D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBM
IBM
|
+$339M |
| 2 |
James River Group Holdings
JRVR
|
+$309M |
| 3 |
Phillips 66
PSX
|
+$252M |
| 4 |
LyondellBasell Industries
LYB
|
+$251M |
| 5 |
DuPont de Nemours
DD
|
+$250M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$693M |
| 2 |
Alibaba
BABA
|
+$408M |
| 3 |
Booking.com
BKNG
|
+$406M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$284M |
| 5 |
Micron Technology
MU
|
+$265M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.31% |
| 2 | Consumer Discretionary | 8.11% |
| 3 | Energy | 8.03% |
| 4 | Healthcare | 6.93% |
| 5 | Communication Services | 6.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Vodafone
VOD
$34.9B
| $125M | 0.16% |
3,651,400
-107,477
| -3% | -$3.62M |
|
127
PUT
Lockheed Martin
LMT
$134B
| $124M | 0.16% |
645,600
+57,700
| +10% | +$10.7M |
|
128
Occidental Petroleum
OXY
$57B
| $124M | 0.16% |
1,540,014
-678,618
| -31% | -$56.3M |
|
129
Gen Digital
GEN
$15.6B
| $123M | 0.16% |
4,807,971
-391,776
| -8% | -$9.74M |
|
|
LNKD
130
PUT
DELISTED
LinkedIn Corporation
LNKD
| $123M | 0.16% |
534,000
-9,000
| -2% | -$1.95M |
|
131
Electronic Arts
EA
$52.4B
| $123M | 0.16% |
2,608,321
-1,067,857
| -29% | -$44M |
|
|
SEE
132
DELISTED
Sealed Air
SEE
| $123M | 0.16% |
2,889,522
-312,302
| -10% | -$11.7M |
|
|
ADT
133
DELISTED
ADT Corp
ADT
| $123M | 0.16% |
3,383,546
-745,091
| -18% | -$25.6M |
|
134
PBF Energy
PBF
$7.29B
| $121M | 0.16% |
4,547,693
+1,147,693
| +34% | +$29.9M |
|
135
Vertex Pharmaceuticals
VRTX
$121B
| $120M | 0.15% |
1,010,459
+582,438
| +136% | +$65.6M |
|
136
Marvell Technology
MRVL
$174B
| $120M | 0.15% |
8,271,552
+1,074,316
| +15% | +$14.6M |
|
137
Delek US
DK
$3.87B
| $119M | 0.15% |
4,376,320
+1,095,335
| +33% | +$33.1M |
|
138
JPMorgan Chase
JPM
$939B
| $119M | 0.15% |
1,906,258
+142,727
| +8% | +$8.59M |
|
139
PUT
Cheniere Energy
LNG
$56.5B
| $119M | 0.15% |
1,693,800
+60,000
| +4% | +$4.23M |
|
140
PUT
AutoZone
AZO
$48.3B
| $118M | 0.15% |
191,300
+30,700
| +19% | +$17.3M |
|
141
Archer Daniels Midland
ADM
$41.4B
| $117M | 0.15% |
2,258,819
+673,194
| +42% | +$33.6M |
|
142
PUT
3M
MMM
$89B
| $117M | 0.15% |
852,509
+88,385
| +12% | +$11.3M |
|
143
Huntington Ingalls Industries
HII
$11.3B
| $116M | 0.15% |
1,031,515
-69,672
| -6% | -$7.32M |
|
144
Packaging Corp of America
PKG
$22.7B
| $115M | 0.15% |
1,475,000
+288,101
| +24% | +$20.7M |
|
|
AGN
145
PUT
DELISTED
Allergan plc
AGN
| $115M | 0.15% |
446,405
+3,000
| +0.7% | +$750K |
|
146
CALL
Microsoft
MSFT
$2.84T
| $115M | 0.15% |
2,470,900
-1,154,100
| -32% | -$54.2M |
|
147
Allegion
ALLE
$13B
| $114M | 0.15% |
2,063,055
-303,644
| -13% | -$15.8M |
|
148
CALL
Amazon
AMZN
$2.5T
| $113M | 0.14% |
7,250,200
-2,329,800
| -24% | -$36.3M |
|
149
McDonald's
MCD
$188B
| $112M | 0.14% |
1,197,965
+587,733
| +96% | +$55M |
|
150
CALL
United Parcel Service
UPS
$97.6B
| $112M | 0.14% |
1,008,900
-280,500
| -22% | -$29.6M |
|
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D.E. Shaw & Co's Q4 2014 Portfolio in Review
As of Q4 2014, D.E. Shaw & Co held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.
By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.9% a quarter earlier, followed by Consumer Discretionary and Energy.
- D.E. Shaw & Co's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
- D.E. Shaw & Co added most to IBM in Q4 2014, an estimated $339M increase.
- D.E. Shaw & Co's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
- D.E. Shaw & Co fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
- D.E. Shaw & Co opened 517 new positions and closed 614 in Q4 2014.
- D.E. Shaw & Co's portfolio value rose 0.73% quarter-over-quarter to $77.8B.
Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.