D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$862M |
| 2 |
Baidu
BIDU
|
+$752M |
| 3 |
Tencent Music
TME
|
+$426M |
| 4 |
Coca-Cola
KO
|
+$424M |
| 5 |
NVIDIA
NVDA
|
+$383M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$981M |
| 2 |
Wells Fargo
WFC
|
+$673M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$574M |
| 4 |
Moderna
MRNA
|
+$442M |
| 5 |
DuPont de Nemours
DD
|
+$415M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.93% |
| 2 | Consumer Discretionary | 10.48% |
| 3 | Healthcare | 8.56% |
| 4 | Communication Services | 8.41% |
| 5 | Financials | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
PUT
Petrobras
PBR
$121B
| $18M | 0.02% |
2,125,800
-502,700
| -19% | -$4.8M |
|
|
TUP
902
DELISTED
Tupperware Brands Corporation
TUP
| $18M | 0.02% |
681,171
-604,693
| -47% | -$18.8M |
|
903
Mattel
MAT
$4.17B
| $18M | 0.02% |
902,972
-1,247,910
| -58% | -$24.1M |
|
904
Western Digital
WDC
$179B
| $18M | 0.02% |
356,242
-454,679
| -56% | -$21.3M |
|
905
CALL
Elevance Health
ELV
$81.9B
| $17.9M | 0.02% |
50,000
+4,600
| +10% | +$1.48M |
|
906
Unisys
UIS
$227M
| $17.9M | 0.02% |
705,667
-275,750
| -28% | -$6.81M |
|
907
PUT
Target
TGT
$62.1B
| $17.9M | 0.02% |
90,300
-106,300
| -54% | -$19.9M |
|
908
NovoCure
NVCR
$2.04B
| $17.8M | 0.02% |
134,916
+91,350
| +210% | +$14.5M |
|
|
DCH
909
Dauch Corp
DCH
$1.3B
| $17.8M | 0.02% |
1,842,405
-851,001
| -32% | -$8.44M |
|
910
CALL
Penumbra
PEN
$12.5B
| $17.8M | 0.02% |
65,600
+55,600
| +556% | +$14.4M |
|
911
Cinemark Holdings
CNK
$3.82B
| $17.7M | 0.02% |
869,648
-454,807
| -34% | -$9.59M |
|
|
AMRS
912
DELISTED
Amyris Inc.
AMRS
| $17.7M | 0.02% |
928,662
+714,983
| +335% | +$10.4M |
|
913
CALL
Cracker Barrel
CBRL
$1.2B
| $17.7M | 0.02% |
102,500
+45,800
| +81% | +$6.97M |
|
914
Monolithic Power Systems
MPWR
$65.5B
| $17.7M | 0.02% |
50,113
+48,424
| +2,867% | +$17.6M |
|
915
PUT
Kohl's
KSS
$2.03B
| $17.7M | 0.02% |
296,900
+49,000
| +20% | +$2.52M |
|
916
Rocket Companies
RKT
$36.9B
| $17.7M | 0.02% |
+766,362
| New | +$17.1M |
|
917
Radian Group
RDN
$5.14B
| $17.7M | 0.02% |
760,893
-326,208
| -30% | -$6.94M |
|
918
Lexicon Pharmaceuticals
LXRX
$1.02B
| $17.6M | 0.02% |
3,006,612
+1,212,603
| +68% | +$8.4M |
|
919
Guidewire Software
GWRE
$11.5B
| $17.6M | 0.02% |
173,510
-78,858
| -31% | -$9.17M |
|
920
Advanced Drainage Systems
WMS
$10.9B
| $17.6M | 0.02% |
170,551
-76,303
| -31% | -$7.46M |
|
921
CALL
Cleveland-Cliffs
CLF
$6.81B
| $17.6M | 0.02% |
876,700
+281,300
| +47% | +$4.58M |
|
922
T. Rowe Price
TROW
$25B
| $17.6M | 0.02% |
102,604
+477
| +0.5% | +$78.2K |
|
923
Magnolia Oil & Gas
MGY
$5.83B
| $17.6M | 0.02% |
1,532,884
+422,852
| +38% | +$4.4M |
|
924
PRA Group
PRAA
$648M
| $17.5M | 0.02% |
472,853
+28,727
| +6% | +$1.04M |
|
925
Perdoceo Education
PRDO
$1.9B
| $17.5M | 0.02% |
1,459,636
-67,694
| -4% | -$856K |
|
Similar funds
D.E. Shaw & Co's Q1 2021 Portfolio in Review
As of Q1 2021, D.E. Shaw & Co held 4,712 positions worth $104B, down 7.4% from $112B the previous quarter. Its ten largest holdings account for 9.9% of the portfolio.
D.E. Shaw & Co withdrew a net $18.3B in Q1 2021, closing 730 positions and reducing 1,773 holdings. Its most notable exit was AstraZeneca, an estimated $214M position sold in full.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Baidu worth $627M.
- D.E. Shaw & Co's largest Q1 2021 buy was Baidu: 2,881,724 shares worth $627M.
- D.E. Shaw & Co added most to Tesla in Q1 2021, an estimated $862M increase.
- D.E. Shaw & Co's biggest Q1 2021 reduction was Amazon, cutting an estimated $981M.
- D.E. Shaw & Co fully exited AstraZeneca in Q1 2021, selling an estimated $214M.
- D.E. Shaw & Co's ten largest holdings make up 9.9% of its $104B portfolio in Q1 2021.
- D.E. Shaw & Co opened 825 new positions and closed 730 in Q1 2021.
- D.E. Shaw & Co's portfolio value fell 7.4% quarter-over-quarter to $104B.
Based on D.E. Shaw & Co's 13F filing for Q1 2021, filed 17 May 2021.