D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AT&T
T
|
+$501M |
| 2 |
Booking.com
BKNG
|
+$470M |
| 3 |
Qualcomm
QCOM
|
+$398M |
| 4 |
Chevron
CVX
|
+$268M |
| 5 |
Meta Platforms (Facebook)
META
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$914M |
| 2 |
Netflix
NFLX
|
+$305M |
| 3 |
Johnson & Johnson
JNJ
|
+$244M |
| 4 |
McDonald's
MCD
|
+$241M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$222M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.56% |
| 2 | Consumer Discretionary | 12.42% |
| 3 | Healthcare | 10.21% |
| 4 | Financials | 8.66% |
| 5 | Industrials | 6.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
Photronics
PLAB
$1.79B
| $11.7M | 0.01% |
1,186,921
+17,629
| +2% | +$164K |
|
1002
PUT
CSX Corp
CSX
$98.6B
| $11.7M | 0.01% |
473,100
+252,600
| +115% | +$6.02M |
|
1003
PUT
Salesforce
CRM
$134B
| $11.7M | 0.01% |
73,400
-25,400
| -26% | -$3.77M |
|
1004
FirstCash
FCFS
$8.55B
| $11.7M | 0.01% |
142,237
-9,929
| -7% | -$836K |
|
1005
Ingersoll Rand
IR
$33B
| $11.6M | 0.01% |
410,322
-614,852
| -60% | -$17.2M |
|
|
GWPH
1006
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $11.6M | 0.01% |
67,195
+54,036
| +411% | +$7.79M |
|
1007
Green Dot
GDOT
$753M
| $11.6M | 0.01% |
130,567
-75,804
| -37% | -$6.3M |
|
1008
Comfort Systems
FIX
$61B
| $11.6M | 0.01% |
205,593
-3,889
| -2% | -$208K |
|
|
NUAN
1009
DELISTED
Nuance Communications, Inc.
NUAN
| $11.6M | 0.01% |
773,104
-348,734
| -31% | -$4.83M |
|
1010
PUT
PepsiCo
PEP
$186B
| $11.6M | 0.01% |
103,600
-35,000
| -25% | -$3.96M |
|
1011
DigitalBridge
DBRG
$2.94B
| $11.6M | 0.01% |
475,031
+459,747
| +3,008% | +$11.3M |
|
1012
Whirlpool
WHR
$2.42B
| $11.6M | 0.01% |
97,272
+83,614
| +612% | +$11.1M |
|
1013
Carter's
CRI
$1.43B
| $11.5M | 0.01% |
116,692
-161,327
| -58% | -$17M |
|
1014
CALL
Cigna
CI
$76.6B
| $11.5M | 0.01% |
55,100
+24,100
| +78% | +$4.47M |
|
|
SHPG
1015
CALL
DELISTED
Shire pic
SHPG
| $11.5M | 0.01% |
63,300
+26,000
| +70% | +$4.5M |
|
1016
PUT
Expedia Group
EXPE
$31.2B
| $11.4M | 0.01% |
87,100
-25,800
| -23% | -$3.35M |
|
1017
PUT
Northrop Grumman
NOC
$77B
| $11.4M | 0.01% |
35,800
-12,000
| -25% | -$3.66M |
|
1018
Euronet Worldwide
EEFT
$3.02B
| $11.4M | 0.01% |
113,263
-91,267
| -45% | -$8.6M |
|
1019
DuPont de Nemours
DD
$18.6B
| $11.3M | 0.01% |
69,654
-717,464
| -91% | -$123M |
|
1020
PUT
Coca-Cola
KO
$354B
| $11.3M | 0.01% |
245,300
-1,100
| -0.4% | -$50.3K |
|
1021
BJs Wholesale Club
BJ
$11.9B
| $11.3M | 0.01% |
+422,992
| New | +$11.3M |
|
1022
Blackrock
BLK
$164B
| $11.3M | 0.01% |
23,980
-17,236
| -42% | -$8.38M |
|
1023
Textron
TXT
$16.6B
| $11.3M | 0.01% |
158,059
+36,100
| +30% | +$2.46M |
|
1024
CALL
Ulta Beauty
ULTA
$20.4B
| $11.3M | 0.01% |
40,000
-6,000
| -13% | -$1.53M |
|
|
1025
PUT
Ulta Beauty
ULTA
$20.4B
| $11.3M | 0.01% |
40,000
-1,400
| -3% | -$357K |
|
Similar funds
D.E. Shaw & Co's Q3 2018 Portfolio in Review
As of Q3 2018, D.E. Shaw & Co held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
- D.E. Shaw & Co added most to AT&T in Q3 2018, an estimated $501M increase.
- D.E. Shaw & Co's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
- D.E. Shaw & Co fully exited RH in Q3 2018, selling an estimated $43.2M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
- D.E. Shaw & Co opened 494 new positions and closed 484 in Q3 2018.
- D.E. Shaw & Co's portfolio value rose 8.6% quarter-over-quarter to $83.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.