D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$483M |
| 2 |
Biogen
BIIB
|
+$429M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$397M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$247M |
| 5 |
Union Pacific
UNP
|
+$242M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$632M |
| 2 |
Marathon Petroleum
MPC
|
+$474M |
| 3 |
Meta Platforms (Facebook)
META
|
+$469M |
| 4 |
DuPont de Nemours
DD
|
+$444M |
| 5 |
Phillips 66
PSX
|
+$444M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.1% |
| 2 | Communication Services | 8.89% |
| 3 | Technology | 8.48% |
| 4 | Energy | 7.71% |
| 5 | Financials | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MON
126
DELISTED
Monsanto Co
MON
| $124M | 0.18% |
1,257,469
+78,228
| +7% | +$7.35M |
|
127
PUT
Baidu
BIDU
$35.8B
| $123M | 0.18% |
650,200
+60,000
| +10% | +$11.1M |
|
|
SNDK
128
DELISTED
SANDISK CORP
SNDK
| $122M | 0.18% |
1,603,778
-54,902
| -3% | -$4.02M |
|
129
CALL
Regeneron Pharmaceuticals
REGN
$68.8B
| $121M | 0.18% |
222,100
+22,500
| +11% | +$12.2M |
|
130
Equity Lifestyle Properties
ELS
$12.8B
| $119M | 0.18% |
3,580,146
-96,332
| -3% | -$2.98M |
|
|
FCAM
131
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
| $118M | 0.18% |
1,015,000
| – | – |
|
|
APC
132
DELISTED
Anadarko Petroleum
APC
| $117M | 0.17% |
2,415,092
+824,514
| +52% | +$50.5M |
|
133
LyondellBasell Industries
LYB
$19.5B
| $117M | 0.17% |
1,349,131
-2,711,268
| -67% | -$249M |
|
134
CALL
ExxonMobil
XOM
$651B
| $117M | 0.17% |
1,502,700
+166,500
| +12% | +$13.3M |
|
|
HDS
135
DELISTED
HD Supply Holdings, Inc.
HDS
| $117M | 0.17% |
3,898,956
+229,598
| +6% | +$6.89M |
|
136
Gen Digital
GEN
$15.6B
| $117M | 0.17% |
5,559,450
+422,300
| +8% | +$8.59M |
|
137
PBF Energy
PBF
$7.29B
| $116M | 0.17% |
3,153,861
-2,181,429
| -41% | -$76.9M |
|
|
WRK
138
DELISTED
WestRock Company
WRK
| $116M | 0.17% |
2,813,238
-691,632
| -20% | -$31.5M |
|
139
HCA Healthcare
HCA
$84.8B
| $115M | 0.17% |
1,696,597
-1,339,671
| -44% | -$93.4M |
|
|
CTXS
140
DELISTED
Citrix Systems Inc
CTXS
| $113M | 0.17% |
1,882,187
-59,222
| -3% | -$3.64M |
|
141
Allegion
ALLE
$13B
| $112M | 0.17% |
1,704,855
-56,863
| -3% | -$3.64M |
|
142
CME Group
CME
$92.2B
| $110M | 0.16% |
1,217,129
-362,579
| -23% | -$34.1M |
|
|
143
PUT
Biogen
BIIB
$29.9B
| $110M | 0.16% |
358,900
+132,400
| +58% | +$38M |
|
144
Armstrong World Industries
AWI
$6.86B
| $109M | 0.16% |
2,390,990
+32,773
| +1% | +$1.59M |
|
|
145
ExxonMobil
XOM
$651B
| $108M | 0.16% |
1,390,729
-1,161,001
| -45% | -$92.8M |
|
|
WNR
146
DELISTED
Western Refining Inc
WNR
| $108M | 0.16% |
3,019,919
-1,632,681
| -35% | -$69.9M |
|
147
Myriad Genetics
MYGN
$530M
| $107M | 0.16% |
2,479,159
+401,917
| +19% | +$17M |
|
|
WBA
148
DELISTED
Walgreens Boots Alliance
WBA
| $106M | 0.16% |
1,248,988
-524,245
| -30% | -$44.5M |
|
149
Aramark
ARMK
$15B
| $106M | 0.16% |
4,536,277
+2,066,722
| +84% | +$47.2M |
|
150
CALL
JPMorgan Chase
JPM
$939B
| $105M | 0.16% |
1,597,000
+335,900
| +27% | +$21.9M |
|
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D.E. Shaw & Co's Q4 2015 Portfolio in Review
As of Q4 2015, D.E. Shaw & Co held 4,165 positions worth $67.2B, down 1.1% from $67.9B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co withdrew a net $4.09B in Q4 2015, closing 409 positions and reducing 1,417 holdings. Its most notable exit was Altera Corp, an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Communication Services and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Alphabet (Google) Class A worth $417M.
- D.E. Shaw & Co's largest Q4 2015 buy was Alphabet (Google) Class A: 10,723,880 shares worth $417M.
- D.E. Shaw & Co added most to Apple in Q4 2015, an estimated $483M increase.
- D.E. Shaw & Co's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $632M.
- D.E. Shaw & Co fully exited Altera Corp in Q4 2015, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $67.2B portfolio in Q4 2015.
- D.E. Shaw & Co opened 463 new positions and closed 409 in Q4 2015.
- D.E. Shaw & Co's portfolio value fell 1.1% quarter-over-quarter to $67.2B.
Based on D.E. Shaw & Co's 13F filing for Q4 2015, filed 16 Feb 2016.