D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Comcast
CMCSA
|
+$354M |
| 2 |
Wells Fargo
WFC
|
+$274M |
| 3 |
IBM
IBM
|
+$266M |
| 4 |
Qualcomm
QCOM
|
+$257M |
| 5 |
Mondelez International
MDLZ
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$356M |
| 2 |
PayPal
PYPL
|
+$290M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$261M |
| 4 |
NVIDIA
NVDA
|
+$248M |
| 5 |
AABA
Altaba Inc
AABA
|
+$245M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.61% |
| 2 | Healthcare | 10.26% |
| 3 | Consumer Discretionary | 10.07% |
| 4 | Financials | 8.17% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CBB
1451
DELISTED
Cincinnati Bell Inc.
CBB
| $4.33M | 0.01% |
218,279
+89,209
| +69% | +$1.76M |
|
1452
CALL
Stryker
SYK
$129B
| $4.33M | 0.01% |
30,500
| – | – |
|
1453
Logitech
LOGI
$15.5B
| $4.31M | 0.01% |
118,297
-380,488
| -76% | -$13.9M |
|
1454
CALL
RH
RH
$3.43B
| $4.3M | 0.01% |
61,100
-3,400
| -5% | -$213K |
|
|
BRCD
1455
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
| $4.29M | 0.01% |
358,866
+5,397
| +2% | +$66.7K |
|
1456
Oil States International
OIS
$513M
| $4.28M | 0.01% |
168,956
+84,331
| +100% | +$2.07M |
|
|
XENT
1457
DELISTED
Intersect ENT, Inc
XENT
| $4.28M | 0.01% |
137,480
+12,243
| +10% | +$362K |
|
1458
iShares MSCI Australia ETF
EWA
$1.37B
| $4.26M | 0.01% |
189,938
+44,000
| +30% | +$990K |
|
|
COHR
1459
DELISTED
Coherent Inc
COHR
| $4.26M | 0.01% |
18,096
-31,863
| -64% | -$7.69M |
|
|
Y
1460
DELISTED
Alleghany Corp
Y
| $4.24M | 0.01% |
7,656
-1,930
| -20% | -$1.13M |
|
1461
Stagwell
STGW
$1.91B
| $4.23M | 0.01% |
384,868
+120,054
| +45% | +$1.21M |
|
1462
Cabot Corp
CBT
$4.6B
| $4.21M | 0.01% |
75,489
-51,111
| -40% | -$2.73M |
|
1463
Banco Bradesco
BBD
$38.6B
| $4.21M | 0.01% |
668,162
+626,426
| +1,501% | +$3.64M |
|
1464
Arrowhead Research
ARWR
$12.2B
| $4.21M | 0.01% |
971,768
+713,467
| +276% | +$1.7M |
|
|
RYZ
1465
Ryerson Holding Corp
RYZ
$1.59B
| $4.2M | 0.01% |
387,365
+54,991
| +17% | +$485K |
|
1466
Mercer International
MERC
$45M
| $4.2M | 0.01% |
354,302
+22,473
| +7% | +$252K |
|
1467
RPM International
RPM
$13.7B
| $4.2M | 0.01% |
+81,785
| New | +$4.19M |
|
1468
CALL
Paychex
PAYX
$41.1B
| $4.2M | 0.01% |
70,000
| – | – |
|
1469
CALL
Marriott Vacations Worldwide
VAC
$3.39B
| $4.2M | 0.01% |
33,700
-11,800
| -26% | -$1.36M |
|
|
TSS
1470
DELISTED
Total System Services, Inc.
TSS
| $4.18M | 0.01% |
63,862
-418,398
| -87% | -$27M |
|
|
CHUBA
1471
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
| $4.18M | 0.01% |
185,100
-16,594
| -8% | -$337K |
|
|
MAG
1472
DELISTED
MAG Silver
MAG
| $4.18M | 0.01% |
372,900
+15,400
| +4% | +$194K |
|
|
CRAY
1473
DELISTED
Cray, Inc.
CRAY
| $4.16M | 0.01% |
213,779
+66,475
| +45% | +$1.26M |
|
1474
EPR Properties
EPR
$4.86B
| $4.15M | 0.01% |
+59,558
| New | +$4.19M |
|
|
CNR
1475
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $4.15M | 0.01% |
266,175
+12,280
| +5% | +$203K |
|
Similar funds
D.E. Shaw & Co's Q3 2017 Portfolio in Review
As of Q3 2017, D.E. Shaw & Co held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.
D.E. Shaw & Co's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- D.E. Shaw & Co's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
- D.E. Shaw & Co added most to Comcast in Q3 2017, an estimated $354M increase.
- D.E. Shaw & Co's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
- D.E. Shaw & Co fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
- D.E. Shaw & Co's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
- D.E. Shaw & Co opened 469 new positions and closed 370 in Q3 2017.
- D.E. Shaw & Co's portfolio value rose 7.7% quarter-over-quarter to $65.1B.
Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.