D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Emerson Electric
EMR
|
+$546M |
| 2 |
Amazon
AMZN
|
+$515M |
| 3 |
Tesla
TSLA
|
+$389M |
| 4 |
Netflix
NFLX
|
+$322M |
| 5 |
Adobe
ADBE
|
+$305M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$836M |
| 2 |
CELG
Celgene Corp
CELG
|
+$460M |
| 3 |
NVIDIA
NVDA
|
+$429M |
| 4 |
ConocoPhillips
COP
|
+$311M |
| 5 |
Biogen
BIIB
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.23% |
| 2 | Consumer Discretionary | 11.75% |
| 3 | Healthcare | 9.92% |
| 4 | Financials | 7.86% |
| 5 | Industrials | 6.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DTP
726
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
| $23.1M | 0.03% |
+450,000
| New | +$22.6M |
|
727
Stryker
SYK
$127B
| $23.1M | 0.03% |
109,865
+32,083
| +41% | +$6.66M |
|
728
PUT
EOG Resources
EOG
$78B
| $23M | 0.03% |
275,000
+44,600
| +19% | +$3.27M |
|
729
CALL
Northrop Grumman
NOC
$77B
| $23M | 0.03% |
66,800
-29,400
| -31% | -$10.3M |
|
730
CALL
Lockheed Martin
LMT
$134B
| $23M | 0.03% |
59,000
+10,700
| +22% | +$4.11M |
|
731
US Bancorp
USB
$99.6B
| $23M | 0.03% |
387,332
+158,557
| +69% | +$9.17M |
|
732
News Corp Class A
NWSA
$14.5B
| $22.9M | 0.03% |
1,621,324
-364,889
| -18% | -$4.91M |
|
|
PARA
733
PUT
DELISTED
Paramount Global Class B
PARA
| $22.9M | 0.03% |
546,200
+420,900
| +336% | +$16.3M |
|
734
Huntsman Corp
HUN
$2.24B
| $22.9M | 0.03% |
947,423
-36,576
| -4% | -$847K |
|
735
Tradeweb Markets
TW
$21.3B
| $22.9M | 0.03% |
493,236
+128,593
| +35% | +$5.54M |
|
736
PUT
Cummins
CMI
$91.7B
| $22.8M | 0.03% |
127,300
+56,000
| +79% | +$9.86M |
|
|
CBPX
737
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
| $22.8M | 0.03% |
624,584
-262,185
| -30% | -$8.62M |
|
738
Uber
UBER
$134B
| $22.7M | 0.03% |
763,985
+251,398
| +49% | +$7.46M |
|
739
Fox Class B
FOX
$20.7B
| $22.7M | 0.03% |
622,645
+565,603
| +992% | +$19M |
|
740
PUT
Berkshire Hathaway Class B
BRK.B
$1.07T
| $22.6M | 0.03% |
100,000
-50,000
| -33% | -$10.9M |
|
741
MGIC Investment
MTG
$6.27B
| $22.5M | 0.03% |
1,587,713
-606,819
| -28% | -$8.41M |
|
742
TriNet
TNET
$2.84B
| $22.5M | 0.03% |
397,296
+48,792
| +14% | +$2.72M |
|
743
Camden Property Trust
CPT
$11.3B
| $22.5M | 0.03% |
211,598
+103,354
| +95% | +$11.4M |
|
744
PUT
United Rentals
URI
$71.1B
| $22.2M | 0.03% |
133,400
-28,000
| -17% | -$4.07M |
|
745
Shutterstock
SSTK
$205M
| $22.2M | 0.03% |
517,940
+8,779
| +2% | +$352K |
|
746
Elastic
ESTC
$6.1B
| $22.2M | 0.03% |
345,247
-38,809
| -10% | -$2.84M |
|
747
CALL
Kraft Heinz
KHC
$30.4B
| $22.2M | 0.03% |
690,500
+50,000
| +8% | +$1.51M |
|
|
XYZ
748
Block Inc
XYZ
$45.9B
| $22.2M | 0.03% |
354,356
-761,664
| -68% | -$48.7M |
|
749
Trinity Industries
TRN
$2.97B
| $22.1M | 0.03% |
999,898
-644,210
| -39% | -$13.1M |
|
|
AMRN
750
Amarin Corp
AMRN
$284M
| $22.1M | 0.03% |
+51,629
| New | +$19.6M |
|
Similar funds
D.E. Shaw & Co's Q4 2019 Portfolio in Review
As of Q4 2019, D.E. Shaw & Co held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
- D.E. Shaw & Co added most to Emerson Electric in Q4 2019, an estimated $546M increase.
- D.E. Shaw & Co's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
- D.E. Shaw & Co fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
- D.E. Shaw & Co opened 572 new positions and closed 412 in Q4 2019.
- D.E. Shaw & Co's portfolio value rose 7.7% quarter-over-quarter to $87.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.