D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$846M |
| 2 |
PayPal
PYPL
|
+$430M |
| 3 |
PCP
PRECISION CASTPARTS CORP
PCP
|
+$357M |
| 4 |
Meta Platforms (Facebook)
META
|
+$319M |
| 5 |
Kraft Heinz
KHC
|
+$319M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$778M |
| 2 |
Amazon
AMZN
|
+$424M |
| 3 |
eBay
EBAY
|
+$367M |
| 4 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$240M |
| 5 |
Valero Energy
VLO
|
+$212M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 11.21% |
| 2 | Healthcare | 10.56% |
| 3 | Communication Services | 8.82% |
| 4 | Consumer Discretionary | 7.76% |
| 5 | Technology | 7.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
Owens Corning
OC
$11.5B
| $12.5M | 0.02% |
298,624
-631,538
| -68% | -$27.8M |
|
827
CALL
Medtronic
MDT
$107B
| $12.5M | 0.02% |
186,200
+36,700
| +25% | +$2.7M |
|
828
BHP
BHP
$213B
| $12.5M | 0.02% |
441,713
+166,736
| +61% | +$5.42M |
|
829
CALL
Norfolk Southern
NSC
$78.8B
| $12.4M | 0.02% |
162,600
+48,400
| +42% | +$3.93M |
|
|
RTN
830
CALL
DELISTED
Raytheon Company
RTN
| $12.4M | 0.02% |
113,200
| – | – |
|
831
Honeywell
HON
$77.1B
| $12.4M | 0.02% |
145,307
+105,018
| +261% | +$9.56M |
|
832
PUT
American International
AIG
$41.9B
| $12.4M | 0.02% |
217,500
+24,700
| +13% | +$1.51M |
|
833
CALL
GE Aerospace
GE
$367B
| $12.3M | 0.02% |
101,931
-93,690
| -48% | -$11.5M |
|
|
RPXC
834
DELISTED
RPX Corporation
RPXC
| $12.3M | 0.02% |
897,740
+8,398
| +0.9% | +$124K |
|
835
PTC
PTC
$13.7B
| $12.3M | 0.02% |
386,963
+193,842
| +100% | +$6.94M |
|
836
Reinsurance Group of America
RGA
$15.7B
| $12.3M | 0.02% |
135,515
-5,430
| -4% | -$511K |
|
|
MBLY
837
CALL
DELISTED
Mobileye N.V.
MBLY
| $12.2M | 0.02% |
268,500
+238,500
| +795% | +$13.1M |
|
|
CHK
838
PUT
DELISTED
Chesapeake Energy Corporation
CHK
| $12.2M | 0.02% |
8,313
-3,416
| -29% | -$5.8M |
|
839
CALL
Southwest Airlines
LUV
$22.1B
| $12.2M | 0.02% |
319,900
+140,000
| +78% | +$5.17M |
|
840
Nice
NICE
$5.29B
| $12.2M | 0.02% |
215,977
+33,173
| +18% | +$2.07M |
|
|
FTR
841
DELISTED
Frontier Communications Corp.
FTR
| $12.1M | 0.02% |
169,541
+105,966
| +167% | +$8.02M |
|
842
Pembina Pipeline
PBA
$29.9B
| $12.1M | 0.02% |
500,887
+378,945
| +311% | +$10.6M |
|
|
GMCR
843
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
| $12.1M | 0.02% |
231,100
+56,200
| +32% | +$3.46M |
|
844
CALL
AbbVie
ABBV
$458B
| $12M | 0.02% |
221,300
-216,100
| -49% | -$14.1M |
|
845
CALL
Northrop Grumman
NOC
$77B
| $12M | 0.02% |
72,300
+1,300
| +2% | +$218K |
|
846
Rithm Capital
RITM
$5.09B
| $12M | 0.02% |
915,825
-735,993
| -45% | -$10.9M |
|
|
PF
847
DELISTED
Pinnacle Foods, Inc.
PF
| $12M | 0.02% |
286,278
+149,537
| +109% | +$6.76M |
|
848
Bank of America
BAC
$435B
| $12M | 0.02% |
769,276
-2,795,318
| -78% | -$47M |
|
|
KLXI
849
DELISTED
KLX Inc.
KLXI
| $12M | 0.02% |
397,552
-20,823
| -5% | -$690K |
|
850
Murphy USA
MUSA
$11.3B
| $12M | 0.02% |
217,949
-17,660
| -7% | -$940K |
|
Similar funds
D.E. Shaw & Co's Q3 2015 Portfolio in Review
As of Q3 2015, D.E. Shaw & Co held 4,145 positions worth $67.9B, up 1.1% from $67.1B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co deployed $7.88B of net new capital in Q3 2015, opening 429 new positions and adding to 1,450 existing holdings. Its largest new stake was PayPal: 12,006,709 shares worth $373M.
By sector, the portfolio is most concentrated in Energy at 11% of assets, down from 11% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Amazon, an estimated $424M trimmed.
- D.E. Shaw & Co's largest Q3 2015 buy was PayPal: 12,006,709 shares worth $373M.
- D.E. Shaw & Co added most to Alphabet (Google) Class C in Q3 2015, an estimated $846M increase.
- D.E. Shaw & Co's biggest Q3 2015 reduction was Amazon, cutting an estimated $424M.
- D.E. Shaw & Co fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $778M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $67.9B portfolio in Q3 2015.
- D.E. Shaw & Co opened 429 new positions and closed 449 in Q3 2015.
- D.E. Shaw & Co's portfolio value rose 1.1% quarter-over-quarter to $67.9B.
Based on D.E. Shaw & Co's 13F filing for Q3 2015, filed 16 Nov 2015.