D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$862M |
| 2 |
Baidu
BIDU
|
+$752M |
| 3 |
Tencent Music
TME
|
+$426M |
| 4 |
Coca-Cola
KO
|
+$424M |
| 5 |
NVIDIA
NVDA
|
+$383M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$981M |
| 2 |
Wells Fargo
WFC
|
+$673M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$574M |
| 4 |
Moderna
MRNA
|
+$442M |
| 5 |
DuPont de Nemours
DD
|
+$415M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.93% |
| 2 | Consumer Discretionary | 10.48% |
| 3 | Healthcare | 8.56% |
| 4 | Communication Services | 8.41% |
| 5 | Financials | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
CALL
RTX Corp
RTX
$294B
| $8.3M | 0.01% |
107,400
+20,800
| +24% | +$1.52M |
|
1377
SiriusPoint
SPNT
$3.01B
| $8.3M | 0.01% |
816,064
+85,636
| +12% | +$869K |
|
|
ETRN
1378
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
| $8.29M | 0.01% |
1,016,145
+1,000,345
| +6,331% | +$7.61M |
|
1379
Avient
AVNT
$3.34B
| $8.29M | 0.01% |
175,394
-102,561
| -37% | -$4.57M |
|
1380
Restaurant Brands International
QSR
$25.8B
| $8.29M | 0.01% |
127,520
-135,787
| -52% | -$8.42M |
|
1381
CALL
Live Nation Entertainment
LYV
$41.7B
| $8.26M | 0.01% |
97,600
+47,600
| +95% | +$3.83M |
|
1382
Modine Manufacturing
MOD
$12.2B
| $8.24M | 0.01% |
558,018
-32,385
| -5% | -$461K |
|
|
LGF.A
1383
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $8.22M | 0.01% |
549,959
-60,350
| -10% | -$905K |
|
1384
CALL
CoStar Group
CSGP
$11.9B
| $8.22M | 0.01% |
+100,000
| New | +$8.63M |
|
1385
CALL
Prudential Financial
PRU
$42.3B
| $8.22M | 0.01% |
90,200
-58,100
| -39% | -$4.97M |
|
1386
AB InBev
BUD
$156B
| $8.2M | 0.01% |
130,503
+122,481
| +1,527% | +$7.91M |
|
1387
Heartland Express
HTLD
$1.06B
| $8.2M | 0.01% |
418,689
+3,238
| +0.8% | +$61.5K |
|
1388
Avnet
AVT
$7.25B
| $8.19M | 0.01% |
197,401
-297,885
| -60% | -$11.5M |
|
|
KSU
1389
CALL
DELISTED
Kansas City Southern
KSU
| $8.18M | 0.01% |
31,000
+1,000
| +3% | +$218K |
|
|
EXEEZ
1390
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
| $8.18M | 0.01% |
+414,245
| New | +$8.26M |
|
1391
New Oriental
EDU
$7.94B
| $8.16M | 0.01% |
58,290
-312,821
| -84% | -$54.6M |
|
|
MORF
1392
DELISTED
Morphic Holding, Inc. Common Stock
MORF
| $8.15M | 0.01% |
128,815
+74,373
| +137% | +$3.41M |
|
1393
Sumitomo Mitsui Financial
SMFG
$167B
| $8.14M | 0.01% |
1,123,474
+624,528
| +125% | +$4.35M |
|
|
PS
1394
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
| $8.13M | 0.01% |
364,042
-175,278
| -32% | -$3.76M |
|
1395
ePlus
PLUS
$2.33B
| $8.12M | 0.01% |
163,026
-3,838
| -2% | -$182K |
|
1396
Boot Barn
BOOT
$4.71B
| $8.12M | 0.01% |
130,286
+73,742
| +130% | +$4.33M |
|
1397
Applied Materials
AMAT
$410B
| $8.12M | 0.01% |
60,751
-460,830
| -88% | -$50.8M |
|
1398
Southwest Gas
SWX
$6.66B
| $8.11M | 0.01% |
118,025
-18,271
| -13% | -$1.16M |
|
1399
Photronics
PLAB
$1.76B
| $8.1M | 0.01% |
630,054
-182,576
| -22% | -$2.21M |
|
1400
CALL
Pinterest
PINS
$13.2B
| $8.1M | 0.01% |
109,400
-130,600
| -54% | -$9.71M |
|
Similar funds
D.E. Shaw & Co's Q1 2021 Portfolio in Review
As of Q1 2021, D.E. Shaw & Co held 4,712 positions worth $104B, down 7.4% from $112B the previous quarter. Its ten largest holdings account for 9.9% of the portfolio.
D.E. Shaw & Co withdrew a net $18.3B in Q1 2021, closing 730 positions and reducing 1,773 holdings. Its most notable exit was AstraZeneca, an estimated $214M position sold in full.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Baidu worth $627M.
- D.E. Shaw & Co's largest Q1 2021 buy was Baidu: 2,881,724 shares worth $627M.
- D.E. Shaw & Co added most to Tesla in Q1 2021, an estimated $862M increase.
- D.E. Shaw & Co's biggest Q1 2021 reduction was Amazon, cutting an estimated $981M.
- D.E. Shaw & Co fully exited AstraZeneca in Q1 2021, selling an estimated $214M.
- D.E. Shaw & Co's ten largest holdings make up 9.9% of its $104B portfolio in Q1 2021.
- D.E. Shaw & Co opened 825 new positions and closed 730 in Q1 2021.
- D.E. Shaw & Co's portfolio value fell 7.4% quarter-over-quarter to $104B.
Based on D.E. Shaw & Co's 13F filing for Q1 2021, filed 17 May 2021.