D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.37% |
| 2 | Consumer Discretionary | 12.29% |
| 3 | Healthcare | 8.61% |
| 4 | Financials | 6.39% |
| 5 | Communication Services | 6.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
CALL
Kraft Heinz
KHC
$32.8B
| $7.26M | 0.01% |
242,500
-108,000
| -31% | -$3.59M |
|
1352
CALL
Avis
CAR
$5.47B
| $7.26M | 0.01% |
275,900
+92,100
| +50% | +$2.77M |
|
1353
CALL
Kohl's
KSS
$2.16B
| $7.26M | 0.01% |
391,700
-3,600
| -0.9% | -$76.2K |
|
1354
Monolithic Power Systems
MPWR
$61.4B
| $7.24M | 0.01% |
25,879
+22,723
| +720% | +$5.91M |
|
1355
CALL
ConocoPhillips
COP
$144B
| $7.22M | 0.01% |
220,000
-51,400
| -19% | -$1.95M |
|
1356
PUT
Deere & Co
DE
$165B
| $7.22M | 0.01% |
32,600
-25,200
| -44% | -$4.87M |
|
1357
BILL Holdings
BILL
$4.72B
| $7.21M | 0.01% |
71,858
+59,124
| +464% | +$5.38M |
|
1358
Stantec
STN
$8.17B
| $7.2M | 0.01% |
237,300
+124,500
| +110% | +$3.94M |
|
|
SRNE
1359
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $7.2M | 0.01% |
645,407
+512,169
| +384% | +$4.69M |
|
1360
Buckle
BKE
$2.32B
| $7.19M | 0.01% |
352,533
-64,479
| -15% | -$1.17M |
|
|
BRSL
1361
Brightstar Lottery PLC
BRSL
$1.9B
| $7.18M | 0.01% |
645,494
+341,844
| +113% | +$3.67M |
|
1362
Celestica
CLS
$37.8B
| $7.11M | 0.01% |
1,030,114
+57,537
| +6% | +$433K |
|
1363
PUT
Adobe
ADBE
$105B
| $7.11M | 0.01% |
14,500
+11,500
| +383% | +$5.35M |
|
|
ALXN
1364
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
| $7.09M | 0.01% |
62,000
+11,300
| +22% | +$1.22M |
|
|
SFIX
1365
Stitch Fix
SFIX
$566M
| $7.08M | 0.01% |
261,023
-5,456
| -2% | -$140K |
|
1366
PUT
Tencent Music
TME
$15.9B
| $7.08M | 0.01% |
479,500
+325,000
| +210% | +$5.07M |
|
1367
Albany International
AIN
$2.09B
| $7.05M | 0.01% |
+142,440
| New | +$7.38M |
|
|
PPLI
1368
PUT
People Inc
PPLI
$3.12B
| $7.04M | 0.01% |
107,731
-120,562
| -53% | -$8.27M |
|
1369
PUT
Edwards Lifesciences
EW
$49.4B
| $7.04M | 0.01% |
88,200
| – | – |
|
1370
CALL
Danaher
DHR
$138B
| $7.02M | 0.01% |
36,773
+2,933
| +9% | +$522K |
|
1371
Papa John's
PZZA
$1.01B
| $7.01M | 0.01% |
85,214
-59,379
| -41% | -$5.45M |
|
1372
S&P Global
SPGI
$124B
| $7.01M | 0.01% |
19,438
+12,936
| +199% | +$4.56M |
|
1373
Southwest Airlines
LUV
$21.7B
| $6.98M | 0.01% |
186,237
-45,163
| -20% | -$1.6M |
|
1374
Angi Inc
ANGI
$247M
| $6.98M | 0.01% |
62,923
-1,284
| -2% | -$177K |
|
1375
Workhorse Group
WKHS
$33.4M
| $6.98M | 0.01% |
92
+88
| +2,200% | +$5.03M |
|
Similar funds
D.E. Shaw & Co's Q3 2020 Portfolio in Review
As of Q3 2020, D.E. Shaw & Co held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- D.E. Shaw & Co added most to Walt Disney in Q3 2020, an estimated $642M increase.
- D.E. Shaw & Co's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- D.E. Shaw & Co fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- D.E. Shaw & Co opened 420 new positions and closed 597 in Q3 2020.
- D.E. Shaw & Co's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.