D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AT&T
T
|
+$501M |
| 2 |
Booking.com
BKNG
|
+$470M |
| 3 |
Qualcomm
QCOM
|
+$398M |
| 4 |
Chevron
CVX
|
+$268M |
| 5 |
Meta Platforms (Facebook)
META
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$914M |
| 2 |
Netflix
NFLX
|
+$305M |
| 3 |
Johnson & Johnson
JNJ
|
+$244M |
| 4 |
McDonald's
MCD
|
+$241M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$222M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.56% |
| 2 | Consumer Discretionary | 12.42% |
| 3 | Healthcare | 10.21% |
| 4 | Financials | 8.66% |
| 5 | Industrials | 6.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FSACU
751
DELISTED
Federal Street Acquisition Corp. Unit
FSACU
| $20.1M | 0.02% |
1,990,000
| – | – |
|
752
Rockwell Automation
ROK
$51.4B
| $20.1M | 0.02% |
107,058
-536,550
| -83% | -$96M |
|
753
PUT
Mercado Libre
MELI
$91.3B
| $20.1M | 0.02% |
58,900
-9,500
| -14% | -$3.22M |
|
754
SiriusXM
SIRI
$10B
| $20M | 0.02% |
316,647
-18,148
| -5% | -$1.26M |
|
755
HF Sinclair
DINO
$15.9B
| $20M | 0.02% |
285,967
-145,465
| -34% | -$10.3M |
|
|
BRSL
756
Brightstar Lottery PLC
BRSL
$1.91B
| $20M | 0.02% |
1,011,632
+151,327
| +18% | +$3.3M |
|
757
Expeditors International
EXPD
$22.9B
| $19.9M | 0.02% |
270,875
-308,392
| -53% | -$22.8M |
|
758
CALL
Arista Networks
ANET
$219B
| $19.9M | 0.02% |
1,196,800
+369,600
| +45% | +$6.29M |
|
|
VISN
759
Vistance Networks Inc
VISN
$2.66B
| $19.9M | 0.02% |
646,422
-37,714
| -6% | -$1.16M |
|
|
ABMD
760
CALL
DELISTED
Abiomed Inc
ABMD
| $19.8M | 0.02% |
44,100
+1,200
| +3% | +$473K |
|
761
Sarepta Therapeutics
SRPT
$1.66B
| $19.8M | 0.02% |
122,631
-291,710
| -70% | -$39.9M |
|
762
Lockheed Martin
LMT
$134B
| $19.7M | 0.02% |
56,934
-70,532
| -55% | -$22.8M |
|
763
New Oriental
EDU
$7.84B
| $19.6M | 0.02% |
265,254
+240,981
| +993% | +$20M |
|
764
General Dynamics
GD
$105B
| $19.6M | 0.02% |
95,705
-61,189
| -39% | -$12M |
|
765
Veeva Systems
VEEV
$30.3B
| $19.3M | 0.02% |
177,260
+96,780
| +120% | +$8.78M |
|
766
Aclaris Therapeutics
ACRS
$730M
| $19.3M | 0.02% |
1,327,583
+58,668
| +5% | +$1.01M |
|
767
Landstar System
LSTR
$6.8B
| $19.2M | 0.02% |
157,599
+64,431
| +69% | +$7.46M |
|
|
BEL
768
DELISTED
Belmond Ltd.
BEL
| $19.1M | 0.02% |
+1,046,473
| New | +$15M |
|
769
Zurn Elkay Water Solutions
ZWS
$8.07B
| $19.1M | 0.02% |
1,285,752
+354,263
| +38% | +$5.05M |
|
770
Cincinnati Financial
CINF
$28.3B
| $19M | 0.02% |
247,306
-9,227
| -4% | -$687K |
|
771
Unisys
UIS
$227M
| $19M | 0.02% |
930,709
+340,404
| +58% | +$5.6M |
|
772
Acuity Brands
AYI
$9.88B
| $19M | 0.02% |
120,721
+45,148
| +60% | +$6.48M |
|
|
PXD
773
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $19M | 0.02% |
108,900
+42,600
| +64% | +$7.62M |
|
|
X
774
DELISTED
US Steel
X
| $18.9M | 0.02% |
621,588
-799,433
| -56% | -$25.8M |
|
775
Nike
NKE
$61.9B
| $18.9M | 0.02% |
223,600
+62,662
| +39% | +$5.03M |
|
Similar funds
D.E. Shaw & Co's Q3 2018 Portfolio in Review
As of Q3 2018, D.E. Shaw & Co held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
- D.E. Shaw & Co added most to AT&T in Q3 2018, an estimated $501M increase.
- D.E. Shaw & Co's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
- D.E. Shaw & Co fully exited RH in Q3 2018, selling an estimated $43.2M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
- D.E. Shaw & Co opened 494 new positions and closed 484 in Q3 2018.
- D.E. Shaw & Co's portfolio value rose 8.6% quarter-over-quarter to $83.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.