D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Snap
SNAP
|
+$362M |
| 2 |
Lockheed Martin
LMT
|
+$361M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$354M |
| 4 |
Fidelity National Information Services
FIS
|
+$354M |
| 5 |
Boston Scientific
BSX
|
+$337M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$559M |
| 2 |
Advanced Micro Devices
AMD
|
+$558M |
| 3 |
Boeing
BA
|
+$530M |
| 4 |
Lowe's Companies
LOW
|
+$525M |
| 5 |
Alibaba
BABA
|
+$420M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.37% |
| 2 | Consumer Discretionary | 10.41% |
| 3 | Healthcare | 8.95% |
| 4 | Communication Services | 6.76% |
| 5 | Financials | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Autohome
ATHM
$2.67B
| $30.6M | 0.03% |
307,650
-12,633
| -4% | -$1.25M |
|
677
CALL
Sherwin-Williams
SHW
$82.7B
| $30.4M | 0.03% |
123,900
+33,900
| +38% | +$8.04M |
|
|
TMX
678
DELISTED
Terminix Global Holdings, Inc.
TMX
| $30.3M | 0.03% |
594,458
-624,986
| -51% | -$30.2M |
|
679
Realty Income
O
$59.6B
| $30.2M | 0.03% |
501,821
-53,567
| -10% | -$3.17M |
|
|
GAP
680
The Gap Inc
GAP
$7.23B
| $30.2M | 0.03% |
1,495,917
-1,011,284
| -40% | -$21.2M |
|
681
CALL
Align Technology
ALGN
$12.1B
| $30.2M | 0.03% |
56,500
+23,500
| +71% | +$10.6M |
|
682
Axalta
AXTA
$7.66B
| $30.1M | 0.03% |
1,055,982
-5,350
| -0.5% | -$146K |
|
683
Illumina
ILMN
$31B
| $30.1M | 0.03% |
83,528
+48,926
| +141% | +$15.6M |
|
|
SEE
684
DELISTED
Sealed Air
SEE
| $30M | 0.03% |
655,229
-732,232
| -53% | -$31.7M |
|
685
CareTrust REIT
CTRE
$9.91B
| $29.9M | 0.03% |
1,345,821
-27,929
| -2% | -$550K |
|
686
Omega Healthcare
OHI
$15.1B
| $29.8M | 0.03% |
821,325
-424,456
| -34% | -$14.4M |
|
687
Performance Food Group
PFGC
$18B
| $29.8M | 0.03% |
626,465
+9,413
| +2% | +$397K |
|
|
NSTG
688
DELISTED
NanoString Technologies, Inc.
NSTG
| $29.7M | 0.03% |
444,256
+179,767
| +68% | +$9.02M |
|
689
Incyte
INCY
$24.2B
| $29.7M | 0.03% |
341,112
+6,838
| +2% | +$592K |
|
690
CALL
Intuit
INTU
$86.5B
| $29.7M | 0.03% |
78,100
+30,000
| +62% | +$10.5M |
|
691
HEICO Corp Class A
HEI.A
$36B
| $29.7M | 0.03% |
253,332
-49,088
| -16% | -$5.34M |
|
692
NETSCOUT
NTCT
$2.96B
| $29.6M | 0.03% |
1,080,341
-116,034
| -10% | -$2.77M |
|
693
SiteOne Landscape Supply
SITE
$4.12B
| $29.6M | 0.03% |
186,590
-42,943
| -19% | -$5.89M |
|
694
Qiagen
QGEN
$8.54B
| $29.5M | 0.03% |
527,707
+66,147
| +14% | +$3.53M |
|
695
PUT
Petrobras
PBR
$125B
| $29.5M | 0.03% |
2,628,500
+621,600
| +31% | +$5.51M |
|
696
Fortinet
FTNT
$119B
| $29.4M | 0.03% |
988,005
+316,250
| +47% | +$7.99M |
|
697
CALL
Adobe
ADBE
$99.5B
| $29.3M | 0.03% |
58,600
+50,400
| +615% | +$24.3M |
|
698
10x Genomics
TXG
$6B
| $29.2M | 0.03% |
206,017
+63,898
| +45% | +$9.27M |
|
699
PUT
Marathon Petroleum
MPC
$92.4B
| $29.1M | 0.03% |
704,500
+97,500
| +16% | +$3.5M |
|
700
Clear Channel Outdoor Holdings
CCO
$1.23B
| $29M | 0.03% |
17,564,994
| – | – |
|
Similar funds
D.E. Shaw & Co's Q4 2020 Portfolio in Review
As of Q4 2020, D.E. Shaw & Co held 4,343 positions worth $112B, up 14% from $97.7B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co withdrew a net $10.3B in Q4 2020, closing 477 positions and reducing 1,508 holdings. Its most notable exit was iShares Gold Trust, an estimated $217M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Snowflake worth $147M.
- D.E. Shaw & Co's largest Q4 2020 buy was Snowflake: 523,721 shares worth $147M.
- D.E. Shaw & Co added most to Snap in Q4 2020, an estimated $362M increase.
- D.E. Shaw & Co's biggest Q4 2020 reduction was Tesla, cutting an estimated $559M.
- D.E. Shaw & Co fully exited iShares Gold Trust in Q4 2020, selling an estimated $217M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $112B portfolio in Q4 2020.
- D.E. Shaw & Co opened 563 new positions and closed 477 in Q4 2020.
- D.E. Shaw & Co's portfolio value rose 14% quarter-over-quarter to $112B.
Based on D.E. Shaw & Co's 13F filing for Q4 2020, filed 16 Feb 2021.