D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AT&T
T
|
+$501M |
| 2 |
Booking.com
BKNG
|
+$470M |
| 3 |
Qualcomm
QCOM
|
+$398M |
| 4 |
Chevron
CVX
|
+$268M |
| 5 |
Meta Platforms (Facebook)
META
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$914M |
| 2 |
Netflix
NFLX
|
+$305M |
| 3 |
Johnson & Johnson
JNJ
|
+$244M |
| 4 |
McDonald's
MCD
|
+$241M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$222M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.56% |
| 2 | Consumer Discretionary | 12.42% |
| 3 | Healthcare | 10.21% |
| 4 | Financials | 8.66% |
| 5 | Industrials | 6.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
PUT
Baidu
BIDU
$35.8B
| $145M | 0.17% |
632,700
+340,700
| +117% | +$80.1M |
|
|
SPLK
127
DELISTED
Splunk Inc
SPLK
| $143M | 0.17% |
1,184,951
+181,726
| +18% | +$20.1M |
|
128
Keurig Dr Pepper
KDP
$40.4B
| $143M | 0.17% |
6,156,440
+2,301,640
| +60% | +$72.7M |
|
129
Trimble
TRMB
$12.3B
| $143M | 0.17% |
3,281,901
-501,640
| -13% | -$19.6M |
|
130
Etsy
ETSY
$7.65B
| $138M | 0.17% |
2,692,621
-1,014,120
| -27% | -$46.7M |
|
131
Viatris
VTRS
$20.1B
| $138M | 0.17% |
3,776,091
+2,195,262
| +139% | +$82.4M |
|
132
Oracle
ORCL
$331B
| $138M | 0.17% |
2,677,719
+2,637,611
| +6,576% | +$128M |
|
133
Ashland
ASH
$3.04B
| $138M | 0.17% |
1,643,900
-433,230
| -21% | -$36.1M |
|
134
Waste Management
WM
$95.9B
| $137M | 0.16% |
1,518,791
-394,650
| -21% | -$35M |
|
135
PUT
Verizon
VZ
$194B
| $136M | 0.16% |
2,548,900
-317,300
| -11% | -$16.8M |
|
136
Nutanix
NTNX
$14.9B
| $136M | 0.16% |
3,177,184
+478,990
| +18% | +$25.3M |
|
137
Lamb Weston
LW
$6.85B
| $135M | 0.16% |
2,024,057
-390,020
| -16% | -$26.8M |
|
|
WP
138
DELISTED
Worldpay, Inc.
WP
| $134M | 0.16% |
1,323,718
-1,299,465
| -50% | -$119M |
|
139
Palo Alto Networks
PANW
$264B
| $134M | 0.16% |
3,567,426
+216,096
| +6% | +$7.87M |
|
140
Hyatt Hotels
H
$17.6B
| $133M | 0.16% |
1,672,714
+44,869
| +3% | +$3.53M |
|
|
COL
141
DELISTED
Rockwell Collins
COL
| $133M | 0.16% |
944,609
+733,979
| +348% | +$101M |
|
|
142
PUT
Apple
AAPL
$4.89T
| $132M | 0.16% |
2,332,000
-433,200
| -16% | -$22.6M |
|
|
TWTR
143
PUT
DELISTED
Twitter, Inc.
TWTR
| $130M | 0.16% |
4,563,100
+3,548,300
| +350% | +$126M |
|
144
KLA
KLAC
$275B
| $129M | 0.16% |
12,726,790
+5,952,350
| +88% | +$65.1M |
|
145
Philip Morris
PM
$301B
| $129M | 0.16% |
1,583,817
+1,284,233
| +429% | +$105M |
|
146
Celanese
CE
$5.09B
| $128M | 0.15% |
1,125,538
+516,679
| +85% | +$59.2M |
|
147
CALL
Microsoft
MSFT
$2.84T
| $127M | 0.15% |
1,111,400
+78,500
| +8% | +$8.51M |
|
148
TripAdvisor
TRIP
$1.59B
| $127M | 0.15% |
2,488,119
+21,322
| +0.9% | +$1.17M |
|
149
EOG Resources
EOG
$78B
| $126M | 0.15% |
983,797
+369,933
| +60% | +$45M |
|
150
Aramark
ARMK
$15B
| $125M | 0.15% |
4,025,870
-1,315,658
| -25% | -$38.4M |
|
Similar funds
D.E. Shaw & Co's Q3 2018 Portfolio in Review
As of Q3 2018, D.E. Shaw & Co held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
- D.E. Shaw & Co added most to AT&T in Q3 2018, an estimated $501M increase.
- D.E. Shaw & Co's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
- D.E. Shaw & Co fully exited RH in Q3 2018, selling an estimated $43.2M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
- D.E. Shaw & Co opened 494 new positions and closed 484 in Q3 2018.
- D.E. Shaw & Co's portfolio value rose 8.6% quarter-over-quarter to $83.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.