D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.11% |
| 2 | Healthcare | 7.95% |
| 3 | Consumer Discretionary | 7.93% |
| 4 | Financials | 7.4% |
| 5 | Technology | 7.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
PUT
Texas Instruments
TXN
$255B
| $11.1M | 0.02% |
236,100
-184,800
| -44% | -$8.16M |
|
|
RATE
977
DELISTED
Bankrate Inc
RATE
| $11.1M | 0.02% |
655,940
+637,740
| +3,504% | +$11.2M |
|
978
TJX Companies
TJX
$170B
| $11.1M | 0.02% |
366,296
+329,356
| +892% | +$9.97M |
|
979
CALL
Middleby
MIDD
$6.05B
| $11.1M | 0.02% |
126,000
+36,300
| +40% | +$3.17M |
|
980
PUT
Goodyear
GT
$2.07B
| $11.1M | 0.02% |
423,600
-6,400
| -1% | -$163K |
|
|
MLNX
981
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $11M | 0.02% |
281,874
+56,604
| +25% | +$2.2M |
|
982
CALL
Corpay
CPAY
$24.2B
| $11M | 0.02% |
95,700
| – | – |
|
|
SBNY
983
DELISTED
Signature Bank
SBNY
| $11M | 0.02% |
87,459
+49,481
| +130% | +$6.04M |
|
984
Vermilion Energy
VET
$1.73B
| $10.9M | 0.02% |
175,289
+15,700
| +10% | +$900K |
|
|
ANDV
985
PUT
DELISTED
Andeavor
ANDV
| $10.9M | 0.02% |
215,800
+97,500
| +82% | +$5.07M |
|
986
PUT
Deere & Co
DE
$170B
| $10.9M | 0.02% |
120,000
+50,000
| +71% | +$4.37M |
|
987
PUT
Nucor
NUE
$56.4B
| $10.9M | 0.02% |
215,000
-150,000
| -41% | -$7.53M |
|
|
JNPR
988
DELISTED
Juniper Networks
JNPR
| $10.8M | 0.02% |
419,079
-87,326
| -17% | -$2.28M |
|
989
PUT
Agilent Technologies
A
$39.1B
| $10.7M | 0.02% |
267,997
-25,723
| -9% | -$1.06M |
|
990
CALL
KLA
KLAC
$275B
| $10.7M | 0.02% |
1,550,000
+186,000
| +14% | +$1.2M |
|
|
KSU
991
DELISTED
Kansas City Southern
KSU
| $10.7M | 0.02% |
104,493
+79,097
| +311% | +$8.16M |
|
992
PUT
Advance Auto Parts
AAP
$3.37B
| $10.6M | 0.02% |
84,100
+47,800
| +132% | +$5.8M |
|
993
Vanguard Real Estate ETF
VNQ
$39.9B
| $10.6M | 0.02% |
150,500
+115,200
| +326% | +$7.89M |
|
994
PUT
Packaging Corp of America
PKG
$22.7B
| $10.6M | 0.02% |
150,600
-140,100
| -48% | -$9.57M |
|
|
CVA
995
DELISTED
Covanta Holding Corporation
CVA
| $10.6M | 0.02% |
585,795
+22,816
| +4% | +$403K |
|
|
BCR
996
CALL
DELISTED
CR Bard Inc.
BCR
| $10.6M | 0.02% |
71,400
-5,300
| -7% | -$734K |
|
|
SNBR
997
DELISTED
Sleep Number
SNBR
| $10.5M | 0.02% |
582,957
+437,724
| +301% | +$7.61M |
|
998
Methanex
MEOH
$4.32B
| $10.5M | 0.02% |
164,704
+58,893
| +56% | +$3.72M |
|
999
CALL
Accenture
ACN
$89.9B
| $10.5M | 0.02% |
132,000
-83,700
| -39% | -$6.87M |
|
1000
Orthofix Medical
OFIX
$455M
| $10.5M | 0.02% |
348,563
+44,155
| +15% | +$1.02M |
|
Similar funds
D.E. Shaw & Co's Q1 2014 Portfolio in Review
As of Q1 2014, D.E. Shaw & Co held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.1% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in Veren worth $53.3M.
- D.E. Shaw & Co's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- D.E. Shaw & Co added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- D.E. Shaw & Co's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- D.E. Shaw & Co fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- D.E. Shaw & Co opened 596 new positions and closed 795 in Q1 2014.
- D.E. Shaw & Co's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.