D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
PUT
Abbott
ABT
$183B
| $11.5M | 0.01% |
119,100
+24,100
| +25% | +$2.53M |
|
1102
Landstar System
LSTR
$5.75B
| $11.5M | 0.01% |
65,181
+35,924
| +123% | +$6.9M |
|
1103
Caesars Entertainment
CZR
$6.03B
| $11.5M | 0.01% |
248,734
+234,034
| +1,592% | +$12.4M |
|
1104
Payoneer
PAYO
$2.42B
| $11.5M | 0.01% |
1,882,973
-175,326
| -9% | -$988K |
|
1105
AGCO
AGCO
$7.76B
| $11.5M | 0.01% |
97,344
+86,465
| +795% | +$11M |
|
1106
Etsy
ETSY
$7.89B
| $11.5M | 0.01% |
178,111
+125,169
| +236% | +$9.87M |
|
1107
Donnelley Financial Solutions
DFIN
$1.17B
| $11.5M | 0.01% |
204,237
-44,613
| -18% | -$2.17M |
|
|
TELL
1108
DELISTED
Tellurian Inc.
TELL
| $11.5M | 0.01% |
9,890,405
+1,189,909
| +14% | +$1.62M |
|
1109
Digital Turbine
APPS
$990M
| $11.4M | 0.01% |
1,889,693
+676,739
| +56% | +$6.03M |
|
1110
PUT
Amgen
AMGN
$209B
| $11.4M | 0.01% |
42,500
+20,000
| +89% | +$4.99M |
|
1111
Nutanix
NTNX
$16B
| $11.4M | 0.01% |
327,196
-1,071,715
| -77% | -$33.6M |
|
1112
Enerpac Tool Group
EPAC
$1.86B
| $11.4M | 0.01% |
430,904
+32,190
| +8% | +$860K |
|
1113
CALL
Prudential Financial
PRU
$42.6B
| $11.3M | 0.01% |
119,300
-45,400
| -28% | -$4.29M |
|
1114
Grand Canyon Education
LOPE
$3.98B
| $11.3M | 0.01% |
96,783
+45,384
| +88% | +$5.04M |
|
1115
Aon
AON
$78.3B
| $11.3M | 0.01% |
34,887
+14,957
| +75% | +$4.95M |
|
1116
CALL
Jabil
JBL
$32.3B
| $11.3M | 0.01% |
88,800
-24,600
| -22% | -$2.69M |
|
|
SLAM
1117
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
| $11.3M | 0.01% |
1,043,604
+322,108
| +45% | +$3.46M |
|
1118
Federated Hermes
FHI
$4.51B
| $11.2M | 0.01% |
331,765
+1,306
| +0.4% | +$45K |
|
1119
PG&E
PCG
$39.2B
| $11.2M | 0.01% |
696,603
-51,836
| -7% | -$891K |
|
1120
Coherent
COHR
$48.7B
| $11.2M | 0.01% |
+344,017
| New | +$14.1M |
|
1121
Grocery Outlet
GO
$906M
| $11.2M | 0.01% |
388,496
+5,342
| +1% | +$170K |
|
1122
American Electric Power
AEP
$69.5B
| $11.2M | 0.01% |
148,815
+94,230
| +173% | +$7.67M |
|
1123
Red Rock Resorts
RRR
$3.8B
| $11.2M | 0.01% |
272,735
-105,904
| -28% | -$4.79M |
|
1124
Huntsman Corp
HUN
$2.12B
| $11.2M | 0.01% |
458,130
+383,514
| +514% | +$10.4M |
|
1125
Sarepta Therapeutics
SRPT
$1.64B
| $11.2M | 0.01% |
92,158
-182,761
| -66% | -$20.7M |
|
Similar funds
D.E. Shaw & Co's Q3 2023 Portfolio in Review
As of Q3 2023, D.E. Shaw & Co held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $2.99B in Q3 2023, closing 473 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- D.E. Shaw & Co's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- D.E. Shaw & Co added most to Amazon in Q3 2023, an estimated $516M increase.
- D.E. Shaw & Co's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- D.E. Shaw & Co fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- D.E. Shaw & Co opened 482 new positions and closed 473 in Q3 2023.
- D.E. Shaw & Co's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.