D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.11% |
| 2 | Healthcare | 7.95% |
| 3 | Consumer Discretionary | 7.93% |
| 4 | Financials | 7.4% |
| 5 | Technology | 7.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1026
CALL
Bath & Body Works
BBWI
$4.01B
| $10M | 0.01% |
218,207
| – | – |
|
1027
Abercrombie & Fitch
ANF
$4.17B
| $10M | 0.01% |
259,884
+167,010
| +180% | +$6.11M |
|
1028
CALL
PepsiCo
PEP
$186B
| $9.99M | 0.01% |
119,700
-322,900
| -73% | -$26.2M |
|
|
ICPT
1029
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $9.99M | 0.01% |
+30,300
| New | +$10.2M |
|
|
GRMN
1030
CALL
Garmin
GRMN
$46.9B
| $9.97M | 0.01% |
180,500
+1,000
| +0.6% | +$49.5K |
|
|
BRCM
1031
CALL
DELISTED
BROADCOM CORP CL-A
BRCM
| $9.97M | 0.01% |
316,800
-207,200
| -40% | -$6.24M |
|
1032
CALL
Intel
INTC
$466B
| $9.96M | 0.01% |
385,700
-1,509,100
| -80% | -$37.7M |
|
1033
PUT
Tyson Foods
TSN
$20.2B
| $9.93M | 0.01% |
225,600
-24,100
| -10% | -$913K |
|
1034
Mercado Libre
MELI
$91.3B
| $9.92M | 0.01% |
104,290
+36,411
| +54% | +$3.55M |
|
|
CRZO
1035
PUT
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $9.91M | 0.01% |
185,300
-3,800
| -2% | -$174K |
|
|
TWX
1036
CALL
DELISTED
Time Warner Inc
TWX
| $9.9M | 0.01% |
158,015
-4,172
| -3% | -$262K |
|
1037
PUT
Clorox
CLX
$11.6B
| $9.89M | 0.01% |
112,400
-30,500
| -21% | -$2.68M |
|
1038
Monolithic Power Systems
MPWR
$65.5B
| $9.87M | 0.01% |
254,611
-5,228
| -2% | -$184K |
|
|
BBBY
1039
DELISTED
Bed Bath & Beyond Inc
BBBY
| $9.87M | 0.01% |
143,414
-18,524
| -11% | -$1.25M |
|
1040
PUT
U-Haul Holding Co
UHAL
$14B
| $9.87M | 0.01% |
425,000
+126,000
| +42% | +$2.91M |
|
|
PHH
1041
DELISTED
PHH Corporation
PHH
| $9.84M | 0.01% |
380,647
+278,643
| +273% | +$6.99M |
|
1042
Edgewell Personal Care
EPC
$1.27B
| $9.81M | 0.01% |
131,402
+35,495
| +37% | +$2.6M |
|
|
GRA
1043
CALL
DELISTED
W.R. Grace & Co.
GRA
| $9.81M | 0.01% |
98,900
-36,300
| -27% | -$3.57M |
|
1044
PUT
NOV
NOV
$7.45B
| $9.79M | 0.01% |
139,401
-247,973
| -64% | -$17M |
|
1045
Stratasys
SSYS
$697M
| $9.76M | 0.01% |
92,029
+17,975
| +24% | +$2.15M |
|
1046
Sony
SONY
$123B
| $9.74M | 0.01% |
2,547,280
+163,645
| +7% | +$565K |
|
1047
PUT
Eagle Materials
EXP
$6.6B
| $9.73M | 0.01% |
109,800
-70,900
| -39% | -$5.84M |
|
1048
Waste Management
WM
$95.9B
| $9.73M | 0.01% |
231,249
+177,295
| +329% | +$7.43M |
|
|
BWLD
1049
CALL
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $9.72M | 0.01% |
65,300
-16,600
| -20% | -$2.35M |
|
|
HOT
1050
CALL
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
| $9.71M | 0.01% |
122,000
+37,800
| +45% | +$2.96M |
|
Similar funds
D.E. Shaw & Co's Q1 2014 Portfolio in Review
As of Q1 2014, D.E. Shaw & Co held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.1% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in Veren worth $53.3M.
- D.E. Shaw & Co's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- D.E. Shaw & Co added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- D.E. Shaw & Co's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- D.E. Shaw & Co fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- D.E. Shaw & Co opened 596 new positions and closed 795 in Q1 2014.
- D.E. Shaw & Co's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.