D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.41% |
| 2 | Technology | 6.9% |
| 3 | Consumer Discretionary | 6.89% |
| 4 | Communication Services | 6.41% |
| 5 | Healthcare | 6.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Radware
RDWR
$1.24B
| $10.4M | 0.01% |
577,271
-80,787
| -12% | -$1.27M |
|
|
DST
1102
DELISTED
DST Systems Inc.
DST
| $10.4M | 0.01% |
228,644
+114,804
| +101% | +$4.88M |
|
1103
Rockwell Automation
ROK
$51.4B
| $10.4M | 0.01% |
87,646
+85,733
| +4,482% | +$9.53M |
|
|
DFS
1104
PUT
DELISTED
Discover Financial Services
DFS
| $10.3M | 0.01% |
184,100
+41,500
| +29% | +$2.18M |
|
|
BCR
1105
CALL
DELISTED
CR Bard Inc.
BCR
| $10.3M | 0.01% |
76,700
+30,400
| +66% | +$4.01M |
|
1106
PUT
Goodyear
GT
$2.07B
| $10.3M | 0.01% |
430,000
+20,000
| +5% | +$442K |
|
|
XL
1107
DELISTED
XL Group Ltd.
XL
| $10.3M | 0.01% |
322,049
-482,054
| -60% | -$15M |
|
1108
PUT
JB Hunt Transport Services
JBHT
$27.1B
| $10.3M | 0.01% |
132,600
-25,000
| -16% | -$1.87M |
|
|
N
1109
PUT
DELISTED
Netsuite Inc
N
| $10.3M | 0.01% |
99,500
-25,400
| -20% | -$2.55M |
|
1110
Chubb
CB
$140B
| $10.2M | 0.01% |
99,000
+44,865
| +83% | +$4.41M |
|
|
CONN
1111
DELISTED
Conn's Inc.
CONN
| $10.2M | 0.01% |
129,636
+67,865
| +110% | +$4.35M |
|
1112
Brixmor Property Group
BRX
$9.95B
| $10.2M | 0.01% |
+502,294
| New | +$10.1M |
|
1113
PUT
Illumina
ILMN
$29.4B
| $10.2M | 0.01% |
94,884
-20,252
| -18% | -$1.85M |
|
1114
PUT
Bausch Health
BHC
$1.65B
| $10.2M | 0.01% |
86,800
+26,800
| +45% | +$2.94M |
|
|
CB
1115
PUT
DELISTED
CHUBB CORPORATION
CB
| $10.2M | 0.01% |
105,300
+7,700
| +8% | +$718K |
|
|
AL
1116
DELISTED
Air Lease Corp
AL
| $10.2M | 0.01% |
326,596
-17,225
| -5% | -$526K |
|
1117
Constellium
CSTM
$3.96B
| $10.1M | 0.01% |
435,755
+99,420
| +30% | +$1.99M |
|
1118
LKQ Corp
LKQ
$6.58B
| $10.1M | 0.01% |
308,216
-162,014
| -34% | -$5.29M |
|
|
VMW
1119
DELISTED
VMware, Inc
VMW
| $10.1M | 0.01% |
112,960
+63,281
| +127% | +$5.23M |
|
|
ARG
1120
CALL
DELISTED
Airgas Inc
ARG
| $10.1M | 0.01% |
90,600
-80,000
| -47% | -$8.72M |
|
1121
Clean Energy Fuels
CLNE
$447M
| $10.1M | 0.01% |
782,169
+242,834
| +45% | +$2.96M |
|
1122
Charles River Laboratories
CRL
$10.9B
| $10M | 0.01% |
189,037
-168,620
| -47% | -$8.47M |
|
|
NTT
1123
DELISTED
Nippon Telegraph & Telephone
NTT
| $10M | 0.01% |
370,094
-71,169
| -16% | -$1.87M |
|
1124
PUT
Check Point Software Technologies
CHKP
$13.3B
| $10M | 0.01% |
155,000
| – | – |
|
1125
CALL
Nokia
NOK
$50.8B
| $9.99M | 0.01% |
+1,232,400
| New | +$9.27M |
|
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D.E. Shaw & Co's Q4 2013 Portfolio in Review
As of Q4 2013, D.E. Shaw & Co held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
D.E. Shaw & Co deployed $3.59B of net new capital in Q4 2013, opening 721 new positions and adding to 1,786 existing holdings. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 6.8% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $252M trimmed.
- D.E. Shaw & Co's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- D.E. Shaw & Co added most to Bank of America in Q4 2013, an estimated $327M increase.
- D.E. Shaw & Co's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- D.E. Shaw & Co fully exited DELL INC in Q4 2013, selling an estimated $558M.
- D.E. Shaw & Co's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- D.E. Shaw & Co opened 721 new positions and closed 549 in Q4 2013.
- D.E. Shaw & Co's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.