D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 11.11% |
| 2 | Technology | 10.75% |
| 3 | Financials | 9.5% |
| 4 | Consumer Discretionary | 9.17% |
| 5 | Industrials | 7.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
CALL
Marathon Petroleum
MPC
$90.3B
| $7.84M | 0.01% |
193,200
-5,000
| -3% | -$203K |
|
1002
PUT
Cigna
CI
$76.6B
| $7.82M | 0.01% |
60,000
| – | – |
|
|
HBI
1003
DELISTED
Hanesbrands
HBI
| $7.81M | 0.01% |
309,332
-1,034,114
| -77% | -$27.2M |
|
|
ENH
1004
DELISTED
Endurance Specialty Holdings Ltd
ENH
| $7.81M | 0.01% |
119,345
+38,786
| +48% | +$2.57M |
|
1005
Lincoln Electric
LECO
$13.8B
| $7.79M | 0.01% |
124,425
-142,984
| -53% | -$8.9M |
|
|
TIME
1006
DELISTED
Time Inc.
TIME
| $7.78M | 0.01% |
537,191
-152,949
| -22% | -$2.31M |
|
|
PFPT
1007
DELISTED
Proofpoint, Inc.
PFPT
| $7.78M | 0.01% |
103,893
+3,446
| +3% | +$254K |
|
1008
Zebra Technologies
ZBRA
$12.4B
| $7.74M | 0.01% |
111,180
+63,729
| +134% | +$3.92M |
|
1009
Century Aluminum
CENX
$4.57B
| $7.73M | 0.01% |
1,112,289
-520,958
| -32% | -$3.56M |
|
|
AJRD
1010
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $7.71M | 0.01% |
438,800
+33,913
| +8% | +$614K |
|
|
COWN
1011
DELISTED
Cowen Inc. Class A Common Stock
COWN
| $7.69M | 0.01% |
529,633
+21,951
| +4% | +$291K |
|
|
OA
1012
DELISTED
Orbital ATK, Inc.
OA
| $7.68M | 0.01% |
100,814
-30,573
| -23% | -$2.44M |
|
1013
Northrop Grumman
NOC
$77B
| $7.68M | 0.01% |
35,886
-19,694
| -35% | -$4.27M |
|
|
LBY
1014
DELISTED
Libbey, Inc.
LBY
| $7.67M | 0.01% |
429,687
+3,384
| +0.8% | +$59.1K |
|
1015
PUT
RH
RH
$3.3B
| $7.65M | 0.01% |
221,300
| – | – |
|
|
AFI
1016
DELISTED
Armstrong Flooring, Inc.
AFI
| $7.65M | 0.01% |
405,080
-270,709
| -40% | -$5.17M |
|
|
CCP
1017
DELISTED
Care Capital Properties, Inc.
CCP
| $7.64M | 0.01% |
268,184
-351,527
| -57% | -$10.2M |
|
1018
Chevron
CVX
$388B
| $7.61M | 0.01% |
73,951
-57,582
| -44% | -$5.88M |
|
1019
PUT
Constellation Brands
STZ
$22.2B
| $7.61M | 0.01% |
45,700
-10,000
| -18% | -$1.65M |
|
1020
La-Z-Boy
LZB
$1.59B
| $7.61M | 0.01% |
309,677
-182,591
| -37% | -$5.14M |
|
1021
Avanos Medical
AVNS
$1.17B
| $7.61M | 0.01% |
219,423
+123,441
| +129% | +$4.32M |
|
1022
Ribbon Communications
RBBN
$354M
| $7.61M | 0.01% |
977,438
-115,336
| -11% | -$1.01M |
|
|
CVT
1023
DELISTED
CVENT, INC.
CVT
| $7.6M | 0.01% |
239,592
+202,968
| +554% | +$6.62M |
|
|
AL
1024
DELISTED
Air Lease Corp
AL
| $7.58M | 0.01% |
265,350
-162,592
| -38% | -$4.61M |
|
1025
CALL
Wheaton Precious Metals
WPM
$50.6B
| $7.55M | 0.01% |
279,300
+223,400
| +400% | +$6.15M |
|
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D.E. Shaw & Co's Q3 2016 Portfolio in Review
As of Q3 2016, D.E. Shaw & Co held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q3 2016 filing shows 448 new, 1,212 increased, 1,374 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.
- D.E. Shaw & Co's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- D.E. Shaw & Co added most to Apple in Q3 2016, an estimated $453M increase.
- D.E. Shaw & Co's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- D.E. Shaw & Co fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- D.E. Shaw & Co opened 448 new positions and closed 429 in Q3 2016.
- D.E. Shaw & Co's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.