D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.37% |
| 2 | Consumer Discretionary | 12.29% |
| 3 | Healthcare | 8.61% |
| 4 | Financials | 6.39% |
| 5 | Communication Services | 6.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
MarketAxess Holdings
MKTX
$5.78B
| $15.5M | 0.02% |
32,286
+29,131
| +923% | +$14.4M |
|
902
Advance Auto Parts
AAP
$3.39B
| $15.4M | 0.02% |
100,176
+69,623
| +228% | +$10.5M |
|
903
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
| $15.3M | 0.02% |
+146,682
| New | +$15.3M |
|
904
PUT
Lockheed Martin
LMT
$132B
| $15.3M | 0.02% |
39,900
+10,800
| +37% | +$4.12M |
|
905
Cognex
CGNX
$10.4B
| $15.3M | 0.02% |
234,424
-18,512
| -7% | -$1.2M |
|
906
PUT
NextEra Energy
NEE
$183B
| $15.2M | 0.02% |
218,400
-105,600
| -33% | -$7.29M |
|
907
Gibraltar Industries
ROCK
$1.27B
| $15.1M | 0.02% |
232,380
-82,136
| -26% | -$4.85M |
|
908
M&T Bank
MTB
$35.8B
| $15.1M | 0.02% |
164,321
+125,450
| +323% | +$12.8M |
|
909
CALL
US Bancorp
USB
$98B
| $15.1M | 0.02% |
420,900
+260,800
| +163% | +$9.54M |
|
910
CALL
Clorox
CLX
$11.7B
| $15M | 0.02% |
71,500
+40,500
| +131% | +$9.02M |
|
911
PBF Energy
PBF
$8.65B
| $15M | 0.02% |
2,630,492
-768,722
| -23% | -$6.38M |
|
|
GLDD
912
DELISTED
Great Lakes Dredge & Dock
GLDD
| $15M | 0.02% |
1,572,162
+161,329
| +11% | +$1.48M |
|
|
AYX
913
CALL
DELISTED
Alteryx Inc
AYX
| $14.9M | 0.02% |
131,100
+30,000
| +30% | +$4.08M |
|
914
Brown-Forman Class B
BF.B
$13.2B
| $14.8M | 0.02% |
196,936
+167,189
| +562% | +$12M |
|
915
CALL
Tyler Technologies
TYL
$13.3B
| $14.8M | 0.02% |
42,500
| – | – |
|
916
Matador Resources
MTDR
$6B
| $14.8M | 0.02% |
1,787,914
-698,012
| -28% | -$6.25M |
|
917
Zai Lab
ZLAB
$2.06B
| $14.8M | 0.02% |
177,377
+102,455
| +137% | +$8.23M |
|
|
COHR
918
DELISTED
Coherent Inc
COHR
| $14.7M | 0.02% |
132,604
+34,513
| +35% | +$4.18M |
|
919
CALL
RingCentral
RNG
$4.48B
| $14.7M | 0.02% |
53,400
-30,000
| -36% | -$8.33M |
|
920
Cimpress
CMPR
$2.29B
| $14.6M | 0.02% |
194,702
+458
| +0.2% | +$39.2K |
|
921
Exelixis
EXEL
$14.1B
| $14.6M | 0.01% |
597,047
+54,275
| +10% | +$1.27M |
|
922
PUT
Sherwin-Williams
SHW
$83.7B
| $14.6M | 0.01% |
62,700
| – | – |
|
923
TC Energy
TRP
$70.9B
| $14.6M | 0.01% |
347,000
-104,462
| -23% | -$4.78M |
|
924
PUT
Carnival Corporation Ltd
CCL
$38B
| $14.5M | 0.01% |
958,200
+6,400
| +0.7% | +$98.9K |
|
925
First Bancorp
FBP
$4.4B
| $14.5M | 0.01% |
2,772,924
+319,597
| +13% | +$1.78M |
|
Similar funds
D.E. Shaw & Co's Q3 2020 Portfolio in Review
As of Q3 2020, D.E. Shaw & Co held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- D.E. Shaw & Co added most to Walt Disney in Q3 2020, an estimated $642M increase.
- D.E. Shaw & Co's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- D.E. Shaw & Co fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- D.E. Shaw & Co opened 420 new positions and closed 597 in Q3 2020.
- D.E. Shaw & Co's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.