D.E. Shaw & Co Portfolio holdings

AUM $100B

1-Year Return 23.04%

D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

This Quarter Return

+1.75%

1 Year Return

+23.04%

3 Year Return

+72.12%

5 Year Return

+130.88%

10 Year Return

+299.18%

AUM

$47.8B

AUM Growth

+$4.48B (+10%)

Cap. Flow

+$3.1B

Cap. Flow % of AUM

6.49%

Top 10 Holdings % Top 10 Hldgs %

13.38%

Holding

2,845

New

285

Increased

887

Reduced

1,059

Closed

433

Top Buys

1	Liberty Global Class C LBTYK	+$398M
2	TWC TIME WARNER CABLE INC NEW COM STK TWC	+$362M
3	Procter & Gamble PG	+$320M
4	Alphabet (Google) Class C GOOG	+$312M
5	Micron Technology MU	+$256M

Top Sells

1	Apple AAPL	+$457M
2	Bank of America BAC	+$414M
3	LIFE LIFE TECHNOLOGIES CORP COM STK (DE) LIFE	+$236M
4	Citigroup C	+$209M
5	Schlumberger SLB	+$199M

Sector Composition

1	Communication Services	13.16%
2	Healthcare	11.66%
3	Consumer Discretionary	11.65%
4	Financials	10.86%
5	Technology	10.61%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
726	BERY 726 DELISTED Berry Global Group, Inc. BERY	$6.82M	0.01%	321,001 +309,659	+2,730%	+$6.58M
727	727 Entegris ENTG $11.9B	$6.8M	0.01%	561,560 +278,972	+99%	+$3.38M
728	728 Factset FDS $13.7B	$6.8M	0.01%	63,050 +32,241	+105%	+$3.48M
729	CQB 729 DELISTED CHIQUITA BRANDS INTL (NEW) CQB	$6.8M	0.01%	546,011 -31,401	-5%	-$391K
730	TIVO 730 DELISTED TIVO INC TIVO	$6.78M	0.01%	512,277 +490,133	+2,213%	+$6.49M
731	731 Annaly Capital Management NLY $14.3B	$6.76M	0.01%	154,032 -17,884	-10%	-$785K
732	732 American Tower AMT $91.3B	$6.76M	0.01%	82,508 -190,356	-70%	-$15.6M
733	DWA 733 DELISTED DREAMWORKS ANIMATION SKG INC CL-A DWA	$6.73M	0.01%	253,524 -226,091	-47%	-$6M
734	ARC 734 DELISTED ARC Document Solutions, Inc. ARC	$6.72M	0.01%	902,897 -159,896	-15%	-$1.19M
735	IVC 735 DELISTED Invacare Corporation IVC	$6.72M	0.01%	352,152 +20,746	+6%	+$396K
736	736 GATX Corp GATX $5.99B	$6.71M	0.01%	98,869 +17,965	+22%	+$1.22M
737	737 Logitech LOGI $15.9B	$6.69M	0.01%	449,565 +216,051	+93%	+$3.22M
738	DGI 738 DELISTED DigitalGlobe Inc. DGI	$6.69M	0.01%	230,703 +102,783	+80%	+$2.98M
739	CRAY 739 DELISTED Cray, Inc. CRAY	$6.66M	0.01%	178,466 +80,291	+82%	+$3M
740	PVA 740 DELISTED PENN VIRGINIA CORP PVA	$6.66M	0.01%	380,646 -837,369	-69%	-$14.6M
741	GEVA 741 DELISTED SYNAGEVA BIOPHARMA CORP COM STK (DE) GEVA	$6.65M	0.01%	+80,084	New	+$6.65M
742	742 Aramark ARMK $10B	$6.64M	0.01%	+318,010	New	+$6.64M
743	PEGI 743 DELISTED Pattern Energy Group Inc. Class A PEGI	$6.64M	0.01%	244,764 +135,664	+124%	+$3.68M
744	744 Zurn Elkay Water Solutions ZWS $7.67B	$6.64M	0.01%	475,321 -165,328	-26%	-$2.31M
745	NUAN 745 DELISTED Nuance Communications, Inc. NUAN	$6.62M	0.01%	445,144 +252,282	+131%	+$3.75M
746	746 Oshkosh OSK $8.74B	$6.61M	0.01%	+112,344	New	+$6.61M
747	CSII 747 DELISTED Cardiovascular Systems, Inc. CSII	$6.58M	0.01%	207,079 +83,920	+68%	+$2.67M
748	OCR 748 DELISTED OMNICARE INC OCR	$6.58M	0.01%	110,299 -71,674	-39%	-$4.28M
749	PETX 749 DELISTED Aratana Therapeutics, Inc. PETX	$6.53M	0.01%	352,068 +236,895	+206%	+$4.4M
750	ZQK 750 DELISTED QUICKSILVER,INC. ZQK	$6.53M	0.01%	869,471 -48,609	-5%	-$365K