D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.11% |
| 2 | Healthcare | 7.95% |
| 3 | Consumer Discretionary | 7.93% |
| 4 | Financials | 7.4% |
| 5 | Technology | 7.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Huntsman Corp
HUN
$2.24B
| $19.5M | 0.03% |
799,096
+110,222
| +16% | +$2.56M |
|
652
CALL
Stryker
SYK
$127B
| $19.5M | 0.03% |
239,400
+10,600
| +5% | +$843K |
|
|
MRC
653
DELISTED
MRC Global
MRC
| $19.4M | 0.03% |
718,988
-9,806
| -1% | -$274K |
|
654
CALL
Helmerich & Payne
HP
$3.53B
| $19.3M | 0.03% |
179,700
+18,600
| +12% | +$1.73M |
|
655
PUT
F5
FFIV
$22.1B
| $19.3M | 0.03% |
181,200
-57,300
| -24% | -$6.06M |
|
656
PUT
Eastman Chemical
EMN
$7.8B
| $19.3M | 0.03% |
223,400
-138,000
| -38% | -$11.3M |
|
|
FSL
657
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
| $19.2M | 0.03% |
787,663
+650,483
| +474% | +$12.9M |
|
658
Starwood Property Trust
STWD
$6.12B
| $19.2M | 0.03% |
814,942
+293,308
| +56% | +$6.96M |
|
659
Cadence Design Systems
CDNS
$90B
| $19.2M | 0.03% |
1,232,907
+1,198,109
| +3,443% | +$17.8M |
|
660
Regeneron Pharmaceuticals
REGN
$68.8B
| $19.1M | 0.03% |
63,524
-63,277
| -50% | -$19.5M |
|
661
CALL
Mastercard
MA
$477B
| $19M | 0.03% |
254,400
-10,600
| -4% | -$828K |
|
662
Graham Holdings Company
GHC
$4.97B
| $19M | 0.03% |
44,654
+2,859
| +7% | +$1.17M |
|
|
KSU
663
PUT
DELISTED
Kansas City Southern
KSU
| $18.9M | 0.03% |
185,200
+116,400
| +169% | +$12M |
|
664
Becton Dickinson
BDX
$43.1B
| $18.9M | 0.03% |
165,201
+15,452
| +10% | +$1.7M |
|
665
PUT
Stratasys
SSYS
$697M
| $18.9M | 0.03% |
177,700
+1,900
| +1% | +$227K |
|
666
BlackBerry
BB
$5.01B
| $18.8M | 0.03% |
+2,332,555
| New | +$21.9M |
|
667
PUT
Abbott
ABT
$180B
| $18.8M | 0.03% |
489,300
+55,300
| +13% | +$2.13M |
|
668
PUT
Honeywell
HON
$77.1B
| $18.8M | 0.03% |
225,250
+128,094
| +132% | +$10.6M |
|
669
SM Energy
SM
$7.96B
| $18.7M | 0.03% |
262,682
+246,088
| +1,483% | +$19.3M |
|
670
Radian Group
RDN
$5.14B
| $18.6M | 0.03% |
1,237,711
+351,561
| +40% | +$5.36M |
|
|
SFUN
671
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
| $18.5M | 0.03% |
27,016
+25,226
| +1,409% | +$20.6M |
|
672
CALL
Halliburton
HAL
$27.9B
| $18.5M | 0.03% |
313,800
+138,600
| +79% | +$7.4M |
|
673
Banco Santander Chile
BSAC
$15.8B
| $18.4M | 0.03% |
786,476
+85,266
| +12% | +$1.85M |
|
|
TW
674
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
| $18.4M | 0.03% |
161,539
-158,763
| -50% | -$18.5M |
|
675
PUT
Molson Coors Class B
TAP
$7.68B
| $18.4M | 0.03% |
312,800
+6,800
| +2% | +$380K |
|
Similar funds
D.E. Shaw & Co's Q1 2014 Portfolio in Review
As of Q1 2014, D.E. Shaw & Co held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.1% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in Veren worth $53.3M.
- D.E. Shaw & Co's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- D.E. Shaw & Co added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- D.E. Shaw & Co's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- D.E. Shaw & Co fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- D.E. Shaw & Co opened 596 new positions and closed 795 in Q1 2014.
- D.E. Shaw & Co's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.