D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 11.11% |
| 2 | Technology | 10.75% |
| 3 | Financials | 9.5% |
| 4 | Consumer Discretionary | 9.17% |
| 5 | Industrials | 7.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
CALL
Cheniere Energy
LNG
$56.5B
| $8.67M | 0.02% |
198,900
+27,100
| +16% | +$1.14M |
|
952
Archrock
AROC
$6.33B
| $8.67M | 0.02% |
662,894
-174,095
| -21% | -$1.87M |
|
953
CALL
Southern Company
SO
$110B
| $8.64M | 0.02% |
168,400
+98,000
| +139% | +$5.16M |
|
954
Atlanta Braves Holdings Series B
BATRK
$3.23B
| $8.63M | 0.02% |
496,853
-38,746
| -7% | -$630K |
|
955
Nabors Industries
NBR
$1.23B
| $8.61M | 0.02% |
+14,161
| New | +$6.98M |
|
956
CALL
Honeywell
HON
$77.1B
| $8.6M | 0.02% |
82,132
-8,235
| -9% | -$861K |
|
957
Illumina
ILMN
$29.4B
| $8.59M | 0.02% |
48,599
+42,644
| +716% | +$6.82M |
|
|
EXPR
958
DELISTED
Express, Inc.
EXPR
| $8.59M | 0.02% |
36,409
+24,283
| +200% | +$6.58M |
|
959
PUT
Applied Materials
AMAT
$426B
| $8.58M | 0.02% |
284,700
+244,700
| +612% | +$6.83M |
|
|
KCG
960
DELISTED
KCG Holdings, Inc.
KCG
| $8.57M | 0.02% |
552,100
-101,163
| -15% | -$1.47M |
|
961
KBR
KBR
$4.68B
| $8.54M | 0.02% |
564,428
-280,278
| -33% | -$4.12M |
|
962
Interface
TILE
$1.91B
| $8.51M | 0.02% |
509,765
+174,869
| +52% | +$2.92M |
|
963
Church & Dwight Co
CHD
$23.1B
| $8.51M | 0.02% |
177,492
-745,526
| -81% | -$36.8M |
|
|
GCP
964
DELISTED
GCP Applied Technologies Inc.
GCP
| $8.49M | 0.02% |
299,858
-52,612
| -15% | -$1.46M |
|
965
TripAdvisor
TRIP
$1.59B
| $8.47M | 0.01% |
134,019
-84,451
| -39% | -$5.43M |
|
966
PUT
Boston Beer
SAM
$1.88B
| $8.46M | 0.01% |
54,500
| – | – |
|
967
Agnico Eagle Mines
AEM
$72.6B
| $8.45M | 0.01% |
156,002
-25,316
| -14% | -$1.39M |
|
968
Entegris
ENTG
$19.7B
| $8.44M | 0.01% |
484,565
+87,163
| +22% | +$1.43M |
|
|
CNR
969
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $8.44M | 0.01% |
578,488
+172,315
| +42% | +$2.78M |
|
|
VER
970
DELISTED
VEREIT, Inc.
VER
| $8.41M | 0.01% |
162,141
+158,484
| +4,334% | +$8.25M |
|
971
Mistras Group
MG
$492M
| $8.4M | 0.01% |
358,108
+124,506
| +53% | +$3.05M |
|
|
SNBR
972
DELISTED
Sleep Number
SNBR
| $8.36M | 0.01% |
387,134
-233,979
| -38% | -$5.76M |
|
|
MSCC
973
DELISTED
Microsemi Corp
MSCC
| $8.36M | 0.01% |
199,024
+149,639
| +303% | +$5.73M |
|
|
RPTP
974
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
| $8.36M | 0.01% |
931,488
-1,019,667
| -52% | -$7.25M |
|
975
CALL
Capital One
COF
$124B
| $8.35M | 0.01% |
+116,300
| New | +$7.99M |
|
Similar funds
D.E. Shaw & Co's Q3 2016 Portfolio in Review
As of Q3 2016, D.E. Shaw & Co held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q3 2016 filing shows 448 new, 1,212 increased, 1,374 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.
- D.E. Shaw & Co's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- D.E. Shaw & Co added most to Apple in Q3 2016, an estimated $453M increase.
- D.E. Shaw & Co's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- D.E. Shaw & Co fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- D.E. Shaw & Co opened 448 new positions and closed 429 in Q3 2016.
- D.E. Shaw & Co's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.