D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AT&T
T
|
+$501M |
| 2 |
Booking.com
BKNG
|
+$470M |
| 3 |
Qualcomm
QCOM
|
+$398M |
| 4 |
Chevron
CVX
|
+$268M |
| 5 |
Meta Platforms (Facebook)
META
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$914M |
| 2 |
Netflix
NFLX
|
+$305M |
| 3 |
Johnson & Johnson
JNJ
|
+$244M |
| 4 |
McDonald's
MCD
|
+$241M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$222M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.56% |
| 2 | Consumer Discretionary | 12.42% |
| 3 | Healthcare | 10.21% |
| 4 | Financials | 8.66% |
| 5 | Industrials | 6.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1026
Louisiana-Pacific
LPX
$5.19B
| $11.3M | 0.01% |
425,299
-46,855
| -10% | -$1.34M |
|
1027
PUT
United Rentals
URI
$70.2B
| $11.3M | 0.01% |
68,800
+14,000
| +26% | +$2.18M |
|
1028
CALL
Regeneron Pharmaceuticals
REGN
$69.9B
| $11.2M | 0.01% |
27,800
+9,700
| +54% | +$3.69M |
|
1029
TriNet
TNET
$2.94B
| $11.2M | 0.01% |
198,240
-48,589
| -20% | -$2.73M |
|
1030
PUT
Lumen
LUMN
$6.45B
| $11.2M | 0.01% |
526,300
+195,000
| +59% | +$4.08M |
|
|
PHH
1031
DELISTED
PHH Corporation
PHH
| $11.1M | 0.01% |
1,012,254
-604
| -0.1% | -$6.57K |
|
1032
PUT
Estee Lauder
EL
$30.1B
| $11.1M | 0.01% |
76,500
| – | – |
|
1033
CALL
F5
FFIV
$23B
| $11.1M | 0.01% |
55,500
+5,500
| +11% | +$1.01M |
|
1034
PUT
Acuity Brands
AYI
$10.1B
| $11.1M | 0.01% |
70,400
| – | – |
|
|
CHX
1035
DELISTED
ChampionX
CHX
| $11M | 0.01% |
253,431
+45,511
| +22% | +$1.91M |
|
1036
BlackLine
BL
$1.8B
| $11M | 0.01% |
195,195
-82,118
| -30% | -$4.09M |
|
1037
Energizer
ENR
$1.44B
| $11M | 0.01% |
+187,829
| New | +$11.8M |
|
1038
Boyd Gaming
BYD
$6.64B
| $11M | 0.01% |
325,000
-122,321
| -27% | -$4.37M |
|
1039
Brookdale Senior Living
BKD
$3.69B
| $11M | 0.01% |
1,115,333
-650,937
| -37% | -$5.99M |
|
|
KNL
1040
DELISTED
Knoll, Inc.
KNL
| $11M | 0.01% |
467,394
-88,356
| -16% | -$2M |
|
1041
Varex Imaging
VREX
$463M
| $10.9M | 0.01% |
381,131
+221,360
| +139% | +$7.28M |
|
1042
PUT
Seagate
STX
$185B
| $10.9M | 0.01% |
229,800
-71,900
| -24% | -$3.84M |
|
|
TCS
1043
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $10.9M | 0.01% |
65,321
+8,500
| +15% | +$1.27M |
|
1044
Dolby
DLB
$4.85B
| $10.9M | 0.01% |
155,107
-48,821
| -24% | -$3.27M |
|
1045
CALL
J.M. Smucker
SJM
$12.9B
| $10.8M | 0.01% |
105,600
+2,700
| +3% | +$295K |
|
1046
Dr. Reddy's Laboratories
RDY
$9.8B
| $10.8M | 0.01% |
1,565,530
-1,061,085
| -40% | -$7.09M |
|
1047
Constellium
CSTM
$4.02B
| $10.8M | 0.01% |
874,969
-239,270
| -21% | -$2.8M |
|
|
BRS
1048
DELISTED
Bristow Group, Inc.
BRS
| $10.8M | 0.01% |
888,482
-25,011
| -3% | -$309K |
|
1049
Hilltop Holdings
HTH
$2.25B
| $10.8M | 0.01% |
533,621
+140,819
| +36% | +$2.98M |
|
|
I
1050
DELISTED
INTELSAT S. A.
I
| $10.8M | 0.01% |
358,686
-1,123,727
| -76% | -$24.6M |
|
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D.E. Shaw & Co's Q3 2018 Portfolio in Review
As of Q3 2018, D.E. Shaw & Co held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
- D.E. Shaw & Co added most to AT&T in Q3 2018, an estimated $501M increase.
- D.E. Shaw & Co's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
- D.E. Shaw & Co fully exited RH in Q3 2018, selling an estimated $43.2M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
- D.E. Shaw & Co opened 494 new positions and closed 484 in Q3 2018.
- D.E. Shaw & Co's portfolio value rose 8.6% quarter-over-quarter to $83.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.