D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$862M |
| 2 |
Baidu
BIDU
|
+$752M |
| 3 |
Tencent Music
TME
|
+$426M |
| 4 |
Coca-Cola
KO
|
+$424M |
| 5 |
NVIDIA
NVDA
|
+$383M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$981M |
| 2 |
Wells Fargo
WFC
|
+$673M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$574M |
| 4 |
Moderna
MRNA
|
+$442M |
| 5 |
DuPont de Nemours
DD
|
+$415M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.93% |
| 2 | Consumer Discretionary | 10.48% |
| 3 | Healthcare | 8.56% |
| 4 | Communication Services | 8.41% |
| 5 | Financials | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
CALL
MongoDB
MDB
$24B
| $27M | 0.03% |
100,900
-1,100
| -1% | -$390K |
|
702
CALL
Twilio
TWLO
$29.1B
| $27M | 0.03% |
79,100
-30,000
| -27% | -$11.2M |
|
703
PUT
Li Auto
LI
$12.6B
| $26.9M | 0.03% |
+1,078,000
| New | +$31.2M |
|
704
SM Energy
SM
$7.96B
| $26.9M | 0.03% |
1,645,203
-1,684,310
| -51% | -$21.5M |
|
705
General Mills
GIS
$19.2B
| $26.9M | 0.03% |
438,525
-574,352
| -57% | -$33.1M |
|
706
Popular Inc
BPOP
$11B
| $26.9M | 0.03% |
382,041
+4,388
| +1% | +$284K |
|
707
CALL
Microsoft
MSFT
$2.84T
| $26.8M | 0.03% |
113,800
-265,100
| -70% | -$61.5M |
|
|
SWAV
708
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
| $26.8M | 0.03% |
205,877
-61,678
| -23% | -$7.4M |
|
709
Chefs' Warehouse
CHEF
$3.87B
| $26.8M | 0.03% |
879,351
-207,117
| -19% | -$6.15M |
|
710
CNX Resources
CNX
$4.85B
| $26.7M | 0.03% |
1,818,349
+538,061
| +42% | +$7.23M |
|
|
HES
711
DELISTED
Hess
HES
| $26.7M | 0.03% |
377,682
+365,223
| +2,931% | +$23.4M |
|
712
PUT
Verizon
VZ
$194B
| $26.7M | 0.03% |
459,300
+244,500
| +114% | +$13.8M |
|
713
CALL
RingCentral
RNG
$4.05B
| $26.6M | 0.03% |
89,400
+39,900
| +81% | +$14.7M |
|
714
Spruce Power Holding Corp
SPRU
$39.9M
| $26.6M | 0.03% |
370,575
-4,425
| -1% | -$585K |
|
715
HubSpot
HUBS
$10.5B
| $26.4M | 0.03% |
58,078
-21,667
| -27% | -$9.52M |
|
716
Hovnanian Enterprises
HOV
$785M
| $26.3M | 0.03% |
248,544
+45,868
| +23% | +$2.99M |
|
717
PUT
Western Digital
WDC
$179B
| $26.2M | 0.03% |
519,939
-1,343,639
| -72% | -$62.8M |
|
718
CALL
Delta Air Lines
DAL
$55.9B
| $26.2M | 0.03% |
542,700
-1,203,800
| -69% | -$53.3M |
|
719
Valvoline
VVV
$4.97B
| $26.2M | 0.03% |
1,004,290
-537,915
| -35% | -$13.4M |
|
720
HDFC Bank
HDB
$119B
| $26.1M | 0.03% |
672,356
+359,598
| +115% | +$14.1M |
|
721
Cleveland-Cliffs
CLF
$6.81B
| $26.1M | 0.03% |
1,298,000
-1,298,000
| -50% | -$21.1M |
|
722
CALL
Fiverr
FVRR
$376M
| $26.1M | 0.03% |
120,000
+50,000
| +71% | +$12.3M |
|
723
CALL
DexCom
DXCM
$27.6B
| $26M | 0.03% |
289,600
-201,600
| -41% | -$18.9M |
|
724
Trane Technologies
TT
$106B
| $25.9M | 0.03% |
156,495
+5,224
| +3% | +$809K |
|
|
DOYU
725
DouYu International Holdings
DOYU
$136M
| $25.9M | 0.03% |
248,493
+163,091
| +191% | +$22.1M |
|
Similar funds
D.E. Shaw & Co's Q1 2021 Portfolio in Review
As of Q1 2021, D.E. Shaw & Co held 4,712 positions worth $104B, down 7.4% from $112B the previous quarter. Its ten largest holdings account for 9.9% of the portfolio.
D.E. Shaw & Co withdrew a net $18.3B in Q1 2021, closing 730 positions and reducing 1,773 holdings. Its most notable exit was AstraZeneca, an estimated $214M position sold in full.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Baidu worth $627M.
- D.E. Shaw & Co's largest Q1 2021 buy was Baidu: 2,881,724 shares worth $627M.
- D.E. Shaw & Co added most to Tesla in Q1 2021, an estimated $862M increase.
- D.E. Shaw & Co's biggest Q1 2021 reduction was Amazon, cutting an estimated $981M.
- D.E. Shaw & Co fully exited AstraZeneca in Q1 2021, selling an estimated $214M.
- D.E. Shaw & Co's ten largest holdings make up 9.9% of its $104B portfolio in Q1 2021.
- D.E. Shaw & Co opened 825 new positions and closed 730 in Q1 2021.
- D.E. Shaw & Co's portfolio value fell 7.4% quarter-over-quarter to $104B.
Based on D.E. Shaw & Co's 13F filing for Q1 2021, filed 17 May 2021.