D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$483M |
| 2 |
Biogen
BIIB
|
+$429M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$397M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$247M |
| 5 |
Union Pacific
UNP
|
+$242M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$632M |
| 2 |
Marathon Petroleum
MPC
|
+$474M |
| 3 |
Meta Platforms (Facebook)
META
|
+$469M |
| 4 |
DuPont de Nemours
DD
|
+$444M |
| 5 |
Phillips 66
PSX
|
+$444M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.1% |
| 2 | Communication Services | 8.89% |
| 3 | Technology | 8.48% |
| 4 | Energy | 7.71% |
| 5 | Financials | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
CALL
American International
AIG
$41.9B
| $12M | 0.02% |
193,500
-390,200
| -67% | -$23.8M |
|
877
Ball Corp
BALL
$17B
| $12M | 0.02% |
329,718
-50,716
| -13% | -$1.73M |
|
878
Smith & Nephew
SNN
$12.9B
| $12M | 0.02% |
336,391
-24,017
| -7% | -$823K |
|
|
EFII
879
DELISTED
Electronics for Imaging
EFII
| $12M | 0.02% |
255,987
+58,200
| +29% | +$2.75M |
|
880
Hyatt Hotels
H
$17.6B
| $12M | 0.02% |
254,443
-234,253
| -48% | -$11.6M |
|
881
CALL
Cencora
COR
$60.3B
| $12M | 0.02% |
115,300
| – | – |
|
882
PUT
Marriott International
MAR
$98.7B
| $11.9M | 0.02% |
177,900
-53,700
| -23% | -$3.88M |
|
883
PUT
Ross Stores
ROST
$76.6B
| $11.9M | 0.02% |
220,600
| – | – |
|
884
News Corp Class B
NWS
$16.4B
| $11.8M | 0.02% |
848,733
-401,267
| -32% | -$5.76M |
|
|
VRNT
885
DELISTED
Verint Systems
VRNT
| $11.8M | 0.02% |
572,511
-163,965
| -22% | -$3.72M |
|
|
IMS
886
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
| $11.8M | 0.02% |
464,108
-174,209
| -27% | -$4.87M |
|
887
PUT
Teva Pharmaceuticals
TEVA
$35.9B
| $11.7M | 0.02% |
178,200
| – | – |
|
888
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $11.6M | 0.02% |
+383,334
| New | +$12.6M |
|
|
XL
889
DELISTED
XL Group Ltd.
XL
| $11.6M | 0.02% |
295,389
| – | – |
|
890
TransUnion
TRU
$14.8B
| $11.5M | 0.02% |
418,691
-92,196
| -18% | -$2.37M |
|
|
PRMW
891
DELISTED
Primo Water Corporation
PRMW
| $11.5M | 0.02% |
1,049,557
-531,984
| -34% | -$5.6M |
|
892
CALL
Morgan Stanley
MS
$337B
| $11.5M | 0.02% |
362,300
+138,300
| +62% | +$4.6M |
|
|
893
PUT
American International
AIG
$41.9B
| $11.5M | 0.02% |
185,500
-32,000
| -15% | -$1.95M |
|
|
AET
894
CALL
DELISTED
Aetna Inc
AET
| $11.5M | 0.02% |
106,200
| – | – |
|
|
GRA
895
CALL
DELISTED
W.R. Grace & Co.
GRA
| $11.5M | 0.02% |
115,200
| – | – |
|
|
WP
896
DELISTED
Worldpay, Inc.
WP
| $11.5M | 0.02% |
241,541
+101,330
| +72% | +$5M |
|
897
CALL
McKesson
MCK
$98.5B
| $11.4M | 0.02% |
58,000
| – | – |
|
898
PUT
Oracle
ORCL
$331B
| $11.4M | 0.02% |
312,400
-398,200
| -56% | -$15.2M |
|
899
Globe Life
GL
$13.5B
| $11.4M | 0.02% |
199,432
+192,232
| +2,670% | +$11.3M |
|
900
Huntsman Corp
HUN
$2.24B
| $11.4M | 0.02% |
1,000,472
-86,204
| -8% | -$1.02M |
|
Similar funds
D.E. Shaw & Co's Q4 2015 Portfolio in Review
As of Q4 2015, D.E. Shaw & Co held 4,165 positions worth $67.2B, down 1.1% from $67.9B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co withdrew a net $4.09B in Q4 2015, closing 409 positions and reducing 1,417 holdings. Its most notable exit was Altera Corp, an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Communication Services and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Alphabet (Google) Class A worth $417M.
- D.E. Shaw & Co's largest Q4 2015 buy was Alphabet (Google) Class A: 10,723,880 shares worth $417M.
- D.E. Shaw & Co added most to Apple in Q4 2015, an estimated $483M increase.
- D.E. Shaw & Co's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $632M.
- D.E. Shaw & Co fully exited Altera Corp in Q4 2015, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $67.2B portfolio in Q4 2015.
- D.E. Shaw & Co opened 463 new positions and closed 409 in Q4 2015.
- D.E. Shaw & Co's portfolio value fell 1.1% quarter-over-quarter to $67.2B.
Based on D.E. Shaw & Co's 13F filing for Q4 2015, filed 16 Feb 2016.