D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.37% |
| 2 | Consumer Discretionary | 12.29% |
| 3 | Healthcare | 8.61% |
| 4 | Financials | 6.39% |
| 5 | Communication Services | 6.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MOMO
1426
PUT
Hello Group
MOMO
$867M
| $6.47M | 0.01% |
470,000
+260,000
| +124% | +$4.73M |
|
1427
CALL
Insulet
PODD
$11.8B
| $6.46M | 0.01% |
27,300
| – | – |
|
1428
Take-Two Interactive
TTWO
$46.1B
| $6.44M | 0.01% |
38,989
-104,918
| -73% | -$17M |
|
1429
Boston Beer
SAM
$1.95B
| $6.42M | 0.01% |
7,263
-356
| -5% | -$281K |
|
|
VMW
1430
CALL
DELISTED
VMware, Inc
VMW
| $6.39M | 0.01% |
44,500
+6,200
| +16% | +$881K |
|
|
EPAY
1431
DELISTED
Bottomline Technologies Inc
EPAY
| $6.39M | 0.01% |
151,530
-36,402
| -19% | -$1.73M |
|
1432
PUT
Royal Gold
RGLD
$16.6B
| $6.37M | 0.01% |
53,000
| – | – |
|
1433
CALL
Yum! Brands
YUM
$41.9B
| $6.36M | 0.01% |
69,700
+25,200
| +57% | +$2.32M |
|
1434
Prestige Consumer Healthcare
PBH
$2.47B
| $6.36M | 0.01% |
174,713
+69,718
| +66% | +$2.59M |
|
|
BLDP
1435
Ballard Power Systems
BLDP
$754M
| $6.36M | 0.01% |
421,225
+263,275
| +167% | +$4.24M |
|
1436
Edgewell Personal Care
EPC
$1.3B
| $6.35M | 0.01% |
227,836
+1,643
| +0.7% | +$48.7K |
|
1437
Armstrong World Industries
AWI
$7.37B
| $6.33M | 0.01% |
92,052
+37,347
| +68% | +$2.73M |
|
1438
Accuray
ARAY
$27.5M
| $6.32M | 0.01% |
2,634,448
+52,137
| +2% | +$122K |
|
1439
Canadian Solar
CSIQ
$932M
| $6.31M | 0.01% |
179,826
+59,299
| +49% | +$1.58M |
|
1440
PUT
Virgin Galactic
SPCE
$315M
| $6.3M | 0.01% |
+16,370
| New | +$6.21M |
|
|
EVBG
1441
PUT
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $6.29M | 0.01% |
+50,000
| New | +$6.78M |
|
1442
PUT
Electronic Arts
EA
$52.7B
| $6.29M | 0.01% |
48,200
+3,700
| +8% | +$504K |
|
1443
PUT
Estee Lauder
EL
$30.4B
| $6.29M | 0.01% |
28,800
-7,000
| -20% | -$1.44M |
|
1444
Emcor
EME
$29.9B
| $6.28M | 0.01% |
92,729
+899
| +1% | +$62.4K |
|
1445
PUT
Fiverr
FVRR
$331M
| $6.27M | 0.01% |
45,100
+2,600
| +6% | +$279K |
|
1446
Crane NXT
CXT
$2.99B
| $6.26M | 0.01% |
359,840
-53,688
| -13% | -$1.06M |
|
1447
CALL
Accenture
ACN
$106B
| $6.26M | 0.01% |
27,700
-12,500
| -31% | -$2.86M |
|
1448
Central Pacific Financial
CPF
$1.02B
| $6.24M | 0.01% |
459,928
+71,882
| +19% | +$1.09M |
|
1449
Stride
LRN
$4.16B
| $6.24M | 0.01% |
236,875
-508,286
| -68% | -$19.7M |
|
1450
PUT
Stellantis
STLA
$17.4B
| $6.21M | 0.01% |
508,000
+75,000
| +17% | +$835K |
|
Similar funds
D.E. Shaw & Co's Q3 2020 Portfolio in Review
As of Q3 2020, D.E. Shaw & Co held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- D.E. Shaw & Co added most to Walt Disney in Q3 2020, an estimated $642M increase.
- D.E. Shaw & Co's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- D.E. Shaw & Co fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- D.E. Shaw & Co opened 420 new positions and closed 597 in Q3 2020.
- D.E. Shaw & Co's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.