D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.37% |
| 2 | Consumer Discretionary | 12.29% |
| 3 | Healthcare | 8.61% |
| 4 | Financials | 6.39% |
| 5 | Communication Services | 6.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AVLR
651
DELISTED
Avalara, Inc.
AVLR
| $25.2M | 0.03% |
197,974
-171,463
| -46% | -$21.8M |
|
|
QVCGA
652
DELISTED
QVC Group Inc Series A
QVCGA
| $25.2M | 0.03% |
70,216
+43,040
| +158% | +$20.4M |
|
|
GOAC.U
653
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
| $25.1M | 0.03% |
+2,490,000
| New | +$24.9M |
|
654
Navient
NAVI
$789M
| $25M | 0.03% |
2,956,160
+88,378
| +3% | +$725K |
|
655
CALL
RH
RH
$3.13B
| $24.9M | 0.03% |
65,200
-18,500
| -22% | -$5.83M |
|
656
CoStar Group
CSGP
$11.7B
| $24.9M | 0.03% |
293,710
+242,340
| +472% | +$19.3M |
|
657
Merit Medical Systems
MMSI
$5.07B
| $24.9M | 0.03% |
572,492
-60,846
| -10% | -$2.75M |
|
658
Alnylam Pharmaceuticals
ALNY
$27.5B
| $24.8M | 0.03% |
170,238
+56,351
| +49% | +$8.01M |
|
659
CALL
American Express
AXP
$227B
| $24.7M | 0.03% |
246,000
+74,800
| +44% | +$7.36M |
|
660
First Solar
FSLR
$22.7B
| $24.7M | 0.03% |
372,455
+363,455
| +4,038% | +$24.1M |
|
661
Zimmer Biomet
ZBH
$18.2B
| $24.6M | 0.03% |
186,255
-112,432
| -38% | -$14.7M |
|
662
Fluor
FLR
$7.01B
| $24.6M | 0.03% |
2,793,771
+546,363
| +24% | +$5.75M |
|
663
Amgen
AMGN
$208B
| $24.5M | 0.03% |
96,571
-124,129
| -56% | -$30.8M |
|
664
Groupon
GRPN
$1.05B
| $24.5M | 0.03% |
1,203,087
+1,179,000
| +4,895% | +$27.5M |
|
665
CGI
GIB
$15.1B
| $24.5M | 0.03% |
361,365
-30,100
| -8% | -$2.05M |
|
|
PARA
666
PUT
DELISTED
Paramount Global Class B
PARA
| $24.5M | 0.03% |
873,700
-609,100
| -41% | -$16.3M |
|
667
Check Point Software Technologies
CHKP
$13B
| $24.5M | 0.03% |
203,296
-460,300
| -69% | -$56.2M |
|
668
CareTrust REIT
CTRE
$9.91B
| $24.4M | 0.03% |
1,373,750
+693,318
| +102% | +$12.6M |
|
669
Nice
NICE
$5.79B
| $24.4M | 0.03% |
107,525
+67,952
| +172% | +$14.5M |
|
|
670
CALL
Boeing
BA
$171B
| $24.4M | 0.03% |
147,700
-70,000
| -32% | -$11.9M |
|
671
Texas Capital Bancshares
TCBI
$4.3B
| $24.3M | 0.02% |
779,834
-10,704
| -1% | -$338K |
|
|
MDRX
672
DELISTED
Veradigm Inc. Common Stock
MDRX
| $24.2M | 0.02% |
2,975,995
-235,361
| -7% | -$1.92M |
|
673
Ball Corp
BALL
$17.3B
| $24.2M | 0.02% |
291,211
-342,072
| -54% | -$26.3M |
|
674
CALL
Caterpillar
CAT
$375B
| $24.2M | 0.02% |
162,200
+139,200
| +605% | +$19.6M |
|
675
NCR Voyix
VYX
$1.14B
| $24M | 0.02% |
1,770,312
-128,442
| -7% | -$1.53M |
|
Similar funds
D.E. Shaw & Co's Q3 2020 Portfolio in Review
As of Q3 2020, D.E. Shaw & Co held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- D.E. Shaw & Co added most to Walt Disney in Q3 2020, an estimated $642M increase.
- D.E. Shaw & Co's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- D.E. Shaw & Co fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- D.E. Shaw & Co opened 420 new positions and closed 597 in Q3 2020.
- D.E. Shaw & Co's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.