D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGN
Allergan plc
AGN
|
+$397M |
| 2 |
YHOO
Yahoo Inc
YHOO
|
+$342M |
| 3 |
Bank of America
BAC
|
+$322M |
| 4 |
Citigroup
C
|
+$260M |
| 5 |
Booking.com
BKNG
|
+$219M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PCP
PRECISION CASTPARTS CORP
PCP
|
+$637M |
| 2 |
BRCM
BROADCOM CORP CL-A
BRCM
|
+$397M |
| 3 |
Gilead Sciences
GILD
|
+$358M |
| 4 |
Phillips 66
PSX
|
+$330M |
| 5 |
Apple
AAPL
|
+$320M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.09% |
| 2 | Technology | 10.39% |
| 3 | Financials | 9.94% |
| 4 | Consumer Discretionary | 8.57% |
| 5 | Communication Services | 8.49% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
NextEra Energy
NEE
$187B
| $11.3M | 0.02% |
381,588
-383,972
| -50% | -$10.8M |
|
777
Suncor Energy
SU
$77.7B
| $11.3M | 0.02% |
405,288
-173,306
| -30% | -$4.19M |
|
|
WEB
778
DELISTED
Web.com Group, Inc.
WEB
| $11.2M | 0.02% |
567,398
+49,005
| +9% | +$896K |
|
|
BRFS
779
DELISTED
BRF SA
BRFS
| $11.2M | 0.02% |
790,016
+262,628
| +50% | +$3.47M |
|
780
PUT
Mondelez International
MDLZ
$77.7B
| $11.2M | 0.02% |
280,000
-138,100
| -33% | -$5.62M |
|
781
Liberty Latin America Class C
LILAK
$1.5B
| $11.2M | 0.02% |
346,149
-21,710
| -6% | -$691K |
|
|
GIMO
782
DELISTED
Gigamon Inc.
GIMO
| $11.2M | 0.02% |
360,746
-190,030
| -35% | -$4.96M |
|
783
FerroAtlántica
GSM
$628M
| $11.2M | 0.02% |
1,268,656
-7,929
| -0.6% | -$68.4K |
|
|
KSU
784
DELISTED
Kansas City Southern
KSU
| $11.1M | 0.02% |
130,282
+122,489
| +1,572% | +$9.56M |
|
785
PUT
Canadian Pacific Kansas City
CP
$82B
| $11.1M | 0.02% |
418,500
-22,000
| -5% | -$536K |
|
786
Pembina Pipeline
PBA
$29.9B
| $11.1M | 0.02% |
410,694
-208,196
| -34% | -$4.86M |
|
|
FOE
787
DELISTED
Ferro Corporation
FOE
| $11.1M | 0.02% |
934,028
-182,374
| -16% | -$1.83M |
|
788
CALL
General Motors
GM
$74.7B
| $11.1M | 0.02% |
351,600
-495,200
| -58% | -$14.9M |
|
|
TBI
789
Trueblue
TBI
$234M
| $11M | 0.02% |
422,398
-100,426
| -19% | -$2.32M |
|
790
Jack Henry & Associates
JKHY
$10.7B
| $11M | 0.02% |
130,198
+31,108
| +31% | +$2.5M |
|
|
WMGI
791
DELISTED
Wright Medical Group Inc
WMGI
| $11M | 0.02% |
663,310
-166,060
| -20% | -$3.08M |
|
|
WFM
792
PUT
DELISTED
Whole Foods Market Inc
WFM
| $11M | 0.02% |
353,800
-311,600
| -47% | -$9.75M |
|
793
CALL
Cigna
CI
$76.6B
| $11M | 0.02% |
80,000
-112,900
| -59% | -$15.5M |
|
794
ASML
ASML
$675B
| $10.9M | 0.02% |
108,980
+106,127
| +3,720% | +$9.57M |
|
|
CMA
795
DELISTED
Comerica
CMA
| $10.9M | 0.02% |
288,675
-68,500
| -19% | -$2.47M |
|
796
Yum! Brands
YUM
$41B
| $10.9M | 0.02% |
185,769
+54,876
| +42% | +$2.88M |
|
797
PUT
Starbucks
SBUX
$118B
| $10.9M | 0.02% |
182,600
-1,144,000
| -86% | -$66.6M |
|
|
XL
798
DELISTED
XL Group Ltd.
XL
| $10.9M | 0.02% |
295,389
| – | – |
|
|
DD
799
CALL
DELISTED
Du Pont De Nemours E I
DD
| $10.9M | 0.02% |
171,600
-169,000
| -50% | -$10.1M |
|
800
Ecolab
ECL
$75.6B
| $10.9M | 0.02% |
97,399
+27,310
| +39% | +$2.9M |
|
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D.E. Shaw & Co's Q1 2016 Portfolio in Review
As of Q1 2016, D.E. Shaw & Co held 4,137 positions worth $55.7B, down 17% from $67.2B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co withdrew a net $9.72B in Q1 2016, closing 773 positions and reducing 1,495 holdings. Its most notable exit was PRECISION CASTPARTS CORP, an estimated $637M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 13% of assets, up from 12% a quarter earlier, followed by Technology and Financials.
Against the trend, D.E. Shaw & Co opened a new position in EQT Corp worth $47.6M.
- D.E. Shaw & Co's largest Q1 2016 buy was EQT Corp: 1,300,361 shares worth $47.6M.
- D.E. Shaw & Co added most to Allergan plc in Q1 2016, an estimated $397M increase.
- D.E. Shaw & Co's biggest Q1 2016 reduction was Gilead Sciences, cutting an estimated $358M.
- D.E. Shaw & Co fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $637M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $55.7B portfolio in Q1 2016.
- D.E. Shaw & Co opened 382 new positions and closed 773 in Q1 2016.
- D.E. Shaw & Co's portfolio value fell 17% quarter-over-quarter to $55.7B.
Based on D.E. Shaw & Co's 13F filing for Q1 2016, filed 16 May 2016.