D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$483M |
| 2 |
Biogen
BIIB
|
+$429M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$397M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$247M |
| 5 |
Union Pacific
UNP
|
+$242M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$632M |
| 2 |
Marathon Petroleum
MPC
|
+$474M |
| 3 |
Meta Platforms (Facebook)
META
|
+$469M |
| 4 |
DuPont de Nemours
DD
|
+$444M |
| 5 |
Phillips 66
PSX
|
+$444M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.1% |
| 2 | Communication Services | 8.89% |
| 3 | Technology | 8.48% |
| 4 | Energy | 7.71% |
| 5 | Financials | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
CALL
RH
RH
$3.42B
| $5.01M | 0.01% |
63,100
+10,000
| +19% | +$928K |
|
1377
Reinsurance Group of America
RGA
$15.8B
| $5.01M | 0.01% |
58,518
-76,997
| -57% | -$6.97M |
|
1378
PUT
Trip.com Group
TCOM
$28.3B
| $5M | 0.01% |
108,000
+48,000
| +80% | +$2.2M |
|
|
CLDT
1379
Chatham Lodging
CLDT
$632M
| $5M | 0.01% |
244,070
-7,366
| -3% | -$165K |
|
|
KLXI
1380
DELISTED
KLX Inc.
KLXI
| $4.99M | 0.01% |
192,064
-205,488
| -52% | -$6.06M |
|
1381
Open Text
OTEX
$5.75B
| $4.97M | 0.01% |
207,586
-18,000
| -8% | -$424K |
|
1382
PUT
PNC Financial Services
PNC
$99.7B
| $4.97M | 0.01% |
52,200
| – | – |
|
|
PDCE
1383
DELISTED
PDC Energy, Inc.
PDCE
| $4.97M | 0.01% |
93,163
-167,889
| -64% | -$9.66M |
|
|
SINA
1384
CALL
DELISTED
Sina Corp
SINA
| $4.97M | 0.01% |
100,600
+78,800
| +361% | +$3.79M |
|
1385
PUT
United Airlines
UAL
$38.7B
| $4.97M | 0.01% |
+86,700
| New | +$5.01M |
|
|
RGC
1386
DELISTED
Regal Entertainment Group
RGC
| $4.97M | 0.01% |
263,150
+44,579
| +20% | +$847K |
|
|
AF
1387
DELISTED
Astoria Financial Corporation
AF
| $4.96M | 0.01% |
312,755
+127,029
| +68% | +$2.06M |
|
1388
Cooper-Standard Automotive
CPS
$503M
| $4.95M | 0.01% |
63,745
+18,686
| +41% | +$1.32M |
|
1389
PUT
Target
TGT
$63.3B
| $4.94M | 0.01% |
68,000
-72,200
| -51% | -$5.39M |
|
|
SVU
1390
DELISTED
SUPERVALU Inc.
SVU
| $4.93M | 0.01% |
103,959
-100,595
| -49% | -$4.8M |
|
|
WPG
1391
DELISTED
Washington Prime Group Inc.
WPG
| $4.93M | 0.01% |
51,623
-30,496
| -37% | -$3.09M |
|
1392
CALL
The Mosaic Company
MOS
$7.03B
| $4.92M | 0.01% |
178,400
+144,900
| +433% | +$4.63M |
|
1393
CALL
Middleby
MIDD
$6.09B
| $4.92M | 0.01% |
45,600
+30,300
| +198% | +$3.38M |
|
1394
Markel Group
MKL
$25.2B
| $4.9M | 0.01% |
+5,552
| New | +$4.83M |
|
1395
CALL
Analog Devices
ADI
$178B
| $4.9M | 0.01% |
88,500
| – | – |
|
1396
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $4.89M | 0.01% |
149,600
+35,500
| +31% | +$1.22M |
|
|
GNC
1397
DELISTED
GNC Holdings, Inc.
GNC
| $4.89M | 0.01% |
157,731
-964,259
| -86% | -$32.5M |
|
|
K
1398
DELISTED
Kellanova
K
| $4.89M | 0.01% |
72,014
-75,809
| -51% | -$4.95M |
|
1399
DigitalBridge
DBRG
$2.94B
| $4.87M | 0.01% |
100,205
-53,585
| -35% | -$2.88M |
|
|
SHPG
1400
PUT
DELISTED
Shire pic
SHPG
| $4.86M | 0.01% |
23,700
+10,000
| +73% | +$2.08M |
|
Similar funds
D.E. Shaw & Co's Q4 2015 Portfolio in Review
As of Q4 2015, D.E. Shaw & Co held 4,165 positions worth $67.2B, down 1.1% from $67.9B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co withdrew a net $4.09B in Q4 2015, closing 409 positions and reducing 1,417 holdings. Its most notable exit was Altera Corp, an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Communication Services and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Alphabet (Google) Class A worth $417M.
- D.E. Shaw & Co's largest Q4 2015 buy was Alphabet (Google) Class A: 10,723,880 shares worth $417M.
- D.E. Shaw & Co added most to Apple in Q4 2015, an estimated $483M increase.
- D.E. Shaw & Co's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $632M.
- D.E. Shaw & Co fully exited Altera Corp in Q4 2015, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $67.2B portfolio in Q4 2015.
- D.E. Shaw & Co opened 463 new positions and closed 409 in Q4 2015.
- D.E. Shaw & Co's portfolio value fell 1.1% quarter-over-quarter to $67.2B.
Based on D.E. Shaw & Co's 13F filing for Q4 2015, filed 16 Feb 2016.