D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Snap
SNAP
|
+$362M |
| 2 |
Lockheed Martin
LMT
|
+$361M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$354M |
| 4 |
Fidelity National Information Services
FIS
|
+$354M |
| 5 |
Boston Scientific
BSX
|
+$337M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$559M |
| 2 |
Advanced Micro Devices
AMD
|
+$558M |
| 3 |
Boeing
BA
|
+$530M |
| 4 |
Lowe's Companies
LOW
|
+$525M |
| 5 |
Alibaba
BABA
|
+$420M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.37% |
| 2 | Consumer Discretionary | 10.41% |
| 3 | Healthcare | 8.95% |
| 4 | Communication Services | 6.76% |
| 5 | Financials | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
BlackBerry
BB
$4.95B
| $12.2M | 0.01% |
1,834,719
-2,173,803
| -54% | -$12.9M |
|
1177
PUT
Freeport-McMoran
FCX
$91.2B
| $12.2M | 0.01% |
467,300
+150,300
| +47% | +$3.12M |
|
1178
AnaptysBio
ANAB
$1.63B
| $12.1M | 0.01% |
564,925
-76,021
| -12% | -$1.85M |
|
1179
Cimpress
CMPR
$2.29B
| $12.1M | 0.01% |
138,409
-56,293
| -29% | -$4.84M |
|
1180
Impinj
PI
$4.49B
| $12.1M | 0.01% |
289,878
+106,143
| +58% | +$3.7M |
|
1181
PUT
DraftKings
DKNG
$11.8B
| $12.1M | 0.01% |
+260,000
| New | +$12.4M |
|
1182
BCE
BCE
$20.2B
| $12.1M | 0.01% |
+282,876
| New | +$12.1M |
|
|
ATVI
1183
CALL
DELISTED
Activision Blizzard
ATVI
| $12.1M | 0.01% |
130,200
+84,700
| +186% | +$6.88M |
|
|
Y
1184
CALL
DELISTED
Alleghany Corp
Y
| $12.1M | 0.01% |
20,000
+10,000
| +100% | +$5.83M |
|
1185
Encore Capital Group
ECPG
$2.02B
| $12M | 0.01% |
308,543
+98,167
| +47% | +$3.57M |
|
1186
Coeur Mining
CDE
$15.9B
| $12M | 0.01% |
1,156,878
+493,455
| +74% | +$4.05M |
|
1187
Atara Biotherapeutics
ATRA
$73.6M
| $12M | 0.01% |
24,386
+11,590
| +91% | +$5.35M |
|
1188
PUT
Oracle
ORCL
$367B
| $12M | 0.01% |
185,000
+115,000
| +164% | +$6.85M |
|
1189
Alcoa
AA
$11.9B
| $11.9M | 0.01% |
518,313
+262,040
| +102% | +$4.56M |
|
1190
PUT
Lear
LEA
$7.33B
| $11.9M | 0.01% |
75,100
| – | – |
|
|
PACW
1191
DELISTED
PacWest Bancorp
PACW
| $11.9M | 0.01% |
469,685
+330,518
| +237% | +$7.37M |
|
1192
AdvanSix
ASIX
$555M
| $11.9M | 0.01% |
595,299
-29,175
| -5% | -$500K |
|
1193
PUT
Advance Auto Parts
AAP
$3.39B
| $11.9M | 0.01% |
75,500
-8,700
| -10% | -$1.34M |
|
1194
PUT
Arista Networks
ANET
$215B
| $11.9M | 0.01% |
654,400
+14,400
| +2% | +$228K |
|
1195
Nu Skin
NUS
$254M
| $11.9M | 0.01% |
217,376
+29,560
| +16% | +$1.56M |
|
1196
Caleres
CAL
$437M
| $11.8M | 0.01% |
756,623
-120,942
| -14% | -$1.35M |
|
|
HAPN
1197
Happen Inc
HAPN
$2.23B
| $11.8M | 0.01% |
1,121,205
+888,140
| +381% | +$5.94M |
|
1198
CALL
Gilead Sciences
GILD
$163B
| $11.8M | 0.01% |
+202,900
| New | +$12.2M |
|
|
IPOF
1199
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
| $11.8M | 0.01% |
+961,045
| New | +$10.9M |
|
1200
PUT
Capital One
COF
$129B
| $11.8M | 0.01% |
119,400
-157,300
| -57% | -$13.4M |
|
Similar funds
D.E. Shaw & Co's Q4 2020 Portfolio in Review
As of Q4 2020, D.E. Shaw & Co held 4,343 positions worth $112B, up 14% from $97.7B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co withdrew a net $10.3B in Q4 2020, closing 477 positions and reducing 1,508 holdings. Its most notable exit was iShares Gold Trust, an estimated $217M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Snowflake worth $147M.
- D.E. Shaw & Co's largest Q4 2020 buy was Snowflake: 523,721 shares worth $147M.
- D.E. Shaw & Co added most to Snap in Q4 2020, an estimated $362M increase.
- D.E. Shaw & Co's biggest Q4 2020 reduction was Tesla, cutting an estimated $559M.
- D.E. Shaw & Co fully exited iShares Gold Trust in Q4 2020, selling an estimated $217M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $112B portfolio in Q4 2020.
- D.E. Shaw & Co opened 563 new positions and closed 477 in Q4 2020.
- D.E. Shaw & Co's portfolio value rose 14% quarter-over-quarter to $112B.
Based on D.E. Shaw & Co's 13F filing for Q4 2020, filed 16 Feb 2021.