D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 11.11% |
| 2 | Technology | 10.75% |
| 3 | Financials | 9.5% |
| 4 | Consumer Discretionary | 9.17% |
| 5 | Industrials | 7.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TMUSP
101
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
| $112M | 0.2% |
1,439,500
+250,000
| +21% | +$19.3M |
|
102
CALL
Chevron
CVX
$388B
| $112M | 0.2% |
1,088,600
-195,300
| -15% | -$19.9M |
|
|
RTN
103
DELISTED
Raytheon Company
RTN
| $112M | 0.2% |
820,665
+541,374
| +194% | +$75.3M |
|
104
CALL
Bausch Health
BHC
$1.65B
| $112M | 0.2% |
4,543,900
+1,522,100
| +50% | +$39.4M |
|
105
Marriott International
MAR
$98.7B
| $111M | 0.2% |
1,650,847
+1,642,769
| +20,336% | +$116M |
|
106
Dick's Sporting Goods
DKS
$18.4B
| $110M | 0.19% |
1,944,102
+662,214
| +52% | +$36.4M |
|
|
107
PUT
Walt Disney
DIS
$165B
| $110M | 0.19% |
1,185,600
+127,100
| +12% | +$12.2M |
|
108
CALL
JPMorgan Chase
JPM
$939B
| $107M | 0.19% |
1,606,200
+56,600
| +4% | +$3.69M |
|
109
Masco
MAS
$16B
| $106M | 0.19% |
3,101,728
-130,685
| -4% | -$4.52M |
|
|
110
PUT
Chevron
CVX
$388B
| $106M | 0.19% |
1,025,500
+146,200
| +17% | +$14.9M |
|
111
United Airlines
UAL
$38.4B
| $105M | 0.19% |
2,007,549
+1,536,644
| +326% | +$73.9M |
|
112
PUT
IBM
IBM
$202B
| $105M | 0.19% |
692,557
+191,941
| +38% | +$29.1M |
|
|
ANDV
113
DELISTED
Andeavor
ANDV
| $104M | 0.18% |
1,307,525
-632,484
| -33% | -$48.7M |
|
114
American Electric Power
AEP
$73.7B
| $103M | 0.18% |
1,608,978
+314,618
| +24% | +$21.2M |
|
115
Bunge Global
BG
$23.6B
| $103M | 0.18% |
1,739,681
-1,331,015
| -43% | -$82.8M |
|
116
Kimberly-Clark
KMB
$36.4B
| $103M | 0.18% |
815,154
+443,707
| +119% | +$57.4M |
|
|
117
IBM
IBM
$202B
| $102M | 0.18% |
668,808
+439,539
| +192% | +$66.7M |
|
118
CALL
AutoZone
AZO
$48.3B
| $101M | 0.18% |
131,800
+41,300
| +46% | +$32.1M |
|
|
EXAS
119
DELISTED
Exact Sciences
EXAS
| $101M | 0.18% |
5,446,800
+875,405
| +19% | +$15.4M |
|
120
CALL
Pfizer
PFE
$140B
| $101M | 0.18% |
3,137,231
-259,811
| -8% | -$8.69M |
|
121
Cardinal Health
CAH
$53.4B
| $101M | 0.18% |
1,295,184
+184,082
| +17% | +$14.9M |
|
122
Public Storage
PSA
$60.2B
| $100M | 0.18% |
449,781
-2,498
| -0.6% | -$583K |
|
|
AGN
123
PUT
DELISTED
Allergan plc
AGN
| $100M | 0.18% |
434,500
+105,500
| +32% | +$25.8M |
|
124
TE Connectivity
TEL
$58.8B
| $100M | 0.18% |
1,554,145
-278,179
| -15% | -$17M |
|
125
Conagra Brands
CAG
$7.07B
| $99.3M | 0.18% |
2,708,574
+1,015,409
| +60% | +$36.4M |
|
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D.E. Shaw & Co's Q3 2016 Portfolio in Review
As of Q3 2016, D.E. Shaw & Co held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q3 2016 filing shows 448 new, 1,212 increased, 1,374 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.
- D.E. Shaw & Co's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- D.E. Shaw & Co added most to Apple in Q3 2016, an estimated $453M increase.
- D.E. Shaw & Co's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- D.E. Shaw & Co fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- D.E. Shaw & Co opened 448 new positions and closed 429 in Q3 2016.
- D.E. Shaw & Co's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.