D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.37% |
| 2 | Consumer Discretionary | 12.29% |
| 3 | Healthcare | 8.61% |
| 4 | Financials | 6.39% |
| 5 | Communication Services | 6.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SDC
801
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $18.7M | 0.02% |
+1,601,867
| New | +$14.7M |
|
802
Murphy USA
MUSA
$11.4B
| $18.7M | 0.02% |
145,845
+95,174
| +188% | +$12.6M |
|
|
ARI
803
Apollo Commercial Real Estate
ARI
$851M
| $18.7M | 0.02% |
2,074,833
+41,028
| +2% | +$378K |
|
804
Spotify
SPOT
$107B
| $18.6M | 0.02% |
76,796
+53,930
| +236% | +$13.9M |
|
805
United Parcel Service
UPS
$89.5B
| $18.5M | 0.02% |
111,185
-45,041
| -29% | -$6.56M |
|
806
PUT
Datadog
DDOG
$95.6B
| $18.5M | 0.02% |
181,000
+163,900
| +958% | +$14.3M |
|
|
MGP
807
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
| $18.5M | 0.02% |
659,804
+99,180
| +18% | +$2.76M |
|
808
Lyft
LYFT
$5.9B
| $18.4M | 0.02% |
669,623
-839,353
| -56% | -$25M |
|
809
PUT
General Dynamics
GD
$103B
| $18.4M | 0.02% |
133,000
+37,000
| +39% | +$5.46M |
|
810
BlackBerry
BB
$4.95B
| $18.4M | 0.02% |
4,008,522
-18,796
| -0.5% | -$91K |
|
811
MacroGenics
MGNX
$240M
| $18.4M | 0.02% |
729,464
-125,188
| -15% | -$3.42M |
|
812
PUT
Valero Energy
VLO
$92.6B
| $18.4M | 0.02% |
424,000
+226,800
| +115% | +$11.9M |
|
|
SWCH
813
DELISTED
Switch, Inc. Class A Common Stock
SWCH
| $18.4M | 0.02% |
1,176,643
+353,538
| +43% | +$6.02M |
|
814
CALL
Verizon
VZ
$193B
| $18.3M | 0.02% |
308,300
-61,200
| -17% | -$3.56M |
|
815
Elanco Animal Health
ELAN
$13.2B
| $18.3M | 0.02% |
656,500
-1,116,007
| -63% | -$28.3M |
|
|
NEWR
816
DELISTED
New Relic, Inc.
NEWR
| $18.3M | 0.02% |
324,730
-111,529
| -26% | -$6.81M |
|
817
ManpowerGroup
MAN
$2.41B
| $18.2M | 0.02% |
248,500
+34,917
| +16% | +$2.51M |
|
|
PS
818
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
| $18.1M | 0.02% |
1,054,768
-120,929
| -10% | -$2.31M |
|
819
Red Rock Resorts
RRR
$3.8B
| $18.1M | 0.02% |
1,056,100
-88,825
| -8% | -$1.29M |
|
|
B
820
CALL
Barrick Mining
B
$63.2B
| $18M | 0.02% |
642,000
+398,800
| +164% | +$11.4M |
|
821
AutoZone
AZO
$49.1B
| $18M | 0.02% |
15,284
+2,918
| +24% | +$3.45M |
|
822
CALL
Lam Research
LRCX
$373B
| $17.9M | 0.02% |
541,000
-196,000
| -27% | -$6.75M |
|
823
CALL
WIX.com
WIX
$2.37B
| $17.9M | 0.02% |
70,400
+20,400
| +41% | +$5.62M |
|
824
Itaú Unibanco
ITUB
$93B
| $17.9M | 0.02% |
6,187,999
-873,997
| -12% | -$2.97M |
|
825
Li Auto
LI
$13.3B
| $17.8M | 0.02% |
+1,024,737
| New | +$17.1M |
|
Similar funds
D.E. Shaw & Co's Q3 2020 Portfolio in Review
As of Q3 2020, D.E. Shaw & Co held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- D.E. Shaw & Co added most to Walt Disney in Q3 2020, an estimated $642M increase.
- D.E. Shaw & Co's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- D.E. Shaw & Co fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- D.E. Shaw & Co opened 420 new positions and closed 597 in Q3 2020.
- D.E. Shaw & Co's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.