | -$195M |
|
147
CALL
IBM
IBM
$202B
| $130M | 0.14% |
992,400
-61,400
| -6% | -$8.21M |
|
148
CALL
Mercado Libre
MELI
$91.3B
| $129M | 0.14% |
98,200
-202,300
| -67% | -$230M |
|
149
Meta Platforms (Facebook)
META
$1.51T
| $129M | 0.14% |
610,089
-1,413,467
| -70% | -$241M |
|
|
150
CALL
Walmart Inc
WMT
$871B
| $129M | 0.14% |
2,616,000
-1,135,200
| -30% | -$53.9M |
|
Similar funds
D.E. Shaw & Co's Q1 2023 Portfolio in Review
As of Q1 2023, D.E. Shaw & Co held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co withdrew a net $9.17B in Q1 2023, closing 861 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- D.E. Shaw & Co's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- D.E. Shaw & Co added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- D.E. Shaw & Co's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- D.E. Shaw & Co fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- D.E. Shaw & Co opened 431 new positions and closed 861 in Q1 2023.
- D.E. Shaw & Co's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.