D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$446M |
| 2 |
SLB Ltd
SLB
|
+$276M |
| 3 |
Apple
AAPL
|
+$267M |
| 4 |
Johnson & Johnson
JNJ
|
+$244M |
| 5 |
TJX Companies
TJX
|
+$216M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$304M |
| 2 |
Amazon
AMZN
|
+$289M |
| 3 |
YHOO
Yahoo Inc
YHOO
|
+$274M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$204M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$196M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.17% |
| 2 | Healthcare | 10.73% |
| 3 | Financials | 9.55% |
| 4 | Consumer Discretionary | 9.16% |
| 5 | Industrials | 8.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1026
KeyCorp
KEY
$24.3B
| $7.24M | 0.01% |
406,979
-558,863
| -58% | -$10.2M |
|
1027
Walker & Dunlop
WD
$1.65B
| $7.21M | 0.01% |
173,016
+31,973
| +23% | +$1.18M |
|
1028
PUT
Vale
VALE
$62.9B
| $7.19M | 0.01% |
756,500
-162,300
| -18% | -$1.61M |
|
|
AFI
1029
DELISTED
Armstrong Flooring, Inc.
AFI
| $7.16M | 0.01% |
388,797
+11,645
| +3% | +$236K |
|
1030
Affiliated Managers Group
AMG
$9.46B
| $7.16M | 0.01% |
43,656
-63,245
| -59% | -$10M |
|
|
FMSA
1031
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
| $7.15M | 0.01% |
975,233
-638,778
| -40% | -$6.66M |
|
1032
Huron Consulting
HURN
$1.82B
| $7.15M | 0.01% |
169,752
+30,411
| +22% | +$1.34M |
|
|
TSRO
1033
PUT
DELISTED
TESARO, Inc.
TSRO
| $7.14M | 0.01% |
46,400
+31,000
| +201% | +$5.05M |
|
|
WUBA
1034
PUT
DELISTED
58.com Inc
WUBA
| $7.14M | 0.01% |
201,700
+68,700
| +52% | +$2.27M |
|
1035
PUT
Northrop Grumman
NOC
$77B
| $7.13M | 0.01% |
30,000
+10,000
| +50% | +$2.38M |
|
|
ELGX
1036
DELISTED
Endologix Inc
ELGX
| $7.13M | 0.01% |
+98,515
| New | +$6.52M |
|
|
VSTO
1037
DELISTED
Vista Outdoor Inc.
VSTO
| $7.09M | 0.01% |
344,318
-701,941
| -67% | -$17.4M |
|
1038
CALL
Chemours
CC
$2.59B
| $7.09M | 0.01% |
184,100
+44,500
| +32% | +$1.34M |
|
1039
Atmos Energy
ATO
$29.9B
| $7.07M | 0.01% |
89,554
-180,854
| -67% | -$13.9M |
|
1040
Ribbon Communications
RBBN
$354M
| $7.06M | 0.01% |
1,071,336
+148,097
| +16% | +$938K |
|
|
CYOU
1041
DELISTED
Changyou.com Limited American Depositary Share
CYOU
| $7.05M | 0.01% |
251,594
+79,422
| +46% | +$2.09M |
|
|
FLY
1042
DELISTED
Fly Leasing Limited
FLY
| $7.05M | 0.01% |
537,442
-2,472
| -0.5% | -$33.8K |
|
1043
Encore Capital Group
ECPG
$1.93B
| $7.04M | 0.01% |
228,594
-129,295
| -36% | -$4.07M |
|
1044
Houlihan Lokey
HLI
$9.68B
| $7.03M | 0.01% |
204,105
+105,185
| +106% | +$3.36M |
|
1045
CALL
Bausch Health
BHC
$1.65B
| $7.02M | 0.01% |
636,800
-2,397,600
| -79% | -$33M |
|
|
CHS
1046
DELISTED
Chicos FAS, Inc.
CHS
| $7.02M | 0.01% |
494,064
-782,121
| -61% | -$10.9M |
|
1047
A10 Networks
ATEN
$2.47B
| $6.99M | 0.01% |
764,230
+160,188
| +27% | +$1.42M |
|
1048
PUT
Union Pacific
UNP
$183B
| $6.97M | 0.01% |
65,800
-299,800
| -82% | -$32M |
|
1049
Mistras Group
MG
$492M
| $6.97M | 0.01% |
325,774
-35,907
| -10% | -$814K |
|
1050
Sixth Street Specialty
TSLX
$1.59B
| $6.94M | 0.01% |
340,428
+30,051
| +10% | +$580K |
|
Similar funds
D.E. Shaw & Co's Q1 2017 Portfolio in Review
As of Q1 2017, D.E. Shaw & Co held 3,844 positions worth $56.9B, down 3.4% from $58.9B the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.
D.E. Shaw & Co withdrew a net $5.64B in Q1 2017, closing 599 positions and reducing 1,534 holdings. Its most notable exit was Dick's Sporting Goods, an estimated $62.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, D.E. Shaw & Co opened a new position in C&J Energy Services, Inc. worth $131M.
- D.E. Shaw & Co's largest Q1 2017 buy was C&J Energy Services, Inc.: 3,857,413 shares worth $131M.
- D.E. Shaw & Co added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $446M increase.
- D.E. Shaw & Co's biggest Q1 2017 reduction was Walt Disney, cutting an estimated $304M.
- D.E. Shaw & Co fully exited Dick's Sporting Goods in Q1 2017, selling an estimated $62.3M.
- D.E. Shaw & Co's ten largest holdings make up 9.7% of its $56.9B portfolio in Q1 2017.
- D.E. Shaw & Co opened 437 new positions and closed 599 in Q1 2017.
- D.E. Shaw & Co's portfolio value fell 3.4% quarter-over-quarter to $56.9B.
Based on D.E. Shaw & Co's 13F filing for Q1 2017, filed 15 May 2017.