D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$483M |
| 2 |
Biogen
BIIB
|
+$429M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$397M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$247M |
| 5 |
Union Pacific
UNP
|
+$242M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$632M |
| 2 |
Marathon Petroleum
MPC
|
+$474M |
| 3 |
Meta Platforms (Facebook)
META
|
+$469M |
| 4 |
DuPont de Nemours
DD
|
+$444M |
| 5 |
Phillips 66
PSX
|
+$444M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.1% |
| 2 | Communication Services | 8.89% |
| 3 | Technology | 8.48% |
| 4 | Energy | 7.71% |
| 5 | Financials | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SIVB
1201
DELISTED
SVB Financial Group
SIVB
| $6.6M | 0.01% |
55,517
+16,187
| +41% | +$2.01M |
|
1202
Canadian Imperial Bank of Commerce
CM
$107B
| $6.6M | 0.01% |
200,342
-175,038
| -47% | -$6.42M |
|
1203
IPG Photonics
IPGP
$3.89B
| $6.6M | 0.01% |
73,998
-70,507
| -49% | -$6.04M |
|
|
AET
1204
DELISTED
Aetna Inc
AET
| $6.59M | 0.01% |
60,965
+16,064
| +36% | +$1.74M |
|
1205
CALL
Thermo Fisher Scientific
TMO
$211B
| $6.58M | 0.01% |
46,400
-13,300
| -22% | -$1.77M |
|
1206
PUT
Royal Gold
RGLD
$17.1B
| $6.58M | 0.01% |
180,400
+70,400
| +64% | +$2.94M |
|
1207
Ultragenyx Pharmaceutical
RARE
$2.65B
| $6.56M | 0.01% |
58,488
+47,790
| +447% | +$4.78M |
|
1208
Metallus
MTUS
$873M
| $6.56M | 0.01% |
782,302
-121,682
| -13% | -$1.31M |
|
|
MEG
1209
DELISTED
Media General, Inc
MEG
| $6.55M | 0.01% |
+405,629
| New | +$6.12M |
|
1210
MaxLinear
MXL
$6.49B
| $6.55M | 0.01% |
444,695
-69,260
| -13% | -$1.04M |
|
|
SWC
1211
DELISTED
Stillwater Mining Co
SWC
| $6.54M | 0.01% |
763,076
+625,494
| +455% | +$5.97M |
|
|
CCMP
1212
DELISTED
CMC Materials, Inc. Common Stock
CCMP
| $6.53M | 0.01% |
149,125
+16,008
| +12% | +$675K |
|
|
TVPT
1213
DELISTED
Travelport Worldwide Limited
TVPT
| $6.51M | 0.01% |
504,970
+430,711
| +580% | +$5.9M |
|
|
SCAI
1214
DELISTED
Surgical Care Affiliates, Inc.
SCAI
| $6.51M | 0.01% |
163,535
+54,157
| +50% | +$1.88M |
|
|
EE
1215
DELISTED
El Paso Electric Company
EE
| $6.51M | 0.01% |
168,988
+60,138
| +55% | +$2.3M |
|
|
LL
1216
DELISTED
LL Flooring Holdings, Inc.
LL
| $6.5M | 0.01% |
+374,209
| New | +$5.78M |
|
1217
PUT
Southwest Airlines
LUV
$22.1B
| $6.46M | 0.01% |
150,100
-84,500
| -36% | -$3.74M |
|
1218
BorgWarner
BWA
$13.2B
| $6.46M | 0.01% |
169,742
+156,639
| +1,195% | +$5.88M |
|
1219
CALL
Qualcomm
QCOM
$176B
| $6.44M | 0.01% |
128,800
+22,000
| +21% | +$1.17M |
|
1220
PUT
Illinois Tool Works
ITW
$81.4B
| $6.43M | 0.01% |
69,400
-20,000
| -22% | -$1.82M |
|
1221
Universal Display
OLED
$3.71B
| $6.42M | 0.01% |
117,827
+49,255
| +72% | +$2.17M |
|
1222
Calix
CALX
$2.27B
| $6.39M | 0.01% |
811,984
+161,723
| +25% | +$1.27M |
|
|
FISV
1223
Fiserv Inc
FISV
$27.2B
| $6.37M | 0.01% |
139,244
+20,566
| +17% | +$966K |
|
1224
HDFC Bank
HDB
$119B
| $6.35M | 0.01% |
412,168
+7,608
| +2% | +$115K |
|
1225
Akamai
AKAM
$16.8B
| $6.34M | 0.01% |
120,428
+99,735
| +482% | +$6.13M |
|
Similar funds
D.E. Shaw & Co's Q4 2015 Portfolio in Review
As of Q4 2015, D.E. Shaw & Co held 4,165 positions worth $67.2B, down 1.1% from $67.9B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co withdrew a net $4.09B in Q4 2015, closing 409 positions and reducing 1,417 holdings. Its most notable exit was Altera Corp, an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Communication Services and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Alphabet (Google) Class A worth $417M.
- D.E. Shaw & Co's largest Q4 2015 buy was Alphabet (Google) Class A: 10,723,880 shares worth $417M.
- D.E. Shaw & Co added most to Apple in Q4 2015, an estimated $483M increase.
- D.E. Shaw & Co's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $632M.
- D.E. Shaw & Co fully exited Altera Corp in Q4 2015, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $67.2B portfolio in Q4 2015.
- D.E. Shaw & Co opened 463 new positions and closed 409 in Q4 2015.
- D.E. Shaw & Co's portfolio value fell 1.1% quarter-over-quarter to $67.2B.
Based on D.E. Shaw & Co's 13F filing for Q4 2015, filed 16 Feb 2016.