D.E. Shaw & Co Portfolio holdings

AUM $100B

1-Year Return 23.04%

D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

This Quarter Return

-0.28%

1 Year Return

+23.04%

3 Year Return

+72.12%

5 Year Return

+130.88%

10 Year Return

+299.18%

AUM

$45.9B

AUM Growth

-$4.08B (-8.2%)

Cap. Flow

-$3.5B

Cap. Flow % of AUM

-7.63%

Top 10 Holdings % Top 10 Hldgs %

11.49%

Holding

2,939

New

279

Increased

1,177

Reduced

1,030

Closed

328

Top Buys

1	YHOO Yahoo Inc YHOO	+$402M
2	AGN Allergan plc AGN	+$371M
3	Bank of America BAC	+$323M
4	Citigroup C	+$260M
5	Booking.com BKNG	+$236M

Top Sells

1	PCP PRECISION CASTPARTS CORP PCP	+$637M
2	BRCM BROADCOM CORP CL-A BRCM	+$397M
3	Gilead Sciences GILD	+$364M
4	Phillips 66 PSX	+$352M
5	Apple AAPL	+$350M

Sector Composition

1	Healthcare	15.91%
2	Technology	12.6%
3	Financials	12.08%
4	Consumer Discretionary	10.42%
5	Communication Services	10.31%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1026	1026 United Bankshares UBSI $5.4B	$4.31M	0.01%	117,318 -5,551	-5%	-$204K
1027	AF 1027 DELISTED Astoria Financial Corporation AF	$4.28M	0.01%	270,102 -42,653	-14%	-$676K
1028	1028 H&R Block HRB $6.98B	$4.28M	0.01%	161,872 +112,338	+227%	+$2.97M
1029	1029 Rexford Industrial Realty REXR $10.3B	$4.26M	0.01%	234,754 -48,806	-17%	-$886K
1030	IQNT 1030 DELISTED Inteliquent, Inc. IQNT	$4.26M	0.01%	265,604 +86,313	+48%	+$1.39M
1031	1031 Lumentum LITE $11.5B	$4.26M	0.01%	157,892 -17,169	-10%	-$463K
1032	NATI 1032 DELISTED National Instruments Corp NATI	$4.26M	0.01%	141,400 +96,110	+212%	+$2.89M
1033	NMBL 1033 DELISTED Nimble Storage, Inc. NMBL	$4.25M	0.01%	541,955 +129,337	+31%	+$1.01M
1034	NXTM 1034 DELISTED NxStage Medical Inc. NXTM	$4.25M	0.01%	283,346 +4,658	+2%	+$69.8K
1035	1035 Owens & Minor OMI $423M	$4.25M	0.01%	105,060 +72,788	+226%	+$2.94M
1036	1036 Scorpio Tankers STNG $2.97B	$4.24M	0.01%	72,772 +3,541	+5%	+$206K
1037	NXGN 1037 DELISTED NextGen Healthcare, Inc. Common Stock NXGN	$4.2M	0.01%	275,618 +124,543	+82%	+$1.9M
1038	DEG 1038 DELISTED ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS DEG	$4.19M	0.01%	161,277 +83,572	+108%	+$2.17M
1039	1039 Cleveland-Cliffs CLF $5.83B	$4.17M	0.01%	1,388,924 +243,446	+21%	+$730K
1040	1040 Landstar System LSTR $4.59B	$4.16M	0.01%	64,439 +19,570	+44%	+$1.26M
1041	CPHD 1041 DELISTED Cepheid Inc CPHD	$4.14M	0.01%	+123,996	New	+$4.14M
1042	1042 ICF International ICFI $1.82B	$4.12M	0.01%	119,792 -7,578	-6%	-$260K
1043	EFII 1043 DELISTED Electronics for Imaging EFII	$4.11M	0.01%	96,974 -159,013	-62%	-$6.74M
1044	1044 Rogers Corp ROG $1.52B	$4.1M	0.01%	68,402 -12,319	-15%	-$737K
1045	ZEN 1045 DELISTED ZENDESK INC ZEN	$4.08M	0.01%	195,039 -310,533	-61%	-$6.5M
1046	1046 Nabors Industries NBR $619M	$4.08M	0.01%	8,871 -22,274	-72%	-$10.2M
1047	1047 Stantec STN $12.8B	$4.08M	0.01%	160,500 -49,300	-23%	-$1.25M
1048	1048 Liquidity Services LQDT $851M	$4.08M	0.01%	786,905 +315,392	+67%	+$1.63M
1049	HIFR 1049 DELISTED InfraREIT, Inc. HIFR	$4.07M	0.01%	238,888 +12,520	+6%	+$213K
1050	1050 Ethan Allen Interiors ETD $753M	$4.04M	0.01%	126,873 +47,066	+59%	+$1.5M